- • Deep understanding of Alphabet Regulations (e.g. Reg. A, Reg. B, etc.), swap dealing activities and familiarity with CFTC, NFA requirements
• Familiarity with bank-broker dealer interaction, e.g., securities, investment banking activities a plus
• Excellent management skills, ability to manage of three direct reports
• Excellent interpersonal communication skills (verbal and written) to deal with a wide variety of internal staff, senior management, and external counterparts
• Good team player, independent, capability to work under pressure, ability to multi-task and managing multiple deadlines -
Jobs in New York – Facilities Manager
3 weeks ago
Uniqlo NewYork.NY, United States TEMPORARYJob Responsibilities: · Prepares and supervises all work in the stores and UNIQLO facilities (regular and afterhours). · Studies production schedules and estimates worker hour requirements for completion of job assignment. · Coordinates the tasks of workers and required personnel ...
-
Jobs in New York – Investment Banker
2 weeks ago
Deutsche Bank NewYork, United States Full timeJob Description: · In this role, you will join Deutsche Bank's Corporate Finance business, which provides the full range of integrated investment banking products and services for large and mid-cap corporates and financial sponsors. You will work as a comprehensive financial advi ...
-
DOJ Jobs in New York – Supervisory Auditor
2 weeks ago
U.S. Department of Justice NewYork, United States Full timeJob Description: · The Supervisory Auditor (Bankruptcy) is responsible for the financial analysis and related investigative work associated with bankruptcy cases under applicable law. This analysis and investigative work supports the litigation and civil enforcement efforts of th ...
-
Shoprite Jobs in New York – Grocery Clerk
3 weeks ago
ShopRite Supermarkets NewYork, United States Full timeJob Description: · To deliver a great customer experience while pricing, stocking and rotating merchandise in the Grocery Department; to maintain a neat, clean and visually appealing department and to perform other tasks as required in an efficient and safe manner, within Company ...
-
Jobs in New York – Performance Marketing Manager
2 weeks ago
Uniqlo NewYork, United States Full timeJob Description: · The Growth Marketing Manager will be responsible for developing, executing and analyzing digital marketing strategies around paid media for the purposes of growing brand awareness and driving traffic and revenue to the Uniqlo retail and Online in the US. Candid ...
-
Warner Music Group NewYork, United States Full time· Job Description:At Warner Music Group, we're a global collective of music makers and music lovers, tech innovators and inspired entrepreneurs, game-changing creatives and passionate team members. Here, we know that each talent makes our collective bolder and brighter. We are g ...
-
Local Contract Nurse RN
2 weeks ago
Talent4health NewYork, NY, United StatesTalent4Health is seeking a local contract nurse RN Med Surg for a local contract nursing job in NewYork, New York. · Job Description & Requirements · Specialty: Med Surg · Discipline: RN · Start Date: 06/18/2024 · Duration: 13 weeks · 36 hours per week · Shift: 12 hours, days, ni ...
-
Local Contract Nurse RN
3 weeks ago
Talent4health NewYork, NY, United StatesTalent4Health is seeking a local contract nurse RN Med Surg for a local contract nursing job in NewYork, New York. · Job Description & Requirements · Specialty: Med Surg · Discipline: RN · Start Date: 05/15/2024 · Duration: 13 weeks · 34.5 hours per week · Shift: 12 hours, days, ...
-
Local Contract Nuclear Medicine Technologist
3 weeks ago
Talent4health NewYork, NY, United StatesTalent4Health is seeking a local contract Nuclear Medicine Technologist for a local contract job in NewYork, New York. · Job Description & Requirements · Specialty: Nuclear Medicine Technologist · Discipline: Allied Health Professional · Start Date: 05/20/2024 · Duration: 13 week ...
-
Local Contract Nurse RN
2 weeks ago
Talent4health NewYork, NY, United StatesTalent4Health is seeking a local contract nurse RN Oncology for a local contract nursing job in NewYork, New York. · Job Description & Requirements · Specialty: Oncology · Discipline: RN · Start Date: 06/03/2024 · Duration: 13 weeks · 36 hours per week · Shift: 12 hours, days, ni ...
-
Travel Nurse RN
2 weeks ago
Talent4health NewYork, NY, United StatesTalent4Health is seeking a travel nurse RN Oncology for a travel nursing job in NewYork, New York. · Job Description & Requirements · Specialty: Oncology · Discipline: RN · Start Date: 06/03/2024 · Duration: 13 weeks · 36 hours per week · Shift: 12 hours, nights · Employment Type ...
-
Travel Nurse RN
1 week ago
Talent4health NewYork, NY, United StatesTalent4Health is seeking a travel nurse RN Oncology for a travel nursing job in NewYork, New York. · Job Description & Requirements · Specialty: Oncology · Discipline: RN · Start Date: 06/17/2024 · Duration: 13 weeks · 36 hours per week · Shift: 12 hours, days, nights · Employmen ...
-
Travel Nurse RN
1 week ago
Talent4health NewYork, NY, United StatesTalent4Health is seeking a travel nurse RN Med Surg for a travel nursing job in NewYork, New York. · Job Description & Requirements · Specialty: Med Surg · Discipline: RN · Start Date: 06/18/2024 · Duration: 13 weeks · 36 hours per week · Shift: 12 hours, days, nights · Employmen ...
-
Travel Nurse RN
5 days ago
Talent4Health NewYork, NY, United StatesTalent4Health is seeking a travel nurse RN Cardiac Cath Lab for a travel nursing job in Newyork, New York. · Job Description & Requirements · Specialty: Cardiac Cath Lab · Discipline: RN · Start Date: 06/17/2024 · Duration: 13 weeks · 36 hours per week · Shift: 12 hours, days · E ...
-
IMI CIB
2 weeks ago
Intesa Sanpaolo Group NewYork, United StatesIntesa Sanpaolo is the banking group leader in Italy. Assisting more than 14,6 milion of retail customers through a network of 5360 branches, it significantly supports the development of Companies and gives an important sustain to the country's growth. The Group has a selected re ...
-
Data Analyst
2 weeks ago
TopEdge Technology Newyork City NY, United States contractPosition Data analystLocation New York (onsite)Visa Type F1-CPT OPT Stem-OPTJob DescriptionFinancials services background (Mandatory)Good with SQL and excel and pythonExcellent Communication skillsSmart and young resource ...
-
World Vision NewYork, United States· With over 70 years of experience, our focus is on helping the most vulnerable children overcome poverty and experience fullness of life. We help children of all backgrounds, even in the most dangerous places, inspired by our Christian faith. · Come join our 33,000+ staff worki ...
-
World Vision NewYork, United States· With over 70 years of experience, our focus is on helping the most vulnerable children overcome poverty and experience fullness of life. We help children of all backgrounds, even in the most dangerous places, inspired by our Christian faith. · Come join our 33,000+ staff worki ...
-
The New York Climate Exchange NewYork, United States· The New York Climate Exchange (The Exchange) is a new · not-for-profit climate solutions center designed to build · community, foster collaboration, advance climate knowledge, and · empower marginalized communities through cross-disciplinary · networking, impactful programming ...
-
Careers – Internal Auditor
2 weeks ago
Kering NewYork, United States Full timeJob Description: · Kering Americas Internal Audit department is currently seeking an Internal Auditor to join the team. Based in New York City, the Internal Auditor will assist the Americas Internal Audit Manager in the execution of the annual audit plan in the region and other p ...
CCO - Head of Regulatory & Corporate Compliance - New York - NewYork, United States - Intesa Sanpaolo Group
Description
Intesa Sanpaolo is the banking group leader in Italy. Assisting more than 14,6 milion of retail customers through a network of 5360 branches, it significantly supports the development of Companies and gives an important sustain to the country's growth. The Group has a selected retail banking presence in Central and Eastern Europe, the Middle East and North Africa, with approximately 1,000 branches and 7.2 million customers in 12 countries. Intesa Sanpaolo is also present in 25 countries in support of its corporate customers' cross-border business. It is looking for new qualified profiles who want to face demanding and challenging career path with the following requirements:
Scope and Purpose
Responsible for managing the Regulatory and Corporate Compliance ("RCC") function, reporting to the ISPNY CCO, advising on the New York Branch's business, products, services, including providing subject matter expertise on all relevant regulations, including Dodd-Frank and Volcker Rule related swap dealing activities.
The Head of RCC must have a thorough understanding of the ever-changing regulatory environment, implement team training, and maintain the policy and procedure. The role responsible for managing the RCC team and ensuring all functional responsibilities are fulfilled, including providing advisory support on regulatory topics including Federal Reserve and New York State regulations, conflicts of interest, regulatory change management, second level controls and training
• Manage the Branch's RCC program and ensure fulfillment of related responsibilities
• Liaise with Head Office on all regulatory and corporate compliance related matters and reporting
• Conduct the Corporate Compliance Risk Assessment based on Head Office process and NY Branch methodology through the relevant functional role
• Assist the ISPNY CCO in managing Regulatory and Corporate Compliance related regulatory examinations and Internal Audits and backup liaison for ISPNY and Representative Office Examinations
• Operate as ISPNY CCO's delegate for coordination with relevant regulatory authorities
• Manage the Branch's non-AML regulatory change management process and maintain the Branch's Regulatory Inventory
• Complete periodic reviews of the applicable ISPNY Branch Department affected by Banking Regulation, including but not limited to checking procedures related to Bank Holding Company Act and Dodd Frank Act (e.g., Title VI - Volcker Rule and Title VII - swap dealer)
• Make recommendations and deliver solutions that strengthen compliance design, execution, documentation, assessments, and reporting.
• Provide oversight to the Regulatory and Corporate Compliance team performing monitoring and testing reviews
• Provide support and advice to the front office and other control functions, as needed
• Assist/support the ISPNY CCO in the analysis of new regulations and determining if they are applicable to ISPNY; circulate the new regulations to the pertinent departments
• Develop and manage the training of ISPNY Branch staff on regulatory compliance issues
• Complete and enforce all the applicable procedures in monitoring and updating the ISP global watch and restricted list. Ensure that other departments of the bank are following the guidelines. Advise the business with regards to appropriate information barriers as appropriate.
• Oversee Conflicts of Interest management, e.g., information barriers, watchlists, wall crossings
• Create and update policies, procedures and desktop manuals as needed
• Develop and deliver training and ensure awareness and education for to impacted functions
• Other as directed by the ISPNY CCO
The salary range for this job offer would be $ 150,000 - $ 210,000
Required Experience
• Minimum Bachelor's degree in finance or related field
• Post-graduate law degree, e.g., JD strongly preferred
• Minimum 7 years' experience in banking compliance, legal or regulatory environments
Competencies Required
Everyone is an asset for our Group and that person could be you Check out our job opportunities, apply and join our team
