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Compliance, Compliance Risk Governance
3 days ago
Goldman Sachs New York, United States Full timeGlobal Compliance · Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management pro ...
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Compliance, Compliance Risk Governance
1 day ago
Goldman Sachs New York, United StatesGlobal Compliance · Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management pro ...
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Santander US New York, United StatesExecutive Director, Compliance-Control Room Officer · New York, United States of America · The Santander CIB (US) Control Room administers policies and procedures to prevent or detect insider trading and identify and manage potential transactional conflicts of interest. The ED, C ...
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Barclays New York, United States**VP, Control Room and Research Compliance Officer** · **New York, NY** · Barclays Services Corp · **What will you be doing?** · Barclays Services Corp seeks VP, Control Room and Research Compliance Officer in New York, NY (multiple positions available): · - On behalf of a global ...
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Compliance Analyst
20 hours ago
Public Health Solutions New York, United StatesCompany Overview · Health disparities among New Yorkers are large, persistent and increasing. Public Health Solutions (PHS) exists to change that trajectory and support New Yorkers and their families in achieving optimal health and building pathways to reach their potential. As t ...
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Compliance Analyst
1 day ago
New York City, NY Manhattan, United StatesPLEASE NOTE APPLICANTS MUST BE PERMANENT IN THE ASSOCIATE STAFF ANALYST CIVIL SERVICE TITLE.OR IN A COMPARABLE TITLE ELIGIBLE FOR 6.1.9. · The DSS Accountability Office's ORCA is charged with working closely with internal and external partners to ensure that DHS facilities, direc ...
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Compliance Analyst
2 days ago
Millennium Management Corp New York, United StatesCompliance Analyst · The Compliance Department at Millennium serves to adopt, implement, and enforce a Compliance program, including policies and procedures, processes, systems, controls, surveillance, testing and reporting, which is designed to prevent or detect violations of a ...
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Compliance Analyst
6 days ago
Tandym Group New York, United StatesA recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory require ...
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Compliance Analyst
1 day ago
City National Bank New York, United StatesOverview: · COMPLIANCE ANALYST WHAT IS THE OPPORTUNITY? The Compliance Analyst will be responsible for monitoring, oversight and independent review and assessment of the Compliance framework for the Division. Ensure processes are in place for the appropriate oversight, tracking ...
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Information Governance Analyst
3 days ago
Considine Search New York, United StatesSummary · The New York office of an elite Global Law Firm is looking to hire an experienced Information Governance Analyst to join the Electronic Information Governance Department. The Information Governance Analyst provides day to day services in support of Firm and client needs ...
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Compliance Analyst
1 day ago
Fortress Investment New York, United StatesCompliance Analyst · New York · Corporate Group · Ref # · 3213 · Date published · 08-Sep-2023 · About Fortress · Fortress Investment Group LLC is a leading, highly diversified global investment manager with approximately $48 billion of assets under management as of December 31, 2 ...
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Compliance Analyst
1 day ago
Franklin Resources New York, United StatesAt Franklin Templeton, we're driving our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make p ...
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Compliance Analyst
6 days ago
Private Equity Firm New York, United StatesTitle: Compliance Analyst · Location: New York City, NY · Hybrid Work: Role will start in-office four days per week, reducing to three days after training · Compensation: $100,000 – $120,000 base salary plus bonus. · Job Overview: A prestigious private equity firm based in New Y ...
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Information Governance Analyst
1 week ago
Considine Search New York, United StatesSummary · The New York office of an elite Global Law Firm is looking to hire an experienced Information Governance Analyst to join the Electronic Information Governance Department. The Information Governance Analyst provides day to day services in support of Firm and client need ...
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Compliance Analyst
6 days ago
BBVA New City, United StatesCompliance Analyst · Job Description · Assist team with the implementation of an effective compliance program identifying and prioritizing compliance and regulatory risk associated with insider trading and information barriers. · Assist in maintaining the Firm's information barri ...
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Compliance Analyst
1 day ago
Neuberger Berman New York, United StatesResponsibilities: · * Work regularly with the CCO-Alternatives and Alternatives Legal & Compliance team, as well as other divisional CCOs and legal staff, in developing and implementing policies and procedures for a registered investment adviser, with a specific emphasis on the I ...
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Compliance Analyst
1 day ago
New York City, NY Manhattan, United StatesThe Division of Shelter Operations oversees the day-to-day operations of the agency's Single Adult, Adulty Families and Families with Children shelter systems, both directly run and contracted providers. The work done in this Division centers on the re-housing of all shelter popu ...
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Compliance Analyst
4 days ago
Private Equity Firm New York, United StatesTitle: Compliance Analyst · Location: New York City, NY · Hybrid Work: Role will start in-office four days per week, reducing to three days after training · Compensation: $100,000 $120,000 base salary plus bonus. · Job Overview: A prestigious private equity firm based in New ...
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Compliance Analyst
6 days ago
Atlantic Group New York, United StatesLocation: NYC - Midtown (3-4 days in office) · Compensation: $100k-$120k base + bonus ($20k-$30k) · A global investment firm is seeking to hire a Compliance Analyst who will work closely with the firm's Compliance Officer to support the compliance program. This role is a great op ...
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Compliance Analyst
2 days ago
Atlantic Group New York, United StatesLocation: NYC - Midtown (3-4 days in office) · Compensation: $100k-$120k base + bonus ($20k-$30k) · A global investment firm is seeking to hire a Compliance Analyst who will work closely with the firms Compliance Officer to support the compliance program. This role is a great o ...
IT Controls/Compliance/Governance Analyst - New York, United States - Peyton Resource Group
Description
3 Month Contract-to-HireSalary Conversion $70-90K, DOE
Arlington, TX (onsite to begin)
Must have superior soft skills (people skills, excellent communication); ability to carry a conversation, speak to all levels of the organization and adjust on the fly based on the conversation is key
Will be interacting with other departments/presenting; comfortable being in front of all layers of management
Experience with Business Continuity Plan (BCP) process is strongly desired
Policies and procedures
3-4 years of experience is probably the target
Looking for a solid interest in the compliance/governance side of things, rather than the security side of things
SUMMARY:
The IT Controls Analyst will work as a part of the IT Security Team and IT Controls Team to develop policies and procedures to ensure the organization has completed the necessary items for IT Compliance including but is not limited to Policy and Procedure creation and updates, Risk Assessments, Vendor Assessments, Disaster Recovery and Business Continuity Planning, SOX and PCI Audit involvement.
Qualifications:
Bachelor's degree from a four-year college or university
3+ years of information technology compliance experience
Business Continuity Plan (BCP) understanding
SOX and Operational Control testing experience
Understanding of NIST and COBIT frameworks
Ability to update policies/procedures based on current operations
Preferred
Qualifications:
CPA or CIA a plus
CISSP (Info System Security Professional), CISM (Info Security Manager) or CISA (Info System Auditor) certification recommended
Mortgage Industry/Financial Regulatory knowledge is a plus
5 years experience in the IT Compliance field in a finance/lending related industry preferred
Experience with information technology in application development or infrastructure support preferred
About PRG
With 20+ years of success in the staffing industry, Peyton Resource Group focuses on matching talent to the precise needs of our clients.
Your success is our commitment, and we back up that commitment by only recommending opportunities that align with your goals.
Our candidate-centric approach ensures you are in the driver's seat of your career, and our team of recruiters will partner with you and support you every step of the way.
PRG's dedication to service has been widely recognized throughout the industry.PRG has been awarded ClearlyRated's Best of Staffing award for 10 straight years, as well as the Business Journal's Best Places to Work in Dallas, San Antonio and Austin.