Kyc Quality Control Analyst - Chicago, United States - Themesoft Inc

Themesoft Inc

Verified Company

Chicago, United States

3 days ago

Posted by:

Mark Lane

beBee recruiter

Description

Position:
KYC QC Analyst

Location:
Chicago, IL (onsite at office)

Duration:
Contract

Rate:
$30/hr on W2

The Client Onboarding Quality Control Officer will be part of the Wealth Management Client Operations organization, reviewing requirements of client onboarding, to include the fulfilment of Know Your Client (KYC).

The Client Onboarding Quality Control Officer will review/validate the client documents gathered and entered by the onboarding officer in order to establish accounts.

The Client Onboarding Quality Control Officer is expected to stay current with all regulatory changes and requirements around client due diligence requirements, suitability and documentation.

Key Qualities:

Strong sense of ownership and responsibility
Drives results through leadership, people, communication and influence
Comfortable with change, ambiguity, debate, conflict and informed risk taking
Multitasker who can manage multiple streams of work concurrently
Willingness to make decisions, while ensuring buy in from stakeholders.

Responsibilities Include:

Review data integrity for client due diligence, including coordinating the participation of customer stakeholders who have account opening responsibilities
Serve as control point for account opening approvals, reporting issues for designated clients
Maintaining a high degree of accuracy and attention to detail while meeting team productivity goals
Partnering with the client facing teams to review required legal documents and associated information to meet all regulatory and internal polices
Performing quality review of new and existing KYC profiles for Private Bank clients

Qualifications:

BS/BA Degree
Accounting, Finance, or Business preferred or equivalent military experience preferred
3 to 5 years of experience with in a financial services, operational or compliance fields preferred
Prior experience in AML / KYC preferred
Client Onboarding and/or documentation analysis experience preferred
Strong written and oral communication skills