Assistant Property Manager for Compliance - Cambridge

The purpose of the Compliance Officer role is to perform a wide range of duties, including Policy Review , Testing, and preparation of the Man US Registered Funds annual SEC Rule 38a-1 Reports with the Funds' Chief Compliance Officer. · ...

+Job summary · About PreVeil builds secure collaboration and email technology for the Defense Industrial Base (DIB). We design compliance into the platform using strong cryptography automation and guided workflows to make security and compliance achievable at scale. · Owning Pre ...

We are seeking a Compliance Engineer responsible for organizing and coordinating processes related to regulatory compliance and quality systems to ensure adherence to regulatory requirements. · The ideal candidate will have experience in statistical analysis and process control w ...

We're looking for a Compliance Assistant to support regulatory documentation, · internal audits and policy tracking.Maintain compliance checklists and regulatory logs. · Review documentation for compliance accuracy and completeness. · Support preparation for internal and external ...

We are seeking a Director or Senior Director of CMMC Compliance & Compliance Products to lead our compliance strategy external engagement and customer-facing compliance solutions.Own PreVeil's CMMC and NIST compliance accelerator ensuring alignment across product engineering go-t ...

The Compliance Officer role is to perform a wide range of duties including Policy Review , Testing and preparation of the Man US Registered Funds annual SEC Rule 38a-1 Reports with the Funds' Chief Compliance Officer. · Conduct compliance monitoring, including Rule 38a-1 testing ...

The Manager of Retail Compliance will be responsible for working with the compliance team and cross-functional business partners in the development and implementation of the organization's Compliance Program. · ...

We are seeking a skilled and proactive Compliance Officer to join our Compliance team with a focus on Marketing & Advertising Review. This role is ideal for mid-career professionals with prior experience in investment adviser compliance, · Assist and collaborate with senior team ...

+Job summary · The Vice President, Compliance is responsible for designing and implementing the company's Corporate Compliance Program to oversee promotional materials and HCP/patient programs.+ResponsibilitiesResponsible for Clinical Supplies Planning and Forecasting as required ...

The Compliance team is responsible for developing, implementing and monitoring compliance policies and procedures tracking regulatory developments advising the business on compliance considerations throughout the investment process The team partners closely with investment profes ...

The Compliance Analyst supports Datavant's enterprise compliance program and helps ensure adherence to laws, regulations, and internal policies.This position is responsible for core compliance activities, · in particular monitoring the compliance hotline, · monitoring new hire an ...

About the Company Established institutional middle-market private investment firm with a long-standing track record and a highly engaged LP base Multi-strategy platform spanning flagship private equity, private credit, and technology investing, with continued growth planned over ...

The Director of Compliance will lead the design, implementation, · and continuous improvement of the company's global compliance program to ensure adherence to applicable laws, · regulations,and ethical standards across all regions where the company operates. · This senior leader ...

+Job summary · A highly engaged LP base established institutional middle-market private investment firm seeks a Compliance Director. · +ResponsibilitiesOwn day-to-day leadership of the compliance program. · Maintain final approval for marketing and investor communications. · ...

A highly regarded asset management firm seeks a leader to oversee compliance policies. · ...

We are looking for a Compliance Analyst This position is located in Merrimack, NH OverviewThe Investment Compliance Group is responsible for proactively reducing the risk of trade error or compliance exceptions through the daily monitoring of compliance with prospectus, client, r ...

This is a Compliance Analyst position at Brookline Bancorp's subsidiary companies. · Maintains a thorough knowledge of federal and state laws and regulations pertinent to the area of specialty; · ...

The Vice President, Compliance is responsible for designing and implementing the company's Corporate Compliance Program to ensure integrity and compliance with all applicable laws, regulations, and internal policies. · ...

The Compliance Associate is responsible for assisting in the monitoring of the firm's investment compliance program. This role will focus on the oversight and maintenance of the compliance system for monitoring client investment guidelines and restrictions. ...

The Director of Compliance plays a critical leadership role in the Chief Compliance Officer's Office. They provide guidance and execution on global compliance and regulatory risk management initiatives. · ...

The Director U.S Retail Compliance plays a critical leadership role within the John Hancock Chief Compliance Officer s Office supporting the compliance programs for Manulife John Hancock Investments and the John Hancock Group of Funds This position is responsible for providing gu ...