Compliance Associate - Chicago, Illinois, United States

A rapidly growing fintech is looking to bring on a Compliance Associate to the team. · ...

As a member of Compliance, the individual in this position will be responsible for administering and supporting the compliance functions of GCM Grosvenor. · ...

SUMMARY · Administer and support compliance functions. · ...

As a member of Compliance, the individual in this position will be responsible for administering and supporting the compliance functions of GCM Grosvenor. · The ideal candidate is a self-motivated, intellectually curious professional who thrives in a fast-paced environment. · ...

As a member of Compliance the individual in this position will be responsible for administering and supporting the compliance functions of GCM Grosvenor. · As an onsite/hybrid employee you are expected to be in the office on Tuesdays Wednesdays and Thursday. ...

We are interested in every qualified candidate who is eligible to work in the United States. However, we are not able to sponsor visas or take over sponsorship at this time. · About the Role: · We are looking for a Business Operations Associate within the CashNetUSA business unit ...

We are interested in every qualified candidate who is eligible to work in the United States. However, we are not able to sponsor visas or take over sponsorship at this time. · ...

We are interested in every qualified candidate who is eligible to work in the United States. However, we are not able to sponsor visas or take over sponsorship at this time. · About the Role:As a Business Operations Associate within the CashNetUSA business unit, you will play a v ...

The Associate on our Tax Compliance and Strategy team offers an excellent opportunity to develop expertise in sophisticated tax planning and compliance for ultra-high-net-worth individuals, families, and their related entities. · 2+ years of relevant experience · Bachelor's degre ...

We are interested in every qualified candidate who is eligible to work in the United States however we are not able to sponsor visas or take over sponsorship at this time. · As a Business Operations Associate within the CashNetUSA business unit you will play a vital role in suppo ...

This is a technical role responsible for assisting in designing and implementing technical solutions for Compliance Monitoring. · This is a technical role that will report to the Manager, Compliance Monitoring. · ...

This is a technical role that will report to the Manager, Compliance Monitoring, and will be responsible for assisting in designing and implementing technical solutions for the programs that oversee compliance with OCC's regulatory and internal control environment. · The primary ...

This role assists in designing and implementing technical solutions for compliance monitoring. The Associate Principal will report to the Manager of Compliance Monitoring. · ...

The AVP, Senior Compliance Associate - Marketing ensures that all marketing materials, social media communications, and advertising content comply with regulatory requirements, · monitoring, reviewing, and approving content across digital platforms, · and by following robust comp ...

Associate Registrar for Compliance and Academic Operations at Chicago State University. · Compliance · ...

This position oversees the development of implementation of and adherence to the academic and research compliance program for UI COM Increases awareness of regulatory policies and coordinates programs to promote the observation of University guidelines focused on sponsored resear ...

This Compliance Associate II reflects the mission and values of Northwestern Medicine and adheres to its Code of Ethics and Corporate Compliance Program. · ...

Guggenheim Treasury Services is seeking an exceptional operations and risk focused individual to join its Program Compliance team as an Associate. · ...

+Prepare and conduct branch inspections pursuant to FINRA Rule 3110 for StoneX affiliated broker dealers and registered investment advisers both onsite and remote. Travel to various OSJ and branch offices across the US and internationally to conduct inspections. · +Conduct schedu ...

As a member of the Legal/Compliance department,the individual in this position will work closely with GCM Grosvenor's marketing team and other departments to ensure GCM Grosvenor documents are prepared within its established guidelines. · The ideal candidate is a self-motivated,i ...