Chief Compliance Officer- RIA( VP or SVP) - New York

A Japanese Asset Management company seeks a Chief Compliance Officer- RIA( VP or SVP)- NYC. · 10+ years of compliance experience at an SEC registered RIA (CCO experience preferred) · ...

We are looking for a strong client support representative with their Series 7 license to handle client accounts and cash movements. This role involves providing white-glove customer service, answering questions from end clients, and relaying feedback to product and engineering te ...

Head of Business Development · Remote with regular presence in New York City · About GoalVest Advisory · GoalVest Advisory is a New York based RIA delivering institutional-caliber investment portfolios and differentiated alternative and private market strategies to RIAs, family ...

Client Support Specialist – WealthTech / RIA Focus · My client was founded in 2017 to help financial advisors better secure their clients' financial futures. They focus on independent Registered Investment Advisers (RIAs), delivering financial products that advisors can't easily ...

About the Role · We are working with a real estate investment firm seeking an experienced capital raiser to drive fundraising efforts across institutional and high-net-worth channels. This individual will be a key growth driver, expanding the investor base and deepening relations ...

This role drives strategic growth in the RIA market by collaborating across functions—National Accounts, Investment Management, Marketing, Technology and Sales—to align initiatives and deliver impactful go-to-market strategies. · ...

+We're working with a growing RIA business as they look to add a Compliance Manager to their team. · +SUporting the GC/CCO on all manner of core compliance activities, · Draft, update, and implement firm policies and procedures in line with evolving regulatory requirements and bu ...

Hines is searching for an ambitious Senior Director to grow market share across the family wealth distribution spectrum. · Build consultative relationships and grow market share with key centers of influence across family offices, large RIAs, RIA aggregators, and high-net-worth i ...

They are looking for a proactive and strategic Director of Sales to join their B2B Wealth Platform team. · ...

Wealth Strategist position at an Independent RIA seeking Senior Wealth Advisor to manage ultra high net worth client relationships. · Manage all aspects of ultra-high net worth client relationships with complex estate and tax planning strategies. · Work in tandem with the Interna ...

We're committed to bringing talented and motivated people together to help our customers plan for a financially secure future. · Mutual of America's Compliance Department is seeking a Senior Compliance Analyst, · with experience in Registered Investment Adviser (RIA) and Register ...

Multi Family Office · Portfolio Manager · NYC · Overview · Ultra High Net Worth focused Multi-Family Office seeks a Portfolio Manager to partner with the CIO in providing overall investments strategy, thoughtful analysis, research and due diligence with a strong focus on Option ...

The firm is seeking an experienced Finance Director with a background in wealth management or financial services and a broad understanding of the RIA business model and regulatory environment. · ...

Bondflow is expanding its US capital formation efforts and is seeking a senior distribution professional to drive AUM growth across private wealth and intermediary channels. · This is an execution-focused role within a defined platform structure. Success will be measured by pipel ...

We have been asked by a well-established and expanding International Private Bank with a well-established RIA in multiple locations in the U.S. Our client is seeking a Senior Wealth Advisor for their New York office. · Must have a minimum of 7+ years from either a private bank or ...

About the Role · We are working with a real estate investment firm seeking an experienced capital raiser to drive fundraising efforts across institutional and high-net-worth channels. This individual will be a key growth driver, expanding the investor base and deepening relations ...

We take a people-first approach by investing in talent, empowering local leaders, and building a culture of exceptional execution, trust, and integrity. · Due Diligence, Gap Analysis & Remediation: Conduct seller compliance program due diligence (post LOI); work with ACA Global o ...

This candidate will be responsible for the distribution of all Marathon's offerings through Family Wealth relationships, which primarily include Registered Investment Advisors and Multi-Family Offices on the East Coast. · ...

+A great opportunity for a diligent professional to gain valuable work experience with an established firm. · + · +Benefits + + Full-time role based in NYC . ...

Wealth Management Platform is looking for a dynamic and results-driven Account Executive to join their B2B Wealth Platform team. · Generate and Qualify Leads – Identify and pursue new sales opportunities with RIAs through prospecting, cold calling, networking, and lead qualificat ...