- Someone who enjoys working in a team environment while achieving results independently. Your confidence allows you to develop relationships with a wide variety of individuals and to make decisions.
- You can juggle multiple assignments and clearly and concisely communicate advice.
- 3 plus years of experience as a securities paralegal required.
- Experience with SEC insurance product filings preferred.
- Paralegal certification or degree preferred.
- Prior law firm or in-house experience preferred.
- Demonstrated skills and is well versed in Microsoft Office products, including Word, Excel, PowerPoint, and Outlook.
- Strong legal research and writing skills and understanding of Westlaw database.
- Prepare and organize SEC required filings.
- Conduct legal research on securities laws.
- Draft securities disclosure documents.
- Communicate with the SEC and other regulators.
- Manage the deadlines associated with SEC filings.
- Demonstrate ability to use communications and stories to inspire, motivate and influence others on ideas.
- Communicate with conciseness, composure, and confidence in an engaging manner.
- Go beyond the expected and engage others to do more
- Proactively seek out leadership or significant project opportunities rather than wait for direction.
- Take the time to learn and become well-versed in the business. Bring your professional expertise to bear for business or customer needs in a way that makes a significant difference.
- A strategic end to end view in organizing and planning work or initiatives and able to deliver exceptional results and outcomes by influencing others.
- Find ways to ask insightful questions in creating or shaping a new solution. Challenge existing approaches and enlist others in new thinking. Have experience creating a change environment and champion new projects that shape the future.
- A mastery of both written and oral communications with the goal to provide concise, clear messaging to persuade the audience, especially at the executive level.
- Remain current in your subject matter and demonstrate expert knowledge in your field.
- Make ongoing, significant contributions toward achieving team and organizational goals.
- Bring a solutions-based approach when working with clients, understanding needs required to deliver unique solutions to challenging business problems.
- Bring your authentic self to work and demonstrate empathy ... create an inclusive environment
- Prioritize your well-being
- Stay informed and continually develop yourself as a leader. Create capacity for growth.
- Choice of [high deductible/copay] medical plans* with prescription drugs, including coverage for fertility and transgender inclusive benefits
- Dental plan
- Vision plan
- Health care accounts – flexible spending, health reimbursement, and health savings accounts
- Critical illness insurance
- Company-paid Life and Disability insurance plus voluntary supplemental coverage
- Accident insurance
- 401(k) retirement plan with a company match, plus an annual age/service-based Company contribution and an annual profit-sharing contribution, if applicable
- Complimentary 1:1 financial guidance with a licensed Fidelity representative
- Flexible work arrangements (part in-person/part remote)
- Unlimited paid time off for most roles plus time off for volunteering, jury duty, voting, and bereavement
- Personal holidays for colleagues to use in recognition of religious, cultural, or civic days
- Paid parental leave and paid family and medical leave policies
- Emotional well-being, mental health, and work/life resources powered by Spring Health
- Wellness programs, including fitness program and equipment reimbursement
- Child, adult, and elder back-up care support through Bright Horizons
- Adoption assistance
- College planning
- Tuition reimbursement
- Student loan assistance
- Commuter benefits in select metropolitan areas
-
Temp to Perm Senior Securities Paralegal
2 days ago
Major, Lindsey & Africa New York, United StatesMajor, Lindsey & Africa's Interim Legal Talent group has an immediate need for an Interim to Perm Securities Paralegal. · Overview: Our Outsourcing Services Client is adding a Senior Securities Paralegal to its Dynamic Legal Team. · Company: Global Outsourcing Services Organizati ...
-
Paralegal (Negotiation)
2 weeks ago
Consumer Legal Group New York, United StatesJob Title: Paralegal · FLSA Status: Exempt · Reports to: Associate and Lead Attorney · Job Overview: · Join our dynamic and mission-driven law firm located in the financial district as we embark on our journey to assist Americans in fighting their debt and achieving financial fre ...
-
Litigation Paralegal
4 days ago
Sadis & Goldberg LLP New York, United StatesSadis & Goldberg seeks an experienced Litigation Paralegal to help our growing, cutting-edge Litigation Practice. We are a boutique law firm specializing in representing hedge funds, private equity funds and investment professionals in high-stakes litigation. Our sophisticated li ...
-
Paralegal
3 days ago
Scott+Scott New York, United StatesScott+Scott is seeking a full-time, experienced paralegal to support attorneys at a fast-paced, team-oriented firm in its New York, New York office. We are seeking a candidate who is a self-starter and has experience with complex litigation and plaintiff firms, especially in the ...
-
Corporate Paralegal
2 weeks ago
Juno Search Partners New York, United StatesOur client, a growing financial services organization in New York City, is seeking a Corporate Paralegal to join their team in a newly created position This role will support the General Counsel in matters related to corporate governance as well as investment and mutual fund mana ...
-
Paralegal/First Year Attorney
2 days ago
Ungaro Cifuni & Jaffe, Attorneys at Law, LLP New York, United StatesAbout us · Ungaro Cifuni & Jaffe is a law firm specializing in Social Security Disability, 9/11 Victim Compensation Fund and Civil Service pension claims looking for a paralegal and/or a first year attorney to provide administrative and legal support. Job entails communicating wi ...
-
Paralegal
4 weeks ago
New Jersey Federal Public Defender Trenton, United StatesQualification · s: This position requires excellent communication skills and the ability to work in a team environment with frequent interruptions. Demonstrated exceptional organizational and technological skills are required. Minimum qualifications for this position require an ...
-
Aircraft Leasing SVP Legal
2 weeks ago
GKR Search and Selection New York, United StatesWe are seeking an experienced SVP Legal for our client, a leading aircraft lessor. This role will oversee legal operations across the Americas, managing a team of attorneys, paralegals, and transaction managers. · Responsibilities: · Lead a team of attorneys and paralegals/trans ...
-
Public Finance Support Associate
2 weeks ago
Hilltop Securities Inc. New York, United StatesHilltopSecurities is currently looking to hire a Public Finance Support Associate. The Public Finance Support Associate is responsible for the myriad of complex administrative and operational duties associated with the sale and delivery of municipal bond and note securities struc ...
-
Mortgage Loan Closer
2 days ago
Phyton Talent Advisors Iselin, United StatesOur Client, a Capital Provider is seeking a Loan Closer in their Iselin, NJ location. · Responsibilities: · Work closely with leadership to document processes, develop checklists, and standardize workflows while Identifying opportunities for process improvement and make recommend ...
-
Associate Attorney
2 weeks ago
The Gori Law Firm Grand Central, United StatesThe Gori Law Firm · Associate Attorney (New York Office) · Employee Job Description · Position Title: Associate Attorney (New York Office) · Reports To: Supervising Attorney · Position: Full Time; Salary Exempt · Supervisor Role: No · Overall Descriptions of the Position: · An ...
-
Associate Attorney
2 weeks ago
The Gori Law Firm New York, United StatesThe Gori Law FirmAssociate Attorney (New York Office)Employee Job Description Position Title: Associate Attorney (New York Office)Reports To: Supervising AttorneyPosition: Full Time; Salary Exempt Supervisor Role: No Overall Descriptions of the Position: An associate attorney is ...
-
Court/Docket Clerk
1 week ago
Davis Wright Tremaine LLP New York, United StatesOn a typical day you will: · Essential responsibilities for this role are to work with members of the Managing Clerk's office, and a team of attorneys, and legal assistants on all aspects of state and federal litigation and arbitrations, including but not limited to: · Assist wit ...
-
Records Manager
1 week ago
Brown Rudnick LLP New York, United StatesJob Title: Records Manager · Department: Administration · Office: Boston, NYC, Washington D.C., Hartford, Orange County · Report to: Chief Administrative Officer · Status: Exempt · Summary · We strive to be enterprising, respectful, inclusive, insightful, and tenacious in every ...
-
Legal Assistant
3 weeks ago
Antonelli & Antonelli New York, United StatesWe are seeking a dynamic and growth-oriented assistant to support our team's navigation of legal matters, office operations, and new client intake. · Firm Description & Culture · Antonelli & Antonelli is a boutique law firm located in lower Manhattan focusing on probate and estat ...
-
Legal Assistant
2 weeks ago
Antonelli & Antonelli New York, United StatesWe are seeking a dynamic and growth-oriented assistant to support our team's navigation of legal matters, office operations, and new client intake. · Firm Description & Culture · Antonelli & Antonelli is a boutique law firm located in lower Manhattan focusing on probate and estat ...
-
Paralegal - NY
2 days ago
Motley Rice New York, United StatesSUMMARY: · Motley Rice attorneys have been at the forefront of some of the most significant and monumental civil actions. Our experience in complex trial litigation includes class actions and individual cases involving antitrust, securities and consumer fraud, occupational diseas ...
-
Senior Manager
2 weeks ago
Marriott International New York, United States Full timeJOB SUMMARY · Manages all aspects of Marriott's sourcing and contracting needs for Technology agreements. Collaborates with internal stakeholders, including business, compliance, Finance and legal. Functions as the subject matter expert for sourcing and contracting. Manages and ...
-
CARTA New York, United StatesThe Company You'll Join · Carta is a platform that helps people manage equity, build businesses, and invest in the companies of tomorrow. Our mission is to unlock the power of equity ownership for more people in more places. · Carta is trusted by more than 40,000 companies and ...
-
ft legal assistant
1 week ago
THE FEDERAL APPEALS FIRM East Brunswick, United StatesJob Description · Job DescriptionWE ARE ACCEPTING APPLICATIONS FOR A LEGAL ASSISTANT / PARALEGAL (FULL TIME). · This is a Full-Time position. Work hours are approximately 40 hours per week at our East Brunswick office location. Payment is $20/hr. Salary increases are commensurate ...
Senior Securities Paralegal - Holmdel, United States - Guardian Life
Description
Are you a seasoned securities paralegal who has experience with securities filings and insurance products?' Is a culture where "People Count," "We Do the Right Thing," and "We Hold Ourselves to Very High Standards" important to you? If so, Guardian is seeking a Securities Paralegal to provide a high quality and diverse range of services and administrative support to the Law Department, with attorney supervision as appropriate.
Guided by our company Purpose of "Inspiring well-being for our colleagues, consumers, and communities," we are committed to building a best-in-class Law Department.
We drive a high-performance culture across our Legal, Compliance, and Government Affairs functions, aligned to "what" we deliver, our goals and "how" we deliver, and our values and behaviors demonstrated in delivering against our goals. We do this through leveraging a series of core capabilities, which includes interpersonal effectiveness, ability to demonstrate business savvy, being a subject matter expert in your practice area, and leading people and teams where applicable.
Our colleagues, and the candidates we hire are key to the continuing success of our department.
As Securities Paralegal, you will be involved in filing securities products with the Securities and Exchange Commission (SEC). Your responsibilities will include preparing and organizing legal documents, ensuring compliance with regulatory requirements, conducting research on securities laws, assisting in the drafting of disclosure documents, communicating with regulatory authorities, and managing deadlines associated with the filing process. You will play a crucial role in supporting attorneys and ensuring the accuracy and completeness of submissions to the SEC.
In addition, you'll work collaboratively with several attorneys and other paralegals, who support multiple business units on a broad range of other important legal and compliance issues. You will have the opportunity to work on a variety of projects and assignments and must have the ability to multi-task and prioritize. Interpersonal skills, initiative and excellent communication skills will be critical to success in this position.
You are
You have
You will
Functional Leadership Skills & Behaviors
Interpersonal Effectiveness
Business Savvy
Legal Expertise
Lead by Example
Reporting Relationship
This role reports to the Associate General Counsel, Individual Markets Products.
Location /Travel
Hybrid role –In office 2 days a week, WFH – 3 days a week, Preferred Location - Hudson Yards Office, New York, NY or close to any Guardian office locations;, Holmdel, NJ; Bethlehem, PA; Stamford, CT. Travel to Guardian locations as determined by the People Leader.
#hybrid
Salary Range
$79, $130,365.00The salary range reflected above is a good faith estimate of base pay for the primary location of the position. The salary for this position ultimately will be determined based on the education, experience, knowledge, and abilities of the successful candidate. In addition to salary, this role may also be eligible for annual, sales, or other incentive compensation.
Our Promise
At Guardian, you'll have the support and flexibility to achieve your professional and personal goals. Through skill-building, leadership development and philanthropic opportunities, we provide opportunities to build communities and grow your career, surrounded by diverse colleagues with high ethical standards.
Inspire Well-Being
As part of Guardian's Purpose – to inspire well-being – we are committed to offering contemporary, supportive, flexible, and inclusive benefits and resources to our colleagues.
Health Care
Life and Disability Insurance
Retirement and Financial
Time Off and Remote Work
Emotional Well-being and Work-Life
Benefits apply to full-time eligible employees. Interns are not eligible for most Company benefits.
Equal Employment Opportunity
Guardian is an equal opportunity employer. All qualified applicants will be considered for employment without regard to age, race, color, creed, religion, sex, affectional or sexual orientation, national origin, ancestry, marital status, disability, military or veteran status, or any other classification protected by applicable law.
Accommodations
Guardian is committed to providing access, equal opportunity and reasonable accommodation for individuals with disabilities in employment, its services, programs, and activities. Guardian also provides reasonable accommodations to qualified job applicants (and employees) to accommodate the individual's known limitations related to pregnancy, childbirth, or related medical conditions, unless doing so would create an undue hardship. If reasonable accommodation is needed to participate in the job application or interview process, to perform essential job functions, and/or to receive other benefits and privileges of employment, please contact .