Regulatory Compliance Specialist - Kansas City, United States - Allied OneSource

Allied OneSource Kansas City, United States

3 weeks ago

Description

Regulatory Compliance Specialist

Senior Regulatory Compliance Specialist:
Safeguard Our Success

Do you have a passion for ensuring compliance and mitigating risk in the ever-evolving insurance landscape? Are you a detail-oriented problem solver who thrives in a fast-paced environment? If so, we want YOU

We are seeking a highly motivated and experienced Senior Regulatory Compliance Specialist to join our dynamic team.

In this critical role, you will play a pivotal role in safeguarding our operations, ensuring adherence to complex insurance regulations, and identifying potential risks proactively.

Senior Regulatory Compliance Specialist:
Safeguard Our Success Do you have a passion for ensuring compliance and mitigating risk in the ever-evolving insurance landscape? Are you a detail-oriented problem solver who thrives in a fast-paced environment? If so, we want YOU

We are seeking a highly motivated and experienced Senior Regulatory Compliance Specialist to join our dynamic team.

In this critical role, you will play a pivotal role in safeguarding our operations, ensuring adherence to complex insurance regulations, and identifying potential risks proactively.

Responsibilities:

Support litigation & investigations:
Interact with lawyers, prepare responses, and manage major fraud cases.

Handle complaints & inquiries:
Review and approve responses, ensuring accuracy and minimizing legal gulatory risks.

Oversee market conduct exams:
Manage all aspects, including review, reporting, and follow-up actions.

Serve as compliance resource:
Answer questions from operational teams and escalate issues to leadership.

Experience & Education:
Experience & Knowledge: 2-5 years in insurance compliance, with deep understanding of life insurance/annuity products and regulations.

AML & Suitability Expertise:
Strong knowledge of anti-money laundering rules and annuity suitability requirements.

Regulatory Pro:
Familiarity with market conduct exams and interaction with state insurance examiners.

Project Management Savvy:
Knowledge of project management methodologies and systems, with leadership skills to ensure compliance across all levels.

Strong Communication & Efficiency:
Excellent written and verbal communication, multitasking ability, and proficiency in common productivity tools (Excel, Word, Powerpoint).
College Degree, MBA Preferred
FLMI, AIRC Designations are a plus

Salary:
$65-$75k/year

#LI-CH1
#INDTECHKC

Location:
Kansas City - MO

ZIP code: 64105

Reference:
Secondary

Reference:

AW

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