Power & Utilities - Risk & Regulatory Compliance - Senior - New York

We are looking for a Senior Compliance Analyst to support our Compliance Management System (CMS) for embedded payments. The ideal candidate will have experience in payment operations and compliance management. · ...

We re building payment solutions to simplify how money moves in real estate closings at Qualia. · You ll support our Compliance and Payment Operations function supporting day-to-day payment execution transaction monitoring and issue resolution while helping scale compliant repeat ...

Amazon is the most customer-centric company on earth. We need exceptionally talented, customer-centric, bright, and driven people. We are looking for an organized self-starter to join the Transportation Risk and Compliance (TRC) team at Amazon. · ...

Senior Compliance Officer – Global Trading (NYC | Full-Time) · A leading investment management firm is seeking a Senior Compliance Officer to join its Legal & Compliance team in New York City. This individual will oversee the firm's global trade compliance program and provide rea ...

We are currently supporting a global multi-strategy hedge fund with a new senior compliance hire in New York. · ...

The Senior Compliance Officer will be responsible for providing primary compliance support for U.S. options and futures businesses. · ...

We are hiring a Senior Compliance Analyst in New York to support broker-dealer registration, licensing, and onboarding compliance across FINRA, SEC, and state regulatory requirements. · Manage and process FINRA Gateway filings including Forms U4, U5, BD, BR, · & applicable NFA fi ...

Join one of the world's leading quantitative investment firms — a global powerhouse in systematic trading, competing at the highest levels with Jane Street and Citadel Securities. · ...

We are looking for a sharp Compliance Associate to join our team in New York City. · This is a high-visibility role working directly with senior leadership across investment, legal, operations, · and investor relations. · You will be a core member of the firm's Compliance functio ...

The Senior Manager, Compliance is responsible for overseeing and implementing the organization's compliance program to ensure adherence to federal, state, and local regulations. · ...

Senior Compliance Officer (New York, NY): Our client, a growing hedge fund is seeking a Senior Compliance Officer to join their lean but growing team. The purpose of the role is to provide compliance coverage for the firm's equities business, ensuring adherence to UK, US, and app ...

Senior Compliance Officer (New York): Our client seeks a Senior Compliance Officer to join its New York office for a leading investment firm with a successful credit platform. · Senior role reporting directly to the Chief Compliance Officer for the credit business and regular int ...

We are seeking a Senior Compliance Associate to join our dynamic and collaborative team. This newly created position will report directly to the CCO and be responsible for developing, implementing and maintaining compliance policies and procedures. · ...

Growing Asset Management client is seeking a Senior Compliance Officer that will lead its trade compliance function and provide real-time advisory support to trading teams across products, strategies, and regions. · Key Responsibilities: · Lead day-to-day management of the trade ...

An investment bank located in Midtown Manhattan looking to bring on board a Senior Compliance Officer - Monitoring And Testing to join their team. · This role is currently in a hybrid schedule (2 days in office / week). · Lead the development and execution of the annual Complianc ...

An investment bank located in Midtown Manhattan looking to bring on board a Senior Compliance Officer - Monitoring And Testing to join their team. · This role is currently in a hybrid schedule (2 days in office / week) · Lead the development and execution of the annual Compliance ...

We're looking for a Senior Compliance Manager to support the CCO in building and developing our broker dealer compliance program.As the Senior Compliance Manager for the investment entity, you'll be responsible for assisting with oversight of US financial crime and regulatory com ...

We are seeking an experienced compliance professional to join our team and support compliance for our SaaS platform. · ...

Join our client as a Senior Compliance Manager, where you'll lead the charge in crafting and scaling a top-tier financial crime risk management program. · This strategic role requires a balance of regulatory insight and business acumen, leveraging data and technology to drive com ...

Our client, a leading investment firm with a successful credit platform, · is seeking a Senior Compliance Officer to join its New York office. · ...

The Senior Compliance Manager will be part of our Americas Compliance team and will work closely with colleagues across the United States and globally. This individual will develop deep subject-matter expertise on GLG and client compliance requirements. · In this senior, client-f ...