Senior Compliance Officer - Hudson County, NJ

The Americas Compliance group is an independent governance function headed by the Chief Compliance Officer for the Americas based in New York. · Assist in the administration of a comprehensive Regulatory Identification and Change Management (RICM) program for the US. · ...

We are seeking a Compliance Officer to join our team. The role will be responsible for assisting in the administration of a comprehensive Regulatory Identification and Change Management (RICM) program. · ...

Timely review and analysis of regulatory developments including regulatory changes issued by state and federal securities and prudential regulators and self-regulatory organizations (NYDFS, NYFRB, FRB, SEC, CFTC , FINRA , NFA , MSRB , NYSE , CME etc.,) to determine applicability. ...

The Americas Compliance team is looking for a Compliance Officer to assist in regulatory identification and change management programs. · Assist in the administration of a comprehensive Regulatory Identification and Change Management (RICM) program. · Maintain the Compliance US m ...

We are seeking a Compliance Officer to join our team in Jersey City, NJ. The successful candidate will be responsible for assisting in the administration of a comprehensive Regulatory Identification and Change Management (RICM) program. They will monitor regulatory developments a ...

A new contract opening for a Compliance Officer to join a financial services company in Jersey City. · ...

A Compliance Officer opportunity with a leading financial firm and market maker providing liquidity across global markets. This role sits within the Legal and Compliance team and offers hands-on exposure to AML policy implementation and compliance monitoring in a dynamic trading ...

A global technology driven financial firm is seeking a Compliance Officer to support its legal and compliance program across multiple trading and operational teams. · ...

This position will work closely with the bank's US Head of Compliance to drive improvement with the bank's Compliance program.Contribute to the design, implementation and ongoing execution of the bank’s Compliance Program. · Serve as a compliance SME for consumer mortgage and com ...

Step into a pivotal role with our client as a Compliance Officer in New York. In this hybrid position, you will oversee the firm's compliance program and collaborate with internal teams to maintain a robust compliance culture. · ...

The Firm's Legal and Compliance team is looking for an experienced, self-driven Compliance Officer to join the team. · Develop and implement policies and procedures across a variety of business units. · Coordinate with our global legal and compliance team to work on global initia ...

The Regulatory & Reporting Oversight Officer will serve as a pivotal compliance leader partnering with Finance, Operations and Risk teams to ensure regulatory adherence, timely and accurate reporting and robust client asset protection. · Provide compliance advice on regulations g ...

Citizens is seeking a highly motivated Compliance Officer to join the Swap Dealer Compliance team. · ...

The Regulatory & Reporting Oversight Officer will serve as a pivotal compliance leader partnering with Finance, Operations and Risk teams to ensure regulatory adherence, · Provide compliance advice on regulations governing financial and operational stability, · Oversee compliance ...

Virtu is seeking an experienced Compliance Officer to join their team.The role involves shaping Virtu's Compliance function through innovation, analytical thinking and improving existing processes. · ...

The Regulatory & Reporting Oversight Officer will serve as a pivotal compliance leader partnering with Finance, Operations and Risk teams to ensure regulatory adherence, · timely and accurate reporting and robust client asset protection.Provide compliance advice, oversight on ope ...

G MASS Consulting are partnered with a leading Hedge Fund to appoint an experienced Compliance Officer who will take ownership of day-to-day regulatory governance and provide line-of-business coverage across its U.S. broker-dealer. · ...

The Americas Compliance is an independent governance function headed up by the Chief Compliance Officer for the Americas based in New York with responsibility for all compliance activities in the United States and Canada and Latin America.Demonstrate commitment to managing firm's ...

This role is well suited for someone who wants broad regulatory exposure, · hands-on responsibility, and the opportunity to grow alongside a scaling platform.Broad exposure to both compliance and legal-adjacent work · Lean team environment offering a wide range of responsibilitie ...

· Who we are: · Nitra maintains a hybrid work policy, with team members working from the office four days per week and Wednesdays designated as a work-from-home day. · We're looking for: A Compliance Officer who will be the Company's first dedicated compliance role, expected to ...

We are seeking two experienced Compliance Officers to support and strengthen our federal contract compliance program. · Earns full compliance with applicable federal contract requirements. · ...