Fractional Compliance Officer - Miami

CR Insurance Group LLC busca un Compliance Officer altamente organizado(a), ético(a) y orientado(a) al detalle para garantizar que todas las operaciones cumplan con los estándares regulatorios. · ...

This is an opportunity to join a high-performance proprietary trading firm operating across major U.S. and global exchanges. · The environment is entrepreneurial and collaborative. · ...

As a Compliance Officer in our Miami office, you will play a key role in supporting the firm's U.S. proprietary broker-dealer and trading operations.About the Role · Da Vinci is a unique proprietary trading firm specializing in market making, volatility trading and arbitrage acro ...

We are seeking an experienced Compliance Officer who will play a critical role in ensuring the firm operates and grows in full compliance with U.S. exchange rules, regulations, and applicable laws. · ...

Talento has partnered with a large bank in Miami on a temporary search for a Compliance Officer. The Compliance Officer will support the administration and ongoing execution of a comprehensive compliance program within the financial services industry. · ...

This is a rare opportunity to join a successful and fast-growing company at a pivotal stage of its development. · Provide compliance guidance and regulatory interpretations to business unitsDraft,maintain,and enhance compliance policies and proceduresAssist with regulatory examin ...

As a Compliance Officer in our Miami office, you will work closely with Trading, Legal, Risk, Finance and Technology teams to provide expert compliance support across the firm. · ...

Hometown America has a unique opportunity available for a Compliance Officer at University Lakes located in Miami FL. · ...

The Compliance Officer will ensure the Casino operates within all applicable laws, regulations, policies, and procedures. · Maintain an accurate library of Federal, State, and Tribal regulatory requirements for Indian Gaming. · Serve as a gaming operation liaison for compliance a ...

We help high- and ultra-high-net-worth individuals and families enjoy a full life while preserving their wealth for future generations. · Prepare regulatory filings including SEC Forms. · Create process standards for submitting filings. · ...

+This position is responsible for ensuring compliance with regulatory requirements and internal policies. · +Prepare and submit regulatory filings— including SEC Forms 13F, 13H, Form PF, Form NPX and NFA reports—and applicable DOL reports. · ...

The Compliance Officer administers exceptional customer service by providing application intake for individuals and agencies licensed under Chapter 493, Florida Statutes. · ...

We are seeking an experienced Chief Compliance Officer to lead our compliance strategy and ensure adherence to all regulatory, legal, and ethical standards.The Compliance Officer will provide direction and oversight of the Compliance Program. · ...

, · Serve as the company's BSA Officer, · Oversee and drive the design, · Cross-Functional Leadership. · , · About this Role · <ul style=\ ...

We are seeking a Chief Compliance Officer with Broker/Dealer experience to join our client's team A Chief Compliance Officer for a broker-dealer is responsible for overseeing the firm's entire compliance program to ensure adherence to all federal and state regulations and interna ...

We are seeking a highly experienced and strategic Chief Compliance Officer (CCO) to build and lead our U.S. regulatory compliance program from the ground up. · Program Leadership & Governance: Build the U.S. compliance department from the ground up including organizational struct ...

We are seeking a highly experienced and strategic Chief Compliance Officer (CCO) to build and lead our U.S. regulatory compliance, BSA/AML, and financial crimes program from the ground up. · This is a critical executive role responsible for architecting our compliance infrastruct ...

We are seeking a highly experienced Chief Compliance Officer (CCO) to build and lead our U.S. regulatory compliance program from the ground up. · Key Responsibilities are: Build the U.S. compliance department including organizational structure governance frameworks,Oversee design ...

Latitude is seeking an experienced compliance professional to take on a Chief Compliance Officer role with one of its high growth fintech company clients. · ...

We're looking for a Compliance Officer who deeply understands the inner workings of electronics trade — from differentiating between legitimate and high-risk/criminal companies to verifying documentation to monitoring payments and cross-border risk. · ...