Senior Analytics Engineer, RegTech - New York - DriveWealth

    DriveWealth
    DriveWealth New York

    5 days ago

    Description

    DriveWealth is a global B2B financial technology organization dedicated to democratizing access to financial independence around the world. Our mission is realized through an API-based platform, empowering our partners to offer seamless investing and trading experiences to clients worldwide, all from their mobile devices.
    Our technology provides partners with a modern, extensible toolkit, enabling traditional investment workflows and innovative techniques like fractional share ownership. DriveWealth has evolved into a global platform offering trading of US equities, mutual funds, ETFs, fixed income, and options.
    We seek enthusiastic professionals to contribute diverse perspectives and experiences to our Brokerage-as-a-Service platform. Our culture blends the pace and opportunity of a tech start-up with the impact, stability, and significance of Wall Street. We encourage creativity and experimentation while ensuring institutional-grade execution and regulatory compliance in everything we do. We value diversity and inclusion, celebrating the unique differences of our employees as we scale and grow together. We're guided by operating principles grounded in accountability, teamwork, integrity, and solutions built to scale. Join us
    About The Role:
    The RegTech team at DriveWealth develops data products that provide our compliance department with the necessary data and insights to ensure all regulatory obligations are met. We are looking for a Sr. Analytics Engineer focusing on creating, maintaining, and monitoring highly curated data sources and statistics critical for internal compliance and external regulatory reporting.
    The ideal candidate possesses a deep understanding of the trade lifecycle and has worked closely with data engineers, product managers, and regulatory stakeholders to interpret, clarify, and translate regulatory requirements into efficient, compliant, and usable data marts and reports. This means balancing competing priorities and laying the groundwork for scale while building top-tier regulatory data products.
    What You'll Do:

    • Own the Regulatory and Supervisory Data Layer: Architect, build, and maintain data marts and Sigma reports used for critical regulatory functions (e.g., CAT, EBS, trade monitoring, AML) and internal compliance supervisory monitoring, ensuring consistent, accurate outputs delivered quickly through efficient code with robust testing and verification
    • Translate Regulation to Data: Work directly with business partners and Compliance to translate new regulatory rules, changes, and reporting obligations into precise analytics engineering requirements and data flows, anticipating future features to proactively provide compliant data
    • Support Ad-Hoc Inquiries and Regulatory Exams: Respond quickly and accurately to ad-hoc data requests and regulatory examination inquiries from Compliance and Legal teams, providing data and analysis as needed
    • Implement Controls and Quality: Drive data quality for regulatory reporting by leading the development and implementation of controls, performing user acceptance testing (UAT) and unit testing, coordinating remediation of reporting anomalies, and establishing best-in-class development practices
    • Document and Standardize: Document, revise, and maintain data procedures and process flows as required by internal audit and regulatory standards
    What You'll Need:
    • Deep domain knowledge in FinTech/Capital Markets, including a strong understanding of the trade/order lifecycle (Orders, Executions, Allocations) and US regulatory reporting requirements.
    • Experience working within a larger data team, balancing ideating on solutions, creating output, writing verification tests, and reviewing others' work.
    • Fluent in SQL.
    • Familiarity with DBT is required.
    • Experience with building business intelligence reports (Sigma Computing is preferred)
    Nice To Have, But Not Required:
    • Experience with Python (Jupyter Notebooks)
    • NoSQL and semi-structured data
    • Familiarity with Databricks, AWS, Airflow, GitHub, and AGILE development
    • Experience documenting and maintaining procedures for regulatory purposes
    • Technical understanding of common regulatory reporting regimes (e.g., CAT, LOPR, EBS, TRACE)
    Applicants must be currently authorized to work in the United States. At this time, DriveWealth does not provide new employment visa sponsorship, but candidates with existing transferable work authorization may be considered.
    Compensation
    Compensation package offerings are based on candidate experience and technical qualifications, as it relates to the role. These are identified and determined throughout your interviewing experience.Please note: this role is expected to come into our office on a cadence set by the Hiring Manager/Team.
    New York, NY (Hybrid) Pay Range
    $150,000-$180,000 USD
    Benefits
    • Competitive medical, dental, and vision insurance options
    • Mental health resources
    • Generous paid time off with observed holidays (varies per country)
    • Paid parental leave for biological and adoptive parents
    • Up to $2,500 or local equivalent each year to invest in continued education and personal development
    • Up to $900 each year or local equivalent for fitness and wellness reimbursement
    • Company-provided phone (varies by country)
    • For HQ in-office employees, a daily lunch stipend, unlimited snacks, and engaging office space in the Financial District
    • Pre-tax commuter benefits (US only)
    • Employer 401K match (US only)
    Benefit offerings vary based on country and are subject to change.
    Equal Employment Opportunity
    To build technology and products that are used and loved by people and solve real-world problems, we need to build a team with many different perspectives and experiences. We are an equal opportunity employer. We do not discriminate on the basis of race, religion, color, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status. We encourage candidates from all backgrounds to apply. Applicants in need of special assistance or accommodation during the interview process or in accessing our website may contact us at
    Agency Disclaimer

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