Jobs
>
Hoboken

    Internal Audit Business Auditor - Hoboken, United States - Auburn Technical Services

    Auburn Technical Services
    Auburn Technical Services Hoboken, United States

    Found in: One Red Cent US C2 - 3 days ago

    Default job background
    Description
    Summary


    The primary responsibilities of the Internal Audit Business Auditor are to assist in the planning and execution of operational audits related to the various business areas of the Bank, including but not limited to Custody Services & Securities Lending, including support functions like Finance, Compliance, Risk Management etc.

    The individual should have a good understanding of the operation of financial markets and of key financial instruments and strategies.

    The individual must be experienced in executing audits and supervising the execution of audits per industry approved internal audit standards and in communicating audit findings to senior management.

    Key Responsibilities

    Executes business related audits in line with the department's Internal Audit methodology guidelines and participates in all phases of the audit including planning, fieldwork, and reporting with the following specific responsibilities:
    Supervises all junior department members working on the audits, including reviewing their work in detail and providing feedback.
    Identifies business objectives and risks specific to the function being reviewed.
    Conducts walkthroughs with key stakeholders to identify controls and assess the design of those controls.

    Designs test scripts and performs sample testing, or where applicable, full population testing to assess the operating effectiveness of the controls identified.

    Discusses potential findings with management and presents audit issues to audit management for review.
    Drafts audit reports and presents it to audit management for review.
    Issues final reports to senior management and Audit Committee Members.
    Completes verification of all corrective actions contained in audit reports to ensure management mitigated the unmitigated risks identified.
    Completes auditable entity risk assessments to help formulate the annual Internal Audit plan.
    Provides performance feedback to junior department members as needed.
    Attends committees in the absence of the Director of Internal Audit and presents Internal Audit materials at such meetings
    Proactively advances integrated auditing concepts and use of technology while working closely with technology audit counterparts.
    Assists with strategic projects for the Internal Audit department as needed.
    Participates in the Internal Audit department's continuous monitoring and quality assurance programs as needed.
    Takes responsibility for specific department reporting as needed.

    Uses excellent communication skills in order to influence a wide range of internal audiences including respective product, function, or regional executive management partners.

    Keeps abreast of all applicable regulatory banking rules and regulations.
    Demonstrates strong judgment, political astuteness, and sensitivity to cultural diversity.
    Possesses strong project management and communication skills, makes sound decisions, exhibiting initiative and intuitive thinking.

    Qualifications

    Bachelor's Degree or equivalent in Accounting or Finance.
    Related certifications (CPA, CIA, or similar) are required.

    8+ years of Internal Audit experience within the Financial Services industry with proven ability in taking responsibility for executing concurrently on multiple audits and ensuring high quality deliverables according to defined timelines.

    Solid business understanding of one or more of the following processes is preferred – settlements, payments, corporate actions, securities lending, repo trading, collateral management, loan processing, and BSA/AML compliance.

    Strong leadership skills to guide junior department members.
    Ability to present to large groups of individuals in committee meetings.
    Strong understanding of Internal Audit methodologies
    Strong oral and written communication skills while maintaining an energetic and approachable attitude.
    Good analytical skills, showing ability to assess risks and controls.
    Advanced technical skills to perform analytical procedures on large sets of data are desired.
    Strong interpersonal skills for interfacing with all levels of Bank management.
  • Sumitomo Mitsui Trust Bank

    Internal Audit Business Auditor

    Found in: Lensa US 4 C2 - 5 days ago

    Sumitomo Mitsui Trust Bank Hoboken, United States

    Summary The primary responsibilities of the Internal Audit Business Auditor are to assist in the planning and execution of operational audits related to the various business areas of the Bank, including but not limited to Custody Services & Securities Lending, including support f ...

  • Phaxis LLC

    Internal Business Auditor, AVP

    Found in: Lensa US 4 C2 - 1 day ago

    Phaxis LLC Hoboken, United States

    Key Responsibilities · E · xecutes business related audits in line with the department's Internal Audit methodology guidelines and participates in all phases of the audit including planning, fieldwork, and reporting with the following specific responsibilities: · Supervises al ...

  • National Grid USA

    Business Auditor

    Found in: Lensa US 4 C2 - 4 days ago

    National Grid USA Brooklyn, United States

    About us · National Grid is hiring a Business Auditor. This position will be located in Brooklyn, NY or Waltham, MA. · Every day we deliver safe and secure energy to homes, communities, and businesses. We are there when people need us the most. We connect people to the energy t ...

  • National Grid

    Business Auditor

    Found in: beBee S2 US - 1 week ago

    National Grid Brooklyn, United States

    About us · National Grid is hiring a Business Auditor. This position will be located in Brooklyn, NY or Waltham, MA. · Every day we deliver safe and secure energy to homes, communities, and businesses. We are there when people need us the most. We connect people to the energy the ...

  • ESR Healthcare

    Staff IT Auditor

    Found in: Lensa US 4 C2 - 16 hours ago

    ESR Healthcare Hoboken, United States

    Staff IT Auditor (Hoboken, NJ) ref · Staff IT Auditor · Responsibilities: · Assess the risks associated with various business objectives and evaluate the controls in place to mitigate those risks · Communicate audit findings to local management as is appropriate. · Assist in pl ...

  • The Dignify Solutions, LLC

    Program Manager With PAM

    Found in: Lensa US 4 C2 - 1 day ago

    The Dignify Solutions, LLC Hoboken, United States

    Manage Privileged Access Management Program; coordinate cross-functionally with Privileged Technologies team, IAM teams, Information Security teams and business IT stakeholders to manage the successful delivery of PAM Program. · Minimum of 5 years of experience in information te ...

  • EY (Ernst & Young)

    Control & Risk Assessment Leader

    Found in: Lensa US 4 C2 - 4 days ago

    EY (Ernst & Young) Hoboken, United States

    EY focuses on high-ethical standards and integrity among its employees and expects all candidates to demonstrate these qualities. At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the b ...

  • EY

    Financial Services Audit

    Found in: Lensa US 4 C2 - 4 days ago

    EY Hoboken, United States

    EY focuses on high-ethical standards and integrity among its employees and expects all candidates to demonstrate these qualities. At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the b ...

  • Infinity Systems

    Reference Group Consolidated Accounting/ Consolidation

    Found in: Orion Innovations US - 2 days ago

    Infinity Systems Great Neck Gardens, NY, United States Freelance

    STANNOL GmbH & Co. KG is a renowned company in the chemical industry, specializing in manufacturing. We have an exciting opportunity for a Group Accounting/Consolidation Specialist (m/f/d) to join our team in Great Neck Gardens, NY. At STANNOL GmbH & Co. KG, you will have the opp ...

  • Cascade Enterprises

    International IFRS Certified Accountant

    Found in: Orion Innovations US - 2 days ago

    Cascade Enterprises Millington, NJ, United States Freelance

    "Join the Logwin team We are looking for a(n) International IFRS Accountant at our location in Großostheim, Millington, NJ. · Do you want to make a difference? Help shape the future at a leading logistics service provider - while being personally valued and supported? · With 4,20 ...

  • Neptune Enterprises

    National Balance Accountant

    Found in: Orion Innovations US - 2 days ago

    Neptune Enterprises Lyons, NJ, United States Freelance

    "Join the Logwin team We are looking for a National Accountant (m/f/d) at our location in Großostheim, Lyons, NJ. · Do you want to make a difference? Help shape the future at a leading logistics service provider - while being personally valued and supported? · With 4,200 employee ...

  • Goldman Sachs

    Internal Audit- Data Strategy, Product Manager-New York-Associate

    Found in: One Red Cent US eFC C2 - 16 hours ago

    Goldman Sachs New York, United States Full time

    BUSINESS UNIT OVERVIEW · Internal Audit independently assesses the firm's internal control structure. We provide assurance that financial reporting is reliable, that there is compliance with applicable laws and regulations and that the firm's operations are effectively controlle ...

  • Goldman Sachs

    Internal Audit

    Found in: One Red Cent US eFC C2 - 3 days ago

    Goldman Sachs New York, United States Full time

    RoleInternal Audit - Corporate Controllers and Tax Technology Auditor (Vice President)Internal Audit · What We Do · As the third line of defense, Internal Audit's mission is to independently assess the firm's internal control structure, including the firm's governance processes ...

  • Citi

    Chief Auditor

    Found in: One Red Cent US eFC C2 - 7 hours ago

    Citi New York, United States Full time

    Excited to grow your career? · We value our talented employees, and whenever possible strive to help one of our associates grow professionally before recruiting new talent to our open positions. If you think the open position, you see is right for you, we encourage you to apply ...

  • Goldman Sachs

    Credit Risk

    Found in: One Red Cent US eFC C2 - 1 day ago

    Goldman Sachs New York, United States Full time

    The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments, and indiv ...

  • Stone Management

    Assistant Vice President-AVP

    Found in: One Red Cent US eFC C2 - 9 hours ago

    Stone Management New York, NY, United States Full time

    Maintain fund models supporting investment level return expectations to facilitate long-term financial projections for investors and senior management. · Coordinate the quarterly valuation process and preparation of materials. Calculate mark-to-market estimates and projected fun ...

  • Tandym Group

    Senior Auditor

    Found in: Lensa US 4 C2 - 5 days ago

    Tandym Group New York, United States

    A bank in New York City is actively seeking an experienced and analytical professional to join their Market / Liquidity Risk team as a Senior Auditor. In this role, the Senior Auditor will execute audit work as assigned, including planning, testing, issue identification, and repo ...

  • Tandym Group

    Senior Auditor

    Found in: Lensa US 4 C2 - 1 day ago

    Tandym Group New York, United States

    A financial services firm in New York City is currently seeking an experienced Auditor, with a Model Risk background, to join their Internal Auditor Department as a Senior Auditor. In this role, the Senior Auditor will be responsible for participating in the execution of model ri ...

  • Creative Financial Staffing

    Senior Auditor

    Found in: Lensa US 4 C2 - 4 days ago

    Creative Financial Staffing New York, United States

    Hybrid Senior Auditor Opportunity with Growing Consulting firm · About the Firm as a Senior Auditor: · Our client is a mid-sized CPA and Business Consulting firm in Manhattan · They specialize in a variety of services to an array of customers including high net worth individua ...

  • MTA, Inc.

    Auditor I

    Found in: Lensa US 4 C2 - 5 days ago

    MTA, Inc. New York, United States

    Auditor I · Job ID: 6656 · Business Unit: MTA Headquarters · Location: New York, NY, United States · Regular/Temporary: Regular · Department: Audit Services · Date Posted: Apr 24, 2024 · Description · J OB TITLE : Auditor I · SALARY RANGE : 68,200 · HAY POINTS : 282 · DEPT/DIV : ...