Compliance Associate - Boston, MA

This opportunity is for a hybrid role based in Boston MA. · Conduct routine investment compliance monitoring both before and after trades across various investment vehicles Identify and escalate potential issues Research compliance-related matters and collaborate with internal te ...

The Compliance Associate is responsible for assisting in the monitoring of the firm's investment compliance program. This role will focus on the oversight and maintenance of the compliance system for monitoring client investment guidelines and restrictions. ...

This Compliance Associate will support the Company's compliance program with an emphasis on Advertising and Marketing Review function in insurance and asset management businesses. · ...

We are searching for a Compliance Associate for a FULL TIME assignment with one of our premier financial clients. This role will sit in their Boston office. · This is a direct-hire, full-time position client cannot sponsor now or in the future. · Cannot work with additional layer ...

The Compliance Associate will support the Company's compliance program with an emphasis on Advertising and Marketing Review function in asset management and insurance businesses. · This position also supports other areas of the KKR compliance program such as private placement fil ...

We are searching for a Compliance Associate for a FULL TIME assignment with one of our premier financial clients. This role will sit in their Boston office. · Build and maintain strong relationships within the Compliance, Legal, Product, and Marketing Departments, · Be an active ...

This is a direct-hire, full-time position --- client cannot sponsor now or in the future. · ...

The Compliance Associate is responsible for assisting in the monitoring of the firm's investment compliance program. This role will focus on the oversight and maintenance of the compliance system for monitoring client investment guidelines and restrictions. · ...

+The Compliance Associate will support the Code of Ethics program within a global Legal, Compliance, and Risk team. · +1–3 years of compliance or controls experienceStrong analytical and organizational skillsAble to clearly communicate regulatory requirementsProficiency in data a ...

A leading multi-strategy investment management firm seeks an Investment Compliance Associate to monitor trading activity across multiple asset classes and jurisdictions. · Maintain restricted lists and oversee wall-crossing processes. · ...

A leading multi-strategy investment management firm with over $3B in assets under management is seeking an Investment Compliance Associate to join its collaborative and high-performing compliance team. · Monitor and resolve daily trade compliance alerts and exception reports in t ...

As a unit of the Compliance Department, the Portfolio Compliance Associate is responsible for monitoring all portfolios managed by Cambridge Associates Outsourced Chief Investment Officers (OCIOs) for compliance with the firm and client's investment guidelines. · - 3 years of rel ...

You support a team of portfolio compliance professionals within VCM's Legal and Compliance department assisting with regulatory oversight trade compliance activities. · Support daily monitoring pre- post-trade activity across multiple asset classes account types under manager sup ...

As a unit of the Compliance Department, the Portfolio Compliance Associate is responsible for monitoring all portfolios managed by Cambridge Associates Outsourced Chief Investment Officers (OCIOs) for compliance with the firm and client's investment guidelines. · ...

The Winged Keel Group is the premier national platform for the structuring, implementation, and administration of high-end life insurance solutions. · ...

The Associate, Compliance and Licensing provides critical operational support for the firm's compliance and licensing functions across both broker-dealer and insurance operations.This role ensures that representatives maintain proper registrations, licenses, and appointments whil ...

The Compliance Associate Director assists in implementing and further enhancing the anti-corruption/anti-bribery Compliance program.Reporting to the Executive Director Head of Global Compliance Program Strategy, Assurance and Management, the Compliance Associate Director will be ...

We are committed to fostering an environment of inclusion that promotes mutual respect among all employees. Understanding and valuing these differences optimizes the potential of both the individual and the firm. · This position will be a hybrid work arrangement. You will receiv ...

· You support a team of portfolio compliance professionals within VCM's Legal and Compliance department, assisting with regulatory oversight and trade compliance activities. · ...

The Compliance Associate Director assists in implementing and further enhancing the anti-corruption/anti-bribery Compliance program. · ...