- Specialize in the review of regulatory documentation (such as AML/KYC, Dodd Frank, EMIR, MiFID, FATCA, etc.)
- Specialize in the review of non-regulatory documentation and information to ensure compliance with firm requirements, assisting with the approval of new Asset Management relationships.
- Work directly with our internal federation partners, clients and the Asset Management desks in a fast paced environment with precision and accuracy.
- Prioritize, meet deadlines and communicate to all levels of the organization, including Asset Management, Asset Management middle office, legal, and compliance
- Partner with Asset Management Operations to ensure a seamless front to back onboarding and liaise with multiple parties to establish new Asset Management relationships to facilitate deal investments.
- Coordinate with internal and external clients to obtain relevant onboarding requirements
- Ensure due diligence is performed to comply with "Know Your Customer" regulatons
- Develop expertise in the Firm's Anti Money Laundering/Customer Identification due diligence policies
- Draft procedures to reflect changing regulatory requirements
- Devise and implement process improvement efficiencies
- Approve the opening of new accounts.
- Bachelor's degree required
- Proven analytical skills, problem solving ability, and a control mentality paired with meticulous attention to detail
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Operations Alternatives Private KYC Analyst
1 week ago
Paladin Consulting Dallas, United StatesPaladin Consulting is currently hiring an Operations Alternatives Private KYC Analyst to join our team working onsite at our client's office located in Dallas, TX. · We work with companies that offer environments for our employees to contribute, learn, and advance their career. W ...
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Paladin Consulting Dallas, United StatesPaladin Consulting is currently hiring an Operations Alternatives Private KYC Analyst to join our team working onsite at our clients office located in Dallas, TX. · We work with companies that offer environments for our employees to contribute, learn, and advance their career. W ...
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Constantin Control Associates LP Dallas, United StatesJob Description · Job DescriptionFinancial Services firm located in Dallas Texas has an immediate need for a Loans Operation Analyst. These are entry level roles geared for recent college students. For immediate consideration, please email me an updated resume in a Word Document. ...
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Spectraforce Technologies Dallas, United StatesJob Title: · Asset & Wealth Management - Operations - Alternatives Private KYC - Analyst · Location: · Dallas, Texas · Duration: · 6 Months · Duties: · Your impact · Our Asset Management Alts Private KYC team is seeking a professional who will work with our clients along ...
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Entry Level Analyst
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Phyton Talent Advisors Dallas, United StatesOur client, a Global Financial Services and Analytics Firm, is seeking a Entry Level Analyst in their Dallas, TX location: · Responsibilities:Manage multiple client requests, while ensuring timely completion of all deliverables.Evaluate scope of work/project plans and provide re ...
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Entry Level Analyst
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Phyton Talent Advisors Dallas, United StatesOur client, a Global Financial Services and Analytics Firm, is seeking a Entry Level Analyst in their Dallas, TX location: · Responsibilities: · Manage multiple client requests, while ensuring timely completion of all deliverables. · Evaluate scope of work/project plans and ...
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Financial Operations Analyst
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Russell Tobin Dallas, United StatesJob Description · Job DescriptionJob title: Asset & Wealth Management - Operations - Alternatives Private KYC - Analyst · Location: Dallas TX · Duration: 6months · Pay rate: $20-$23/hour · Position Description: · Department: AM Alts Pvt KYC Group · Job Category: Operations · Job ...
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Credit Analyst
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Finance Costing lead
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Diverse Lynx Irving, United StatesJob Title: Business Analyst/System Analyst · Location: Irving ,TX (Onsite) · Duration: Fulltime · Job Details: · Mandatory : · AML/KYC/ Credit Card · Need Profile should have experience in PAYMENT AND CARD DOMAIN · Looking for consultant as prior experience with Enterprise ...
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Greystone Irving, United StatesGreystone Monticello, LLC and its affiliates ("Greystone Monticello") is a real estate and asset-based lender providing asset management and comprehensive capital solutions for healthcare, multifamily, and commercial real estate assets throughout the US. Greystone Monticello is s ...
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Financial Crimes Compliance Analyst
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Guidehouse Richardson, United StatesJob Family: · Investigator Travel Required: · Up to 10% Clearance Required: · Ability to Obtain Public Trust This requisition has been posted for the purpose of pipelining building relationships with qualified candidates in order to potentially hire them into future openings w ...
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Guidehouse Richardson, TX, United StatesTravel Required : · This requisition has been posted for the purpose of pipelining building relationships with qualified candidates in order to potentially hire them into future openings within GMS - FS. · Opportunities available for Analysts and Senior Analysts · Guidehouse i ...
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Financial Crime Compliance Manager
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Guidehouse Richardson, TX, United StatesTravel Required: · Financial Crimes Compliance Manager · This requisition has been posted for the purpose of pipelining building relationships with qualified candidates in order to potentially hire them into future openings within GMS - FS. · - Guidehouse is seeking an experience ...
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Financial Crimes Compliance Analyst
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Guidehouse Richardson, United StatesJob Family: · Investigator Travel Required: · Up to 10% Clearance Required: · Ability to Obtain Public Trust This requisition has been posted for the purpose of pipelining building relationships with qualified candidates in order to potentially hire them into future openings w ...
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Financial Crimes Compliance Manager
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Guidehouse Richardson, United StatesJob Family: · Investigator Travel Required: · Up to 10% Clearance Required: · None Financial Crimes Compliance Manager · Opportunities available for Supervisors (Leads) and Managers · This requisition has been posted for the purpose of pipelining building relationships with ...
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Guidehouse Lewisville, United StatesJob Family: · Investigator · Travel Required: · None · Clearance Required: · None · What You Will Do: · * Manage and supervise a team of Senior Analysts and Analysts, executing across a variety of regulatory compliance and financial crime-related functions, to include, but not li ...
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Risk Analyst
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Motion Recruitment Plano, United StatesOur client, a leading financial software company, is looking for a Risk Analyst to join their team on a hybrid schedule in Plano, TX. · **This is a 6 month contract with the potential for extension or conversion** · Responsibilities · Applies defined procedures to independently i ...
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Compliance Analyst- Brink's Capital
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Asset & Wealth Management - Operations - Alternatives Private KYC - Analyst - Dallas, United States - Spectraforce Technologies
Description
Job Title: Asset & Wealth Management - Operations - Alternatives Private KYC - AnalystLocation: Dallas, Texas
Duration: 6 Months
Duties:
Your impact
Our Asset Management Alts Private KYC team is seeking a professional who will work with our clients along with a wide variety of individuals from the Asset Management Division, Legal, Compliance, and Operations to facilitate an excellent client onboarding experience while mitigating risks associated with these sensitive transactions.
Our impact
Operations is a dynamic, multi-faceted division that partners with all areas of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world. Alongside this vital service delivery role, Operations provides essential risk management and control, preserving and enhancing the firm's assets and its reputation.
Operations span all product lines and markets, serving as internal business partners who develop the processes and controls, and help to specify the systems that deliver accuracy, timeliness and integrity to our business.
Asset Management Operations supports the Asset Management Division of the firm. The Asset Management Division is the firm's long term principal investing group tasked with raising capital and investing in equity (corporate / growth), real estate, and credit.
As a member of the Asset Management Alts Private KYC organization, the candidate will
How you will fulfill your potential
Asset & Wealth Management - Operations - Alternatives Private KYC - Analyst professionals in Dallas
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Vincent Dylastra
Associate at Newstream Capital Partners, LLC