Manager, Audit Services - Chicago, United States - CEDENT

CEDENT
CEDENT
Verified Company
Chicago, United States

3 weeks ago

Mark Lane

Posted by:

Mark Lane

beBee recruiter
Description

Terms of Hire:
Full time.

Job Responsibilities

  • Support oversight, execution and evolution of the core audit plan supporting Client Asset Management, including delivery of thought leadership and guidance on trends and emerging risks
  • Encourage an environment of teamwork, accountability, and open communication
  • Manage and support direct report performance management and career development
  • Develop and demonstrate an understanding of business processes, risks, and controls, along with an understanding of relevant laws, industry changes, and the impact of technology
  • Communicate point of view to executives for discussion and challenge
  • Identify and analyze risks, plan and prioritize audit projects for ontime delivery, conduct interviews, observe operations, document and analyze processes and controls, document the reliability and quality of data sources, develop and perform audit tests, document work papers, produce quality issues, review issues with management, evaluate the sustainability and repeatability of management actions, and draft audit reports
  • Monitor budgets, team members, and escalate concerns
  • Prepare materials for presentation to legal entity Boards of Directors and Audit Committees
  • Develop expertise and expand knowledge of the audit profession and build business acumen through selfstudy, research, and continuing education to assist in providing comprehensive, indepth assurance, advice, and coaching, across Audit Services and Client

Qualifications:


  • Bachelor's degree from accredited institution
  • Professional credentials such as: Certified Internal Auditor (CIA), Certified Financial Services Auditor (CFSA), Certified Information Systems Auditor (CISA), Certified Public Accountant (CPA), Certified Fraud Examiner (CFE), Chartered Financial Analyst (CFA)
  • Seven (7) to ten (10) years professional experience
  • Internal audit or regulatory examiner experience with a global financial institution preferably focused on asset management and a demonstrated ability to guide, supervise, and coach a team through projects around topics such as: economics, investment strategy and research, product management, investment administration, portfolio management and trading, alternative investments, derivatives, money market funds, mutual funds, collective investment funds, unit investment trusts, exchange traded funds, hedge funds, private equity funds, separately managed accounts, undertakings for the collective investment in transferable securities, marketing and sales practices, trade and transaction reporting, performance reporting, compliance practices, accounting practices, Investment Advisers Act, Investment Company Act, Markets in Financial Instruments Directive, Global Investment Performance Standards
  • Proficient understanding of control frameworks such as: COSO Internal Control Integrated Framework and COBIT Information and Related Technology Framework, as well as project management and change methodologies
  • Ability to maintain composure and build relationships across multiple time zones in a fastpaced environment
  • Ability to perform ad hoc projects with flexibility and professional creativity
  • Ability to diagnose problems, determine root causes, and identify solutions
  • Ability to travel _if _required, including outside of the United States

You Will Enjoy:

  • An opportunity to be a part of a great culture, an awesome team, a challenging work environment, and some fun along the way
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