- Primary officer for all supervisory, risk and compliance functions for one group of support personnel
- Facilitate supervisory inquiry or processes
- Provide mentorship and coaching on policies and procedures to initiate risk awareness and compliant environment
- Supervise all money movement and trade activities
- Review escalations from the branch in regards with cash breaks and NAV
- Monitor and implement procedures within risk factors
- Oversee responsibilities outlined in the Branch Supervisory manual
- Act as primary source for intelligence on risk in regard to client and personnel's
- Active Series 7 and 24 REQUIRED
- 3+ years of Sales Supervisory, Branch Compliance, or Supervision within a Broker Dealer/Wealth Management
- Bachelor's degree in related field
- Proficiency with SEC, FINRA, and Firm Compliance Policies & Procedures
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behavior program specialist
Found in: Careerbuilder One Red US C2 - 5 hours ago
Broward County Public Schools Fort Lauderdale, FL , USA, United StatesPOSITION GOAL · To provide on-site procedural and curricular assistance to all school-based personnel with regard to the education of students with · disabilities. · ESSENTIAL PERFORMANCE RESPONSIBILITIES · The Exceptional Student Education Specialist shall carry out the performa ...
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Commercial Relationship Manager IV
Found in: Lensa US 4 C2 - 1 day ago
Fifth Third Fort Lauderdale, United StatesMake banking a Fifth Third better · We connect great people to great opportunities. Are you ready to take the next step? Discover a career in banking at Fifth Third Bank. · GENERAL FUNCTION: · Responsible for profitable business development as well as monitoring the quality of ...
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Human Services Manager
Found in: Lensa US 4 C2 - 2 days ago
Broward County Fort Lauderdale, United StatesThe Broward County Board of County Commissioners is seeking qualified candidates for a Human Services Manager (Contract/Grant Administrator, Sr.) position.General DescriptionProvides leadership to programs providing treatment in behavioral healthcare.Works independently, under li ...
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Human Services Manager
Found in: Lensa US 4 C2 - 1 day ago
Broward County Fort Lauderdale, United StatesThe Broward County Board of County Commissioners is seeking qualified candidates for a Human Services Manager (Contract/Grant Administrator, Sr.) position. · General Description · Provides leadership to programs providing treatment in behavioral healthcare. · Works independent ...
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Assistant Federal Security Director
Found in: beBee S2 US - 3 weeks ago
Department Of Homeland Security Fort Lauderdale, United States Full timeSummary · Securing Travel, Protecting People - At the Transportation Security Administration, you will serve in a high-stakes environment to safeguard the American way of life. In cities across the country, you would secure airports, seaports, railroads, highways, and/or public t ...
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Supervisory Intelligence Specialist
Found in: beBee S2 US - 3 weeks ago
Department Of The Army Fort Eisenhower, United States Full timeSummary · About the Position: This position is in the Defense Civilian Intelligence Personnel System (DCIPS). Employees occupying DCIPS positions are in the Excepted Service and must adhere to U.S. Code, Title 10, as well as Department of Defense Instruction This position is loca ...
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Senior Systems Engineer
Found in: Lensa US 4 C2 - 3 days ago
Assured Information Security Hollywood, United StatesSouthwest Power Pool (SPP) is about more than power. We're about the power of relationships. Our employees have the opportunity to work together to ensure electricity is delivered reliably and affordably to the millions of people living in our service territory. We have been vote ...
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teacher-ese specialist
Found in: Talent US C2 - 2 days ago
Broward County Public Schools Pembroke Pines, United StatesPOSITION GOAL · To provide on-site procedural and curricular assistance to all school-based personnel with regard to the education of students with · disabilities. · ESSENTIAL PERFORMANCE RESPONSIBILITIES · The Exceptional Student Education Specialist shall carry out the perfo ...
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Aviation Safety Inspector
Found in: beBee S2 US - 3 weeks ago
Department Of Transportation Miramar, United States Full timeSummary · The Assistant Principal Avionics Inspector (APAI) position serves as a full assistant to the Principal Avionics Inspector. · Duties · Has program responsibility to assure that assigned organizations meet Federal Aviation Regulations with respect to maintenance, preventi ...
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Accounting Manager
Found in: Lensa US 4 C2 - 2 days ago
Page Mechanical Group Inc Doral, United StatesCAS Automotive Group is seeking a highly skilled Accounting Manager to join our international company.As the Accounting Manager, you will be responsible for overseeing the overall management and supervision of the accounting department.Supervising Responsibilities:Supervising and ...
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Financial Advisor I
Found in: Lensa US 4 C2 - 3 days ago
Amerantbank Doral, United StatesResponsible for developing, managing and retaining a book of business of clients in the Intl and domestic market for investment services. The Financial Advisors (FA-IC I) maintains a highly dedicated professional relationship with each customer to ensure a big picture and unbiase ...
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Accounting Manager
Found in: Lensa US 4 C2 - 1 day ago
Page Mechanical Group Inc Doral, United StatesCAS Automotive Group · is seeking a highly skilled Accounting Manager to join our international company. · As the Accounting Manager, you will be responsible for overseeing the overall management and supervision of the accounting department. · Supervising Responsibilities: · ...
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Store Supervisor
Found in: Lensa US 4 C2 - 3 days ago
Razer Doral, United StatesJoining Razer will place you on a global mission to revolutionize the way the world games. Razer is a place to do great work , offering you the opportunity to make an impact globally while working across a global team located across 5 continents. Razer is also a great place to wo ...
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Store Supervisor
Found in: Lensa US 4 C2 - 4 days ago
Razer Doral, United StatesJoining Razer will place you on a global mission to revolutionize the way the world games. Razer is · a place to do great work , offering you the opportunity to make an impact globally while working across a global team located across 5 continents. Razer is also · a great place ...
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Senior Program Manager
Found in: Lensa US 4 C2 - 1 day ago
City of Miami Beach Miami Beach, United StatesSenior technical/management professional and subject matter expert responsible for the integrity of engineering designs and solutions within the department; provides oversight and engages in the development of engineering policies and strategic initiatives. Manages key infrastruc ...
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Commercial RM
Found in: Lensa US 4 C2 - 1 day ago
Fifth Third Doral, United StatesMake banking a Fifth Third better · We connect great people to great opportunities. Are you ready to take the next step? Discover a career in banking at Fifth Third Bank. · GENERAL FUNCTION: · Responsible for profitable business development as well as monitoring the quality of ...
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Director of Special Populations
Found in: Lensa US 4 C2 - 18 minutes ago
BridgePrep Academy Doral, United StatesJob Description · Job Description · Description: · • Oversee Exceptional Student Education (ESE) and English Speakers of Other Languages (ESOL) instructional programming to ensure maximum student achievement for our students with IEPs · • Directly manage Regional Special Educat ...
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Airway Transportation Systems Specialist
Found in: Lensa US 4 C2 - 2 days ago
Federal Aviation Administration Doral, United States** Airway Transportation Systems Specialist** · **Department of Transportation** · ** ATO, Technical Operations, Eastern Service Area, Technical Services Operations Group, AJW-E22L.** · **Location** · 1 vacancy in the following location: · ** · Relocation expenses reimbursed** · ...
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Clinical Laboratory Supervisor
Found in: ZipRecruiter Test10S US C2 - 22 hours ago
CDR Companies Doral, United StatesJob Description · Job DescriptionCDR Labs is seeking individuals who are interested in working as a Laboratory Supervisor for our team. This position will be responsible for complex laboratory procedures and have broad decision-making authority and independence. This classificati ...
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Warehouse Supervisor
Found in: ZipRecruiter Test10S US C2 - 23 hours ago
CDR Companies Miami, United StatesJob Description · Job DescriptionESSENTIAL FUNCTIONS: · Supervises the overall warehouse operations and daily activities of staff. · Oversees receiving and stowing, picking, and packing, shipping, inventory management, and documentation. · Optimizes efficient layouts, workflows ...
Supervisory Principal - Fort Lauderdale, United States - Ascendo Resources
Description
Essential Duties and Responsibilities:
Education and Experience Requirements: