-
Audit Manager
3 weeks ago
Truist Charlotte, United States Full timeESSENTIAL DUTIES AND RESPONSIBILITIES · Following is a summary of the essential functions for this job. Other duties may be performed, both major and minor, which are not mentioned below. Specific activities may change from time to time. 1. Serve as Engagement Manager on high ri ...
-
Audit Manager
1 week ago
Bank of America Charlotte, United States Full timeDescription · : This job is responsible for overseeing assigned areas of audit work acting as an Auditor-in-Charge (AIC) and executing on the audit strategy for Lines of Business (LOBs). Key responsibilities include driving risk-based auditing by defining scope and test procedur ...
-
Audit Manager
2 weeks ago
U.S. Bank Charlotte, United States Full timeAt U.S. Bank, we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our shared ambition to life, and each ...
-
Audit Manager
1 week ago
ClientSolv Charlotte, United StatesWe are seeking an Audit Manager for a direct hire/permanent position in Charlotte, NC. In this role, you will be responsible for overseeing assigned areas of audit work acting as an Auditor-in-Charge and executing on the audit strategy for different Audit Manager, Internal Audito ...
-
IT Audit Manager
2 weeks ago
Equitable Services Charlotte, United StatesJob Number: · 9091 · Job Number: · A · External Description: · Job Description - IT Audit Manager · IT Audit Manager · Primary Location · : · UNITED STATES-NC-Charlotte · Other Locations · : · UNITED STATES-NY-Syracuse · Organization · : · Equitable · Schedule · : ...
-
Audit Manager
3 weeks ago
A-Line Staffing Solutions Charlotte, United StatesJob Description · Job DescriptionPosition Overview: The Counterparty Risk Audit Manager is responsible for overseeing and managing the audit processes related to counterparty risk within the organization. This role involves assessing the effectiveness of policies, procedures, and ...
-
Manager Audit
3 weeks ago
First Citizens Bank Charlotte, United StatesManager Audit - Quality Assurance and Improvement Program (QAIP) · United States, North Carolina, Charlotte · We are seeking a highly skilled and experienced Quality Assurance and Improvement Program audit project manager to join our Internal Audit team. As a Quality Assurance a ...
-
Audit Manager
1 week ago
CRG Charlotte, United StatesAudit Manager · Our client, a CPA Firm that is headquartered in Charlotte, NC has been providing their advisory and accounting services for over 30 years to privately held businesses. They service a wide range of clients throughout the Carolinas and beyond. They are seeking an ...
-
Audit Manager
1 week ago
Agile Tech Labs Charlotte, United StatesJob Description · Job DescriptionJob Title: Audit Manager Compliance and Operational Risk · Job Location: Charlotte, NC, US (Onsite) · Job Type: Full-time · Job Description: · Bachelor's · Minimum 5 years of audit experience in areas related to compliance and operational risk man ...
-
Audit Manager
1 week ago
Eclaro Charlotte, United StatesAudit Manager - Counterparty Credit RiskJob Number: · Grab the opportunity to achieve your full potential Eclaro is looking for an · Audit Manager - Counterparty Credit Risk · for our client in · Charlotte, NC. · Eclaro's client is one of the world's largest financial instit ...
-
Audit Manager
1 week ago
The Employee Connect Charlotte, United StatesJob Description · Job DescriptionJob Opportunity *in office 3 days a week*: · Our client is dedicated to improving financial lives through every connection. We prioritize Responsible Growth, diversity, and inclusion, offering competitive benefits and flexible work arrangements ta ...
-
Audit Manager
1 day ago
Jobot Charlotte, United StatesJob Description · Job Description55 hour busy seasons, casual work culture, and flexible work schedule · This Jobot Job is hosted by: Tony Callahan · Are you a fit? Easy Apply now by clicking the "Apply Now" buttonand sending us your resume. · Salary: $115,000 - $140,000 per year ...
-
Audit Manager
1 week ago
Fox Point Recruitment LLc Charlotte, United StatesJob Description · Job DescriptionJob Description: · This job is responsible for overseeing assigned areas of audit work acting as an Auditor-in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs). The teams coverage is global and covers Counterparty Cre ...
-
Audit Manager
4 days ago
ClientSolv Charlotte, United StatesCompany Description · ClientSolv Technologies is an IT solution firm with over a decade of experience serving Fortune 1000 companies, public sector and small to medium sized companies. ClientSolv Technologies is a woman-owned and operated company that is certified as a WMBE, 8a ...
-
Audit Manager
1 day ago
Jobot Charlotte, United States55 hour busy seasons, casual work culture, and flexible work schedule · Do not wait to apply after reading this description a high application volume is expected for this opportunity. · This Jobot Job is hosted by: Tony Callahan · Are you a fit? Easy Apply now by clicking the ...
-
Audit Manager
1 week ago
Eclaro Charlotte, United StatesAudit Manager - Counterparty Credit Risk · Job Number: · Grab the opportunity to achieve your full potential Eclaro is looking for an Audit Manager - Counterparty Credit Risk for our client in Charlotte, NC. · Eclaro's client is one of the world's largest financial institution ...
-
Audit Manager
3 weeks ago
Truist Financial Corporation Charlotte, United StatesThe position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to create a profile, which will let you see your application status and any communicatio ...
-
Audit Manager
1 day ago
ClientSolv Technologies Charlotte, United StatesJob Description · Job DescriptionCompany Description · ClientSolv Technologies is an IT solution firm with over a decade of experience serving Fortune 1000 companies, public sector and small to medium sized companies. ClientSolv Technologies is a woman-owned and operated company ...
-
Audit Manager
2 hours ago
Truist Charlotte, United States Full timeESSENTIAL DUTIES AND RESPONSIBILITIES · Following is a summary of the essential functions for this job. Other duties may be performed, both major and minor, which are not mentioned below. Specific activities may change from time to time. 1. Serve as Engagement Manager of high ri ...
-
Audit Manager
6 days ago
Bright Vision Technologies Charlotte, United StatesBright Vision Technologies has an immediate opportunity for Audit Manager - Risk & Compliance at Charlotte, NC. with minimum 5 years of experience conducting compliance and or operational risk audits in Financial Services. · Candidate must have permanent work authorization and wo ...
Audit Manager - Charlotte, United States - Instant Serve LLC
Description
Job Description
Job DescriptionJob Title: Audit Manager Compliance and Operational Risk
Onsite Position
Location: Charlotte, NC, US
Permanent | Req ID:
Banking / Loans
Salary: Depends on experience
What are the 3-4 non-negotiable requirements of this position?
Minimum 5 years of audit experience in areas related to compliance and operational risk management programs and regulations. At least 5 years of experience conducting compliance and or operational risk audits in Financial Services. At least 3 years of experience leading audits and performing in the role of auditor-in-charge
What are the nice-to-have skills?
Master's Degree in Auditing, Master's Degree in Accounting, Master's Degree in Finance, or Master of Business Administration Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE)
Describe how this position fits in your organization.
This job is responsible for overseeing assigned areas of audit work acting as an Auditor-in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs)
Responsibilities
Subject matter expertise of compliance and operational risk frameworks and a solid business understanding of the financial services industry.
Plan, perform, and lead compliance and operational risk audits at the enterprise level
Subject matter expertise in risk management frameworks and underlying regulations like Basel, Heightened Standards, SR 08-8, Fed 13-1, Enhanced Prudential Standards.
Perform audit reviews for risk appetite, risk governance, risk culture, RCSA programs, loss data, second line monitoring and testing programs.
Manage staff during audit engagements and provide feedback on work performed;
Design and perform compliance and operational risk audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes;
Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery;
Communicate the results of audit projects to management (written reports/oral presentations);
Establish and build working relationships with internal and external management;
Perform risk assessments of business activities, potential risks exposures, and materiality of loss; and
Demonstrates experience in managing integrated internal audit and assurance delivery.
Effective influence skills in communicating findings. This individual must be an articulate and effective communicator, both verbally and in writing.
Strong interpersonal skills for interfacing with all levels of internal and external audit and management
Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and drafting audit reports leveraging automation and innovative methods in a timely and high quality manner
Acts as Auditor-in-Charge (AIC) by overseeing audit testing and ensuring it is executed in a timely manner and conforms with quality standards, audit policies, and procedures
Assesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings and escalate broad themes or trends accordingly based on existing business knowledge
Exercises intellectual curiosity and judgment to effectively influence and challenge management to improve the control environment and drive continuous improvements on audit
Oversees a team of associates and provides day-to-day mentoring and guidance and fosters an inclusive work environment
Maintains business partner relationships, primarily with line management, to develop business knowledge
Exercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment
Required Skills and Experience
Bachelor's
Minimum 5 years of audit experience in areas related to compliance and operational risk management programs and regulations.
At least 5 years of experience conducting compliance and or operational risk audits in Financial Services.
At least 3 years of experience leading audits and performing in the role of auditor-in-charge
Internal Audit Review
Issue Management
Risk Management
Audit Planning
Analytical Thinking
Project Management
Relationship Building
Business Acumen
Coaching
Written Communications
Automation
Technical Documentation
Attention to Detail
Critical Thinking