VP Compliance - New York

Why Join Us: · Opportunity to join a large stable business and lead the compliance operations function · Play a critical leadership role, reporting directly to the Chief Legal Officer · Flexible work structure and time in office · Responsibilities: · Reporting to the Chief Legal ...

Why Join Us: · Opportunity to join a large stable business and lead the compliance operations function · Play a critical leadership role, reporting directly to the Chief Legal Officer · Flexible work structure and time in office · Responsibilities: · Reporting to the Chief Legal ...

Safety-net hospital in New York seeks an experienced compliance professional to serve as VP of Compliance, Audit and Privacy. · ...

We are seeking an experienced compliance professional to serve as VP of Compliance, Audit and Privacy in a safety-net hospital in Brooklyn, NY. · To oversee and monitor the adoption of the compliance program. · To draft an annual compliance work plan outlining strategies for meet ...

Job Description · Global Compliance · Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance ri ...

· Global Compliance · Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management p ...

We are looking for a skilled Compliance Analyst to join our team in New York. · ...

We are looking for a skilled Compliance Analyst to join our team in New York, · New York. · ...

A leading wealth management firm, to support their search for a Compliance Analyst in New York. Reporting to the Chief Compliance Officer – Central Compliance, this full-time role offers a hybrid work schedule in NYC and provides a unique opportunity to contribute to the firm's g ...

A hedge fund specializing in special situations and private debt investments is seeking a Compliance Officer to lead its compliance function in New York. · The firm focuses on senior-secured investments and utilizes highly structured vehicles to drive targeted returns for its inv ...

We are seeking a Compliance professional to join our team in New York. This individual will report directly to the Chief Compliance Officer and play a critical role in supporting TCV's compliance program, · Support core compliance functions including Code of Ethics Political Cont ...

The Compliance Associate will join a lean, high-quality Compliance function and reporting directly to the CCO on day-to-day regulatory oversight, monitoring, and programme development. · ...

We're looking for a highly analytical Compliance Officer - Quant Trading to support day‑to‑day compliance operations with a strong focus on data analysis, trade review, · and supporting quantitative and algorithmic trading workflows.Data & Trade Analysis Review daily trading data ...

The Affordable Housing Compliance Supervisor oversees and ensures compliance with federal state and local affordable housing programs across a designated property portfolio. · ...

The Compliance Manager is responsible for coordinating facilities operations, vendor management, regulatory compliance, · and capital project readiness across numerous senior supportive housing sites. · Maintain and update the preventive maintenance database for all buildings · T ...

Compliance Associate – Multi-Strategy Hedge Fund – New York · Ocr alpha is partnering with a premier multi-strategy hedge fund managing in excess of 15bn AUM, with offices across the worlds leading financial centres. · ...

We are building the operating layer that turns regulatory obligations into shippable workflows. · The role is customer-facing and requires helping design defensible compliance programs and convert pilots into paid deployments by telling a clear, credible risk/ROI story.You'll sit ...

Toss Securities US LLC is seeking an experienced Compliance Manager to join its growing team in New York. The role offers an exciting opportunity to contribute to the expansion of a dynamic brokerage firm while advancing your career in the U.S. financial markets. · Support the CC ...

***Head of Compliance***** · New York, NY (Wall Street) | Full-Time · Reports Directly to the COO · A well-established broker-dealer headquartered in NYC is seeking a Head of Compliance to lead and execute the firm's regulatory program. This is an opportunity for a strong complia ...

Equities Compliance Officer to provide regulatory/compliance advice and support to the Firm's equity trading and operational functions to enable the business to operate in accordance with all applicable regulatory requirements. The Equities Compliance Officer will work as a membe ...

About Norm Ai · Norm Ai, the leading Legal & Compliance AI company, has a client base with a combined $30 trillion in assets under management. By turning legal code into AI code, Norm enables enterprises to move faster and more comprehensively in their legal and compliance proces ...