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Regulatory Compliance Specialist - Kansas City, United States - Allied OneSource
Description
Regulatory Compliance SpecialistSenior Regulatory Compliance Specialist:
Safeguard Our Success
Do you have a passion for ensuring compliance and mitigating risk in the ever-evolving insurance landscape? Are you a detail-oriented problem solver who thrives in a fast-paced environment? If so, we want YOU
We are seeking a highly motivated and experienced Senior Regulatory Compliance Specialist to join our dynamic team.
In this critical role, you will play a pivotal role in safeguarding our operations, ensuring adherence to complex insurance regulations, and identifying potential risks proactively.
Senior Regulatory Compliance Specialist:
Safeguard Our Success Do you have a passion for ensuring compliance and mitigating risk in the ever-evolving insurance landscape? Are you a detail-oriented problem solver who thrives in a fast-paced environment? If so, we want YOU
We are seeking a highly motivated and experienced Senior Regulatory Compliance Specialist to join our dynamic team.
In this critical role, you will play a pivotal role in safeguarding our operations, ensuring adherence to complex insurance regulations, and identifying potential risks proactively.
Responsibilities:
Support litigation & investigations:
Interact with lawyers, prepare responses, and manage major fraud cases.
Handle complaints & inquiries:
Review and approve responses, ensuring accuracy and minimizing legal gulatory risks.
Oversee market conduct exams:
Manage all aspects, including review, reporting, and follow-up actions.
Serve as compliance resource:
Answer questions from operational teams and escalate issues to leadership.
Experience & Education:
Experience & Knowledge: 2-5 years in insurance compliance, with deep understanding of life insurance/annuity products and regulations.
AML & Suitability Expertise:
Strong knowledge of anti-money laundering rules and annuity suitability requirements.
Regulatory Pro:
Familiarity with market conduct exams and interaction with state insurance examiners.
Project Management Savvy:
Knowledge of project management methodologies and systems, with leadership skills to ensure compliance across all levels.
Strong Communication & Efficiency:
Excellent written and verbal communication, multitasking ability, and proficiency in common productivity tools (Excel, Word, Powerpoint).
College Degree, MBA Preferred
FLMI, AIRC Designations are a plus
Salary:
$65-$75k/year
#LI-CH1
#INDTECHKC
Location:
Kansas City - MO
ZIP code: 64105
Reference:
Secondary
Reference:
AW