Assistant / Associate AD for Compliance - United States

Dallas is Growing. Grow With Us. · Looking for more than just a job? The City of Dallas offers careers with purpose. With competitive benefits, growth opportunities, and a vibrant work culture, · we're committed to helping you thrive while you help our city flourish. Be part of ...

We are seeking an experienced compliance professional to advise on integrating regulatory compliance capabilities into our product. · Advise on regulatory requirements applicable to our productGuide development of compliance-related product featuresReview product roadmap through ...

+ Oversee the development, implementation and monitoring of Topstep’s compliance program across its trading evaluation platform and related business activities. · + Act as the primary compliance resource for AML/KYC ensuring alignment with applicable U.S. and international standa ...

We are seeking a Compliance Analyst to sit in our international markets team which means you'll be working on markets outside of the USA. As Compliance Analyst, you will be work on one or more jurisdictions and general license compliance (e.g. licence, marketing, and safer gambli ...

About FinFit · FinFit was established in 2008 and currently services over 500,000 organizations across the United States. The company's SaaS-based model provides holistic financial wellness services that include a personalized financial assessment, premier educational resources, ...

Anytime Capital is a fintech specializing in banking & cryptocurrency services. Our headquarters is based in Atlanta, Georgia and we service customers globally. · We are seeking a highly skilled and detail-oriented Compliance Officer to join our team. The Compliance Officer will ...

· StackAdapt is the leading technology company that empowers marketers to reach, engage, and convert audiences with precision. With 465 billion automated optimizations per second, the AI-powered StackAdapt Marketing Platform seamlessly connects brand and performance marketing to ...

The Compliance Analyst conducts audits of broker-dealer and advisory branch offices to assess compliance with FINRA, SEC, and applicable state regulatory requirements. · Conduct compliance examinations of securities brokerage and advisory branch offices · Approximately 90% of exa ...

· Summary · The Compliance Officer is responsible for managing Topstep's core compliance program, ensuring adherence to applicable laws, regulations, and internal policies governing its proprietary trading evaluation platform and broader fintech operations. Reporting to the Chie ...

· Aramco Trading Americas · Compliance Analyst (1870) · Compliance & KYC -Houston, TX. - Full Time · OVERVIEW: · Responsible for assisting in compliance monitoring and enforcement activities within ATC. Support the Compliance team in conducting risk assessments, reviewing polici ...

We are seeking an experienced Compliance Officer to manage the firm's marketing and advertising compliance program. · ...

This is a hands on high ownership individual contributor role responsible for Corporate IT and employee enablement SaaS application and access management Execution and monitoring of SOC 2 HIPAA and HITRUST compliance efforts You will be the primary owner of internal IT operations ...

Alignment Health is breaking the mold in conventional health care, committed to serving seniors and those who need it most: the chronically ill and frail. It takes an entire team of passionate and caring people, united in our mission to put the senior first. We have built a team ...

+We're looking for adventurous and curious people who want to explore, experiment, and innovate to come up with the best ideas. · Join Hasbro's team as an Analyst within the Global Trade Compliance Team and take a key role in our global operations · +Act as a subject matter expe ...

The role serves as the primary architect and guardian of the organization's ethical and regulatory framework. · To lead remediation of identified regulatory concerns, oversee complex internal investigations, manage whistleblower response program, · strategic partner to executive ...

· About the Internship Program: · Our internship program is designed to provide hands-on experience and professional · development opportunities for students or recent graduates. Interns will work on meaningful projects, gain exposure to our organization, and develop skills that ...

The role of the Compliance Specialist is to assist in the daily compliance-related activities of the organization. · Understands and abides by the Behavior Analyst Certification Board (BACB) guidelines as well as widely accepted industry ethical standardsCommunicates and collabor ...

· At Alstom, we understand transport networks and what moves people. From high-speed trains, metros, monorails, and trams, to turnkey systems, services, infrastructure, signalling and digital mobility, we offer our diverse customers the broadest portfolio in the industry. Every ...

+The Director, Compliance will be a key member of the Compliance team and assist in the successful implementation and operation of an effective Compliance Program for Baylor Genetics by providing practical advice, resources, and structures to ensure compliance with laws, regulati ...

We are seeking a highly motivated and business-minded attorney to serve as Assistant General Counsel – Compliance. · This role will support the design, implementation, · and continuous improvement of the company's global compliance framework.Support and enhance the company's glob ...

The Position · A rapidly growing, mission-driven healthcare diagnostics company is seeking a Compliance Attorney to step in immediately to support its compliance function during a leave coverage period. This is a broad, highly business-facing compliance role supporting teams acro ...