Compliance Officer - United States

The Compliance Officer is accountable for conducting compliance reviews and working with compliance consultants to ensure the bank's compliance with applicable laws and regulations. · Develops and maintains an effective compliance program. · Maintains the bank's internal complian ...

The Compliance Officer is responsible for managing Topstep's core compliance program, · ensuring adherence to applicable laws regulations and internal policies governing its proprietary trading evaluation platform · and broader fintech operations.Oversee the development implement ...

Seeking experienced Compliance Officer to support a leading AI lab in advancing research and infrastructure for next-generation machine learning systems. · ...

We are seeking an experienced Compliance Officer to manage the firm's marketing and advertising compliance program. · ...

The Compliance Officer is responsible for managing Topstep's core compliance program, · Oversee the development, implementation, and monitoring of Topstep's compliance program across its trading evaluation platform and related business activities. · Act as the primary compliance ...

The Compliance Officer will work with Department Directors and Managers, Regulatory Agencies, and vendors to evaluate compliance issues. They will review documents, maintain files, investigate records pertaining to Treasury Department Title 31 regulation. · ...

We are seeking an experienced Compliance Officer with deep expertise in healthcare compliance, specifically within Friendly PC and MSO structures, to support Blueprint and its associated Friendly PC entities. · ...

+ Under the direction of the Trade Compliance Leadership · Export licensing and Agreements CJ's and AO's - Prepare submit and manage export license applications DSP-5 DSP-73 DSP-61 TAA MLA etc plus license agreements management both Department of State and Department of Commerce ...

We are seeking a highly ethical and practical healthcare compliance professional to join our team as Director, Compliance Officer. The successful candidate will be responsible for scaling and improving the company's compliance program... · ...

As an integral member of the logistics support team, you will coordinate access control, oversee compliance processes, monitor controlled storage environments, and provide reporting insights that support operational decision-making. · Key ResponsibilitiesCoordinate the issuing, u ...

· Lead the SEC registration process as a private fund adviser Form ADV Part 1A 1B and Part 2 Adviser Brochure and manage ongoing compliance.Advise Platform Head MD participation board discussions help reshape emerging infrastructure venture managers access US capital equity upsi ...

This position is located in Budget and Finance Services Section, Division of Administration, BFS/ADM. The incumbent will plan and coordinate the monthly and annual financial closure processes. · ...

Chief Compliance Officer · $275,000k – $325,000k · • meaningful equity · About Novig · Novig is building America's #1 sports prediction market. Founded by Jacob Fortinsky and Kelechi Ukah, we are the only platform to offer commission-free sports trading. We deliver better pricin ...

We are seeking an experienced Compliance Officer with deep expertise in healthcare compliance to support Blueprint and its associated Friendly PC entities. · Prior experience as a Compliance Officer or in a senior compliance role within healthcareDirect experience with Friendly P ...

ProMedica is a mission-driven health care organization headquartered in Toledo, Ohio. · Detailed responsibilities not found in the job description. · ...

The Compliance and BSA/AML Officer reports directly to the Chief Risk Officer and General Counsel. This role will oversee two teams – compliance and BSA/AML – in not only the community bank space, but also our financial technology (fintech) business line. Fintech Advisory Work: W ...

In this pivotal role,you will support some of the nation's most complex defence and advanced technology programs with particular focus on the high profile Missiles & Fire Control portfolio. · Your primary responsibilities will be supporting the smooth flow of goods and technical ...

The Office of Ethics and Compliance (OEC) is responsible for promoting a culture of integrity and mitigating legal risks at SAP. The successful candidate will administer policies on compliance topics and support the legal compliance aspects of managing third-party relationships. ...

We're currently seeking an additional Compliance Officer to join our team. In this role, you'll be providing regulatory compliance services to client broker-dealers, including establishing processes. · Providing regulatory compliance services to client broker-dealers · ...

+The University General Counsel and Chief Compliance Officer provides counsel and representation to the President and university administrators, faculty, and staff with respect to all legal and compliance matters affecting the University. · +Juris Doctor degree · At least seven y ...