- Contribute to the direction and focus of the Credit, Analytics & Models Internal Audit Team through active engagement in risk assessment, audit planning, and continuous monitoring processes.
- Lead and perform audits of Credit activities including evaluating underwriting, line management, compliance, governance, credit and fraud strategy, credit risk, models, segmentation, and end-user computing tools.
- Support detailed process walkthroughs with management, including the identification of process risks and controls.
- Document clear audit work papers that succinctly articulate purpose, scope, procedures, and conclusions of test work performed
- Assess inherent, control, and residual risks with a strong understanding of private label credit card processing and associated risks.
- Draft audit plans, develop audit tests, and lead audit execution. Identifying and assessing the impact of control deficiencies
- Lead coordination of testing with various audit teams, external auditors, consultants, and Second Line of Defense
- Track and validate findings/issues to ensure they are appropriately addressed.
- Prepare high quality audit deliverables including planning memoranda, audit programs, working papers audit issues and reports.
- Present audit results to various levels of Internal Audit leadership, as well as the audit stakeholders within the organization
- Ensure Audit Managers have developed and documented clear audit work papers that succinctly articulate the process, risks, controls, test results, and conclusions.
- Ensure audits conform with professional and departmental standards, budgets, and timelines.
- Build and maintain strong working relationships with key stakeholders.
- Lead the research of relevant banking, regulation, reporting, and credit topics.
- Serve as a credit subject matter advisor and technical resource for the audit department.
- Maintain internal audit competency through ongoing professional development.
- Maintain understanding of current and emerging risks within credit card lending.
- Perform other duties and/or special projects as assigned.
- Bachelor's degree in accounting, Finance, Business, or an equivalent related field and 10 years of relevant experience in audit, risk management, or financial services.
- Minimum of 7 years if internal audit experience within financial services (i.e. consumer banking, credit cards). Proven experience in risk and control theory and professional auditing practices including internal auditing standards and requirements setoutby IIA.
- Currently hold or is actively pursuing CPA, CIA, or other relevant professional certification.
- Minimum 8-10 years working in internal audit or equivalent experience in Big 4 accounting. Knowledge and experience with general purpose and private label credit card products and processing.
- Knowledge and experience with regulatory risk management requirements and related guidance.
- Prior experience auditing, examining, or working in a financial/regulatory environment.
- Experience interacting with regulators and auditors is sternly preferred.
- Experience leading high-performance teams; coaching and developing talent.
- Experience working independently on multiple assignments, with minimum supervision, while effectively supporting teamwork and achievement of team objectives.
- Knowledge and experience in control theory and professional auditing practices.
- Ability to effectively integrate business, operational, technological, and financial components into audit work performed.
- Ability to objectively identify problems and recommendsolutionsto complex control, financial, or technical issues.
- Understands all relevant business technologies and their impact to the control environment. Strong written and verbal communication skills to deliver to line management high quality, actionable feedback on a variety of audit related issues.
- Strong analytical, risk management, and problem-solving skills.
- You must be 18 years or older
- You must have a high school diploma or equivalent
- You must be willing to take a drug test, submit to a background investigation and submit fingerprints as part of the onboarding process
- You must be able to satisfy the requirements of Section 19 of the Federal Deposit Insurance Act.
- N ew hires (Level 4-7) must have 9 months of continuous service with the company before they are eligible to post on other roles.Once this new hire time in position requirement is met, the associate will have a minimum 6 months' time in position before they can post for future non-exempt roles.Employees, level 8 or greater, must have at least 18 months' time in position before they can post.All internal employees must consistently meet performance expectations and have approval from your manager to post (or the approval of your manager and HR if you don't meet the time in position or performance expectations).
- Federal law requires employers to provide reasonable accommodation to qualified individuals with disabilities. Please tell us if you require a reasonable accommodation to apply for a job or to perform your job. Examples of reasonable accommodation include making a change to the application process or work procedures, providing documents in an alternate format, using a sign language interpreter, or using specialized equipment.
- If you need special accommodations, please call our Career Support Line so that we can discuss your specific situation. We can be reached at Representatives are available from 8am - 5pm Monday to Friday, Central Standard Time
-
Audit Manager
4 weeks ago
Bank of America Stamford, United States Full timeDescription · : · This job is responsible for overseeing assigned areas of audit work acting as an Auditor-in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs). Key responsibilities include driving risk-based auditing by defining scope and test proce ...
-
Audit Manager
1 week ago
Bank of America Stamford, United StatesJob Description: · At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. ...
-
Audit Manager
1 week ago
Bank of America Stamford, United StatesJob Description: · At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. ...
-
Audit Manager
9 hours ago
Bank of America Stamford, United StatesJob Description: · At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. ...
-
Audit Manager
2 weeks ago
Bank of America Stamford, United StatesAudit Manager - Accounting / Finance / Reporting · Dallas, Texas;Stamford, Connecticut; East Hartford, Connecticut; Providence, Rhode Island; Wilmington, Delaware · **Job Description:** · At Bank of America, we are guided by a common purpose to help make financial lives better ...
-
Audit Manager
4 weeks ago
The Bank of America Corporation Stamford, United StatesAt Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders Audit Manager, Accounting, Rep ...
-
Senior Audit Manager
1 week ago
Bank of America Stamford, United StatesBank of America · Senior Audit Manager - Anticipatory Risk · Stamford , · Connecticut · Apply Now · Senior Audit Manager - Anticipatory Risk · Job Description: · At Bank of America, we are guided by a common purpose to help make financial lives better through the power of ev ...
-
IT Audit Manager
1 day ago
Bright Vision Technologies Greenwich, United StatesJob Description · Job DescriptionBright Vision Technologies has an immediate opportunity for IT Audit Manager at Stamford, CT, with experience in Financial Crimes (BSA/AML/Economic Sanctions/Fraud). · Candidate must have permanent work authorization and work for any employer with ...
-
Audit Manager
1 week ago
PKF O'Connor Davies Stamford, United StatesOverview: · The Audit Manager will be part of the Audit Team, where enthusiasm and teamwork come first. The manager will lead engagements supported by Partners who will educate, train and promote a great working environment. PKF OConnor Davies continues to grow its practice and t ...
-
Internal Audit Manager
2 weeks ago
Curaleaf Stamford, United StatesCuraleaf Culture: · At Curaleaf, we have a passionate commitment in everything we do. From innovative products to promoting social justice, from environmental sustainability to building world-class brands, we know that none of this is possible without our Team Members, which is ...
-
Senior Audit Manager
2 weeks ago
Bank of America Stamford, United StatesSenior Audit Manager - Anticipatory Risk · Charlotte, North Carolina;Stamford, Connecticut; East Hartford, Connecticut; Dallas, Texas; Providence, Rhode Island; Wilmington, Delaware; New York, New York · **Job Description:** · At Bank of America, we are guided by a common purp ...
-
Internal Audit Manager
3 weeks ago
Knewin Stamford, United StatesCuraleaf Holdings, Inc. (CSE: CURA) (OTCQX: CURLF) ("Curaleaf") is a leading international provider of consumer products in cannabis with a mission to enhance lives by cultivating, sharing and celebrating the power of the plant. As a high-growth cannabis company known for quality ...
-
Internal Audit Manager
2 weeks ago
Curaleaf Stamford, United StatesCuraleaf Holdings, Inc. (CSE: CURA) (OTCQX: CURLF) ("Curaleaf") is a leading international provider of consumer products in cannabis with a mission to enhance lives by cultivating, sharing and celebrating the power of the plant. As a high-growth cannabis company known for quality ...
-
VP, Senior Audit Manager
2 weeks ago
Synchrony Stamford, United StatesSynchrony · VP, Senior Audit Manager - Credit · Stamford , · Connecticut · Apply Now · The VP, Senior Audit Manager - Credit is primarily responsible for planning and executing Credit audit engagements. This role will be a team member responsible for providing third line of ...
-
Audit Manager
3 weeks ago
Sumitomo Mitsui Banking Corp White Plains, United StatesSMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 ...
-
Audit Manager
1 day ago
Sumitomo Mitsui Banking Corp White Plains, United StatesAudit Manager - IT Infrastructure · Job Level: Vice President · Job Function: Governance & Assurance · Location: · White Plains, NY, US, 10601 New York, NY, US, 10172 · Employment Type: Full Time · Requisition ID: 2214 · SMBC Group is a top-tier global financial group. Headquarte ...
-
Audit Manager, Manufacturing and Technology
2 weeks ago
tapwage Fairfield, United States Full timeWork with a nationally ranked CPA and advisory firm that is passionate for what's next. Aprio has 15 U.S. office locations, one in the Philippines and more than 1,500 team members that speak 35+ languages across the globe. By bringing together proven expertise, deep understanding ...
-
Manager, Internal Audit-IT
1 day ago
Newell Brands Norwalk, United StatesPosition Overview: · The Manager of IT Audit is responsible for overseeing the Information Technology audits and will be tasked within the audit group to ensure the efficient operation of IT systems, networks, and support services. This role involves strategic planning, managing ...
-
Audit Manager
1 week ago
CPA firm San Francisco, United States PermanentRegional CPA firm seeking an Audit manager or Sr. Audit ; Responsibilities:Responsible for managing multiple auditing and accounting projects and client engagements. Responsible for planning and executing the full scope of audits for a variety of businesses.Prepare, re ...
-
Audit Manager
5 days ago
TemPositions Hauppauge, NY, United States Full timeOur client a leading CPA firm on Long Island is seeking an Audit Manager. The company offers very generous benefits and an opportunity for growth. The responsibilities include: · Lead multiple client engagements to provide timely client deliverables. · CPA with 8-10 years relev ...
VP, Senior Audit Manager - Stamford, United States - Synchrony Financial
Description
Job ID: E2402004
Job Description:
Role Summary/Purpose:
The VP, Senior Audit Manager - Credit is primarily responsible for planning and executing Credit audit engagements. This role will be a team member responsible for providing third line of defense coverage of Credit activities and risks, including the end-to-end design and effectiveness of the bank's control environment.
We're proud to offer you choice and flexibility. At Synchrony, our way of working allows you to have the option to work from home, near one of our Hubs or come into one of our offices. Occasionally you may be required to commute to our nearest office for in person engagement activities such as business or team meetings, training and culture events.
Essential Responsibilities:
The salary range for this position is 110, ,000.00 USD Annual and is eligible for an annual bonus based on individual and company performance.
Actual compensation offered within the posted salary range will be based upon work experience, skill level or knowledge.
Salaries are adjusted according to market in CA, NY Metro and Seattle.
Eligibility Requirements:
Our Commitment:
When you join us, you'll be part of a diverse, inclusive culture where your skills, experience, and voice are not only heard-but valued. We celebrate the differences in all of us and believe that our individual, unique perspectives is what makes Synchrony truly a great place to work. Together, we're building a future where we can all belong, connect and turn ideals into action. Through the power of our 8Diversity Networks+ , with more than 60% of our workforce engaged, you'll find community to connect with an opportunity to go beyond your passions.
This starts when you choose to apply for a role at Synchrony. We ensure all qualified applicants will receive consideration for employment without regard to age, race, color, religion, gender, sexual orientation, gender identity, national origin, disability, or veteran status.
Reasonable Accommodation Notice:
Internal Audit