Associate Director, Research Compliance - New York

Jefferies is seeking a Research Compliance Associate to sit on our Research Management team in New York. · ...

This is a full-time hybrid role for an Accounting: Tax and Compliance Researcher based in New York with opportunities for remote work. · Conduct tax and compliance-related research. · Prepare and review financial statements. · ...

+This is a full-time hybrid role for an Accounting: Tax and Compliance Researcher. · ++Conducting tax and compliance-related research · Preparing and reviewing financial statements · Managing journal entries · ++ Bachelor's degree in Accounting, Finance or related field Pr ...

The Research Compliance team is a dynamic function which enables the expansion of our fastest-growing business segments globally. As the Research Compliance Associate you will report into the Research Compliance Manager based in New York and work closely with the Legal, Client Pr ...

Manages daily administrative operations for one or more defined compliance programs such as HIPAA, coding and billing, Conflicts of Interests (COI) or other compliance program(s). Plans and implements research coding and billing audits. · ...

The Research Compliance Program Manager manages daily administrative operations for one or more defined compliance programs and plans and implements research coding and billing and financial audits and monitoring. · ...

The Director of Research Compliance supports the operational needs of the compliance function within the Office of Research and Sponsored Programs (ORSP). They ensure adherence to federal and state regulations and provide support via communications management. · ...

We are seeking a seasoned Compliance professional with deep expertise in Investment Banking, Capital Markets and Research regulatory frameworks. The ideal candidate will have extensive knowledge of Client and SEC rules. · Acts as primary compliance advisor to the Investment Banki ...

We are seeking an experienced compliance professional to support the Investment Banking and Research business lines within a highly regulated broker-dealer environment. · Act as primary compliance coverage for the Investment Banking and Capital Markets teams... · ...

Jefferies is looking to hire a Compliance Officer into its Global Control Group.This is an exciting opportunity to join a fast-growing business and work in a dynamic role with broad exposure to Jefferies Investment Banking and Research departments. · ...

The Firm is looking for someone to oversee compliance for their investment banking division. The ideal candidate must have experience in Private Side Compliance and be licensed with at least a Series 24 and 79. · Candidates must also have thorough knowledge of FINRA and SEC rules ...

Our client, a leading global investment bank, is looking to add an experienced Compliance professional with at least 5 years of broker-dealer experience. · ...

The Associate Vice President for Human Research Protection (the AVP) is the senior officer responsible for the oversight of Columbia's Human Research Protection Program and the administration and management of Columbia's Human Research Protection Office. The AVP reports to the Vi ...

The research associate will provide operational support and direction for Non-Interventional Studies (NIS) to the health economics and outcomes research (HEOR) team in compliance with Pfizer Standard Operating Procedures (SOPs). The position will be temporary for 24 months. · ...

Senior Compliance Officer at Chardan investment bank. · ...

The Americas Compliance Department manages compliance risk and provides compliance support services in the United States for Mizuho Bank Ltd. · Serve as Compliance Subject Matter Expert on Information Barriers · Develop relationships with key stakeholders to ensure implementation ...

This role involves overseeing key program elements applicable to the U.S. Control Room in investment banking and research.Maintain watch and restricted lists. · Monitor interactions between Research and Investment Banking. · Handle regulatory inquiries and conflict management. · ...

Job summaryThe Regulatory Science Specialist assists the Associate Director in overseeing the Clinical Trials Office's regulatory compliance and providing assistance to the research community in the development and conduct of clinical trials. · The CTO assists investigators and a ...

We are seeking an accomplished Healthcare Procurement Counsel to support a leading healthcare organization with high-volume, complex transactional and regulatory work. · ...

We are seeking a dedicated Clinical Research Coordinator to join our team.The ideal candidate will be responsible for coordinating and overseeing clinical research studies ensuring compliance with protocols regulations and ethical standards. · The Clinical Research Coordinator wi ...