Trade Compliance Officer - Rockaway

TradeZero America is seeking an experienced Compliance Officer for its New York office. The primary focus will be on marketing/social media and communications with the public regarding equity trading. · ...

TradeZero America ("TZA"), is a broker dealer focused on the retail active trader and institutional options trading. TZA is seeking a Chief Compliance Officer to assist its current team located in Brooklyn NY. · The role requires prior experience as a Compliance Officer and exper ...

An opportunity as Compliance Officer with a global proprietary trading firm in New York. · ...

We are seeking a seasoned compliance professional to lead and oversee fund marketing compliance initiatives. · ...

An opportunity with a global proprietary trading firm in New York that is looking to add a Compliance Officer to its growing compliance team. This role supports a fast-paced, multi-asset trading environment and reports directly to the Chief Compliance Officer. · The position part ...

A Leading Hedge Fund based in New York seeks a compliance professional to join their team. · Assist in drafting legal and compliance policies and procedures. · Support various compliance initiatives including Code of Ethics and regulatory filings. · ...

We're looking for a highly analytical Compliance Officer - Quant Trading to support day‑to‑day compliance operations with a strong focus on data analysis, trade review, · and supporting quantitative and algorithmic trading workflows.Data & Trade Analysis Review daily trading data ...

The Regulatory & Reporting Oversight Officer will serve as a pivotal compliance leader partnering with Finance, Operations and Risk teams to ensure regulatory adherence, · Provide compliance advice on regulations governing financial and operational stability, · Oversee compliance ...

The Americas Compliance team is looking for a Compliance Officer to assist in regulatory identification and change management programs. · Assist in the administration of a comprehensive Regulatory Identification and Change Management (RICM) program. · Maintain the Compliance US m ...

This is Adyen · Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice. At Adyen, everything we do is engineered for ambition.  · For our teams, we create ...

Compliance Officer - Quant Trading and Analytics · Location: New York, NY · About the Role · We're looking for a highly analytical Compliance Officer - Quant Trading and Analytics to support day‑to‑day compliance operations with a strong focus on data analysis, trade review, and ...

A Compliance Officer opportunity with a leading financial firm and market maker providing liquidity across global markets. This role sits within the Legal and Compliance team and offers hands-on exposure to AML policy implementation and compliance monitoring in a dynamic trading ...

The Firm's Legal and Compliance team is looking for an experienced, self-driven Compliance Officer to join the team. · Develop and implement policies and procedures across a variety of business units. · Coordinate with our global legal and compliance team to work on global initia ...

We are seeking two experienced Compliance Officers to support and strengthen our federal contract compliance program. · Earns full compliance with applicable federal contract requirements. · ...

The Regulatory & Reporting Oversight Officer will serve as a pivotal compliance leader partnering with Finance, Operations and Risk teams to ensure regulatory adherence, timely and accurate reporting and robust client asset protection. · Provide compliance advice on regulations g ...

Timely review and analysis of regulatory developments including regulatory changes issued by state and federal securities and prudential regulators and self-regulatory organizations (NYDFS, NYFRB, FRB, SEC, CFTC , FINRA , NFA , MSRB , NYSE , CME etc.,) to determine applicability. ...

A leading investment and operating platform is seeking a Senior Compliance Officer to support legal and treasury teams across KYC, · AML, · & broader due diligence obligations. · Manage and respond to KYC/AML and due diligence requests from banks, · partners, · & financial instit ...

We help high- and ultra-high-net-worth individuals and families to enjoy a full life, while enabling them to preserve their wealth for future generations, and provide for the people, causes and communities they care about. · We are always looking for talented and motivated indivi ...

A global technology driven financial firm is seeking a Compliance Officer to support its legal and compliance program across multiple trading and operational teams. · ...

Step into a pivotal role with our client as a Compliance Officer in New York. In this hybrid position, you will oversee the firm's compliance program and collaborate with internal teams to maintain a robust compliance culture. · ...

We see the world differently at Capstone Investment Advisors. You will too. · Capstone Investment Advisors LLC is a global asset manager dedicated to exploring alpha opportunities in derivatives and complementary strategies persisting across market cycles. · ...