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Regulatory Affairs Senior Specialist - Fairfield, United States - Cambridge Investment Research (USA)
Description
Overview
Cambridge is looking for someone with critical thinking skills and an interest in research and collaboration with others to join our Legal and Risk department as a full time Regulatory Affairs Senior Specialist working from our Fairfifeld, Iowa office.
This person must be very organized, have strong relationship building skills and written and verbal communication skills as they represent the company in their communications with regulators and other stakeholders.
Essential DutiesCoordinate, research and respond to regulatory inquiries.
Maintain documentation for regulatory inquiries.
Provide customer service and supply information as needed at the request of management, company associates, financial professionals, and regulators.
Maintain working knowledge of industry compliance, key industry topics, procedures, issues and concerns.
Manage sensitive and confidential matters through planning and protecting securing of information, data and files.
Education & Experience
Two or more years of related experience, education and/or training
Certificates & Licenses
No licenses or certificates are required for this position.
Compensation :
$42,000-$52,000. This range is a good faith estimate of the compensation to be offered for this position based on the ideal candidate's qualifications, the Company's operational needs, and other considerations permitted by law. The actual pay offered to a specific candidate may vary above or below the stated range.
Benefits :
Cambridge has competitive benefits and promotes a work/life balance to encourage individual success.
Premium benefit package including medical, vision, dental, life and long-term disability insurance
Vacation/sick time
401K retirement plan with company matching program
Eleven paid holidays
You can find more details about our comprehensive benefits package here.
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