Regulatory Compliance Manager, GTM Enablement - McLean, VA

Only for registered members McLean, VA, United States

1 week ago

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Job summary

We're hiring a Regulatory Compliance Manager to help Range move faster responsibly by enabling scalable low-friction approvals for client-facing experiences while maintaining strong regulatory standards and exam-ready evidence.


Qualifications

  • Experience in regulatory compliance within investment advisory fintech or financial services with a focus on marketing advertising or product-related compliance
  • Strong working knowledge of SEC Marketing Rule requirements and FINRA communications standards
  • Practical solutions-oriented mindset able to balance regulatory rigor with business velocity
  • Familiarity with compliance tools and systems for advertising review and books-and-records management is a plus

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