Portfolio Compliance Associate - Boston

This Compliance Associate will support the Company's compliance program with an emphasis on Advertising and Marketing Review function in insurance and asset management businesses. · ...

This opportunity is for a hybrid role based in Boston MA. · Conduct routine investment compliance monitoring both before and after trades across various investment vehicles Identify and escalate potential issues Research compliance-related matters and collaborate with internal te ...

We are searching for a Compliance Associate for a FULL TIME assignment with one of our premier financial clients. This role will sit in their Boston office. · Build and maintain strong relationships within the Compliance, Legal, Product, and Marketing Departments, · Be an active ...

The Compliance Associate is responsible for assisting in the monitoring of the firm's investment compliance program. This role will focus on the oversight and maintenance of the compliance system for monitoring client investment guidelines and restrictions. ...

We are searching for a Compliance Associate for a FULL TIME assignment with one of our premier financial clients. This role will sit in their Boston office. · This is a direct-hire, full-time position client cannot sponsor now or in the future. · Cannot work with additional layer ...

The Compliance Associate will support the Company's compliance program, with a particular emphasis on the Advertising and Marketing Review function of our asset management and insurance businesses. · ...

The Compliance Associate will support the Company's compliance program with an emphasis on Advertising and Marketing Review function in asset management and insurance businesses. · This position also supports other areas of the KKR compliance program such as private placement fil ...

This is a direct-hire, full-time position --- client cannot sponsor now or in the future. · ...

The Compliance Associate is responsible for assisting in the monitoring of the firm's investment compliance program. This role will focus on the oversight and maintenance of the compliance system for monitoring client investment guidelines and restrictions. · ...

+The Compliance Associate will support the Code of Ethics program within a global Legal, Compliance, and Risk team. · +1–3 years of compliance or controls experienceStrong analytical and organizational skillsAble to clearly communicate regulatory requirementsProficiency in data a ...

The Compliance Associate Director assists in implementing and further enhancing the anti-corruption/anti-bribery Compliance program.Reporting to the Executive Director Head of Global Compliance Program Strategy, Assurance and Management, the Compliance Associate Director will be ...

Standish Compliance Services, LLC. (Standish Compliance) is comprised of a team of former SEC regulators, seasoned private fund experts, certified AML/KYC specialists, IT-proficient staff, and professional compliance consultants. We serve as an extension of our clients' in-house ...

Overview · Gilbane Development Company is hiring an Associate Director of Compliance, a senior leadership role responsible for enterprise-wide oversight of affordable housing compliance across the Eastaway Property Management LLC and Calvary Street Property Management LLC portfol ...

Job Description · We are currently hiring a · FT Associate Compliance Analyst · hybrid · in Boston, MA. · The Associate Compliance Analyst provides support to obtain commercial approval of alcoholic beverages worldwide with a concentration on the United States, and execute projec ...

You support a team of portfolio compliance professionals within VCM's Legal and Compliance department assisting with regulatory oversight trade compliance activities. · Support daily monitoring pre- post-trade activity across multiple asset classes account types under manager sup ...

The Associate, Compliance and Licensing provides critical operational support for the firm's compliance and licensing functions across both broker-dealer and insurance operations.This role ensures that representatives maintain proper registrations, licenses, and appointments whil ...

As a unit of the Compliance Department, the Portfolio Compliance Associate is responsible for monitoring all portfolios managed by Cambridge Associates Outsourced Chief Investment Officers (OCIOs) for compliance with the firm and client's investment guidelines. · - 3 years of rel ...

We are currently hiring a FT Associate Compliance Analyst hybrid in Boston, MA. · The Associate Compliance Analyst provides support to obtain commercial approval of alcoholic beverages worldwide with a concentration on the United States, and execute project tasks related to licen ...

The Compliance Associate Director assists in implementing and further enhancing the anti-corruption/anti-bribery Compliance program. · ...

Description · We are currently hiring a FT Associate Compliance Analyst hybrid in Boston, MA. · The Associate Compliance Analyst provides support to obtain commercial approval of alcoholic beverages worldwide with a concentration on the United States, and execute project tasks re ...