-
Marketing / Sales Director
1 week ago
SageLife Malvern, United StatesSageLife's mission is to create the best home for each member of the SageLife family every day by encouraging, empowering, and celebrating successful aging. The Sage family includes our residents, their family members and our associates. Every day, we work hard to fulfill our mis ...
-
Marketing / Sales Director
6 days ago
SageLife Malvern, United StatesImagine a career that lets you enliven a senior's life every day - just by walking into a room, offering a helping hand or lending an ear to hear a good tale. Sound like you? Then welcome to SageLife. · Here, we believe it's important for our team members to be as happy as our re ...
-
Compliance Director, Sales
3 weeks ago
Vanguard Malvern, United StatesResponsible for the development, implementation, and maintenance of an effective compliance program for business activities and products. Advises on regulatory risks, business operations and implements required oversight policies and procedures. · Core Responsibilities · * Develo ...
-
Managing Director, Institutional Sales
6 days ago
Pacer ETFs Malvern, United StatesPacer Advisors, Inc. · Managing Director -Institutional Sales · Pacer ETFs has experienced significant growth since starting as an ETF issuer 9 years ago and now has over $40 billion in AUM. Pacer has developed relationships with every broker dealer platform and their advisor ...
-
Managing Director, Institutional Sales
1 week ago
Pacer ETFs Malvern, United StatesPacer Advisors, Inc. · Managing Director -Institutional Sales · Pacer ETFs has experienced significant growth since starting as an ETF issuer 9 years ago and now has over $40 billion in AUM. Pacer has developed relationships with every broker dealer platform and their advisor ne ...
-
Managing Director, Institutional Sales
1 week ago
Pacer ETFs Malvern, United StatesPacer Advisors, Inc. · Managing Director -Institutional Sales · Pacer ETFs has experienced significant growth since starting as an ETF issuer 9 years ago and now has over $40 billion in AUM. Pacer has developed relationships with every broker dealer platform and their advisor n ...
-
Director of Sales
1 week ago
Seamless Sourcing King of Prussia, United StatesIn less than 15 years of business, and without losing our startup culture / energy, we've emerged as an industry-leader for Healthcare technology and software. Thanks to our special blend of hands-on Executives, white-glove Customer Success Leaders, and cutting-edge Technologists ...
-
Sales Director
1 day ago
SPHERIX GLOBAL INSIGHTS US INC Exton, United StatesJob Description · Job DescriptionJob Description – Sales Director · The primary role of the Sales Director at Spherix Global Insights is to lead the sales strategy for identified franchises and accounts and to develop long-term relationships with clients that result in the achiev ...
-
Director, National Sales
1 week ago
AMETEK Berwyn, United StatesDirector, National Sales · DESCRIPTION/RESPONSIBILITIES: Job Summary: The National Sales Director is responsible for the coordination and leadership of all US-based sales activities with direct management of the regional sales team and US sales channel. This role reports to the ...
-
Marketing / Sales Director
1 week ago
SageLife Malvern, United StatesSageLife's mission is to create the best home for each member of the SageLife family every day by encouraging, empowering, and celebrating successful aging. The Sage family includes our residents, their family members and our associates. Every day, we work hard to fulfill our mis ...
-
Hotel Director of Sales
3 days ago
Drury Hotels Chester, United States Full timeProperty Location: · 355 Chesterfield Center East - Chesterfield, Missouri 63017 You belong at Drury Hotels. · Getting a job is just the beginning. Finding a place where you belong is what truly matters. Who you are and what you do makes a difference at Drury Hotels. There's ...
-
Director of HVAC Sales
3 weeks ago
HomeServe USA Exton, United StatesResponsibilities: · Growth and Customer Focus: · * Supporting the HSES/UGI (Companies) GM's and Directors responsible for overall sales performance. · * Dotted Line support to 25+ Comfort Advisors within the Company. Will work through local GMs/Sales Managers to influence, train, ...
-
Director, Leisure Sales
3 weeks ago
World Travel Inc. Exton, United StatesJob Description · Job DescriptionDirector, Leisure Sales · Gilbertsville, PA/Hybrid · Job Description · As a leader of World Vacations, a division of World Travel, Inc., you will lead the aggressive development and growth of the company's leisure travel and vacation sales. You wi ...
-
Regional Sales Director
2 weeks ago
FusionWorks Hamorton, United StatesAs a senior country manager for Hamorton, you will report directly to the CEO and be based in Munich. Your main responsibility will be to acquire new clients and oversee the entire sales process. A strong understanding of the electronic component market is essential for this role ...
-
Sales Director
1 week ago
The Judge Group Drexel Hill, United StatesDirector of Sales Opportunity - Award Winning Events Venue · Client is an award winning & unique events venue offering guests innovative cuisine, top of the line onsite amenities, superior service, the best in luxury and convenience and is a premier event location for hosting wed ...
-
Sales Director
1 week ago
I&I Sling Inc. Philadelphia, United StatesExciting Opportunity Alert · Join our team as the Sales Director for the I & I Sling business unit, driving profitable sales revenue growth across the Americas region Reporting directly to the VP/GM – I & I Sling, this pivotal role offers a dynamic opportunity to lead and excel ...
-
Director of Sales
3 days ago
Marriott International New Castle, United States Full timeAdditional Information: This hotel is owned and operated by an independent franchisee, Titan Hotel Group. The franchisee is a separate company and a separate employer from Marriott International, Inc. The franchisee solely controls all aspects of the hotel's employment policies ...
-
Director of Sales
1 week ago
Team Builder Recruiting Kinzers, United States Full timeDirector of Sales & Marketing · Kinzers, PA · Recruit, train & mentor a high-performing sales and marketing team · Set clear goals & objectives for team members and provide ongoing feedback & support · Foster a culture of innovation, collaboration, and continuous improvement with ...
-
Sales Director
2 weeks ago
HES Facilities Philadelphia, United States Full time· Sales Director · Every job within a school district is important · Job DescriptionHES Facilities Management is seeking a sales director for the Mid-Atlantic Region to focus on new business account development in our Education Division, which includes both Higher Education and ...
-
Sales Director
3 weeks ago
Telco Systems | Edgility Philadelphia, United StatesCompany's Profile: · Telco Systems is a global leader in telecommunications, with many years of experience in the design and development of high-performance network communications solutions. With its advanced software and hardware solutions, Telco Systems provides a revolutionary ...
Compliance Director, Sales - Malvern, United States - The Vanguard Group
Description
Responsible for the development, implementation, and maintenance of an effective compliance program for business activities and products. Advises on regulatory risks, business operations and implements required oversight policies and procedures.Core Responsibilities
Develops, implements and maintains an effective compliance program for brokerage business activities, services and products. Partners with business leaders and stakeholders to provide advice and ensure compliance with regulatory requirements.
Manages the prioritization of and leads the development of strategies and initiatives to incorporate changes in sales and client engagement practices related technology initiatives or marketing collateral.
Maintains and revises compliance program policies and procedures. Designs, implements, and maintains new compliance standards.Identifies and implements corrective action plans for resolution of complex, problematic issues.
Evaluates and communicates operational efficiency and effectiveness of compliance programs. Sets measurable standards leveraging internal and external resources accordingly.
Serves as an expert and key resource related to compliance programs and regulatory matters relevant to business operations.
Leads regulatory visits, exams, inquiries and complex investigations within the business.
Participates in special projects and performs other duties as assigned.
Qualifications
Minimum of eight years related work experience. Supervisory experience preferred.
Undergraduate degree or equivalent combination of training and experience.
This job requires a regulatory license and/or registration (e.g. FINRA, state, SFC). These will be determined by Compliance based on role-specific duties.
Special Factors
Sponsorship
Vanguard is not offering visa sponsorship for this position.
About Vanguard
We are Vanguard. Together, we're changing the way the world invests.
For us, investing doesn't just end in value. It starts with values. Because when you invest with courage, when you invest with clarity, and when you invest with care, you
can
get so much more in return. We invest with purpose – and that's how we've become a global market leader. Here, we grow by doing the right thing for the people we serve. And so can you.
We want to make success accessible to everyone. This is our opportunity. Let's make it count.
Inclusion Statement
Vanguard's continued commitment to diversity and inclusion is firmly rooted in our culture.
Every decision we make to best serve our clients, crew (internally employees are referred to as crew), and communities is guided by one simple statement: "Do the right thing.
"We believe that a critical aspect of doing the right thing requires building diverse, inclusive, and highly effective teams of individuals who are as unique as the clients they serve.
We empower our crew to contribute their distinct strengths to achieving Vanguard's core purpose through our values.When all crew members feel valued and included, our ability to collaborate and innovate is amplified, and we are united in delivering on Vanguard's core purpose.
Our core purpose:
To take a stand for all investors, to treat them fairly, and to give them the best chance for investment success.
How We WorkVanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection.
We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience.
#J-18808-Ljbffr
