Jobs
>
Denver

    Compliance Analyst - Denver, United States - Living Talent Company

    Default job background
    Description
    Investment Management Firm (100B+ AUM)
    • Fulltime
    • Hybrid, 3 days in office in Chicago Loop
    • Full relocation available
    • Base + Bonus 140k - 160k
    • Robust benefits package
    Job Details:
    • Code, test, and implement investment compliance rules in Charles River IMS (CRIMS)
    • Interpret investment agreements and documents
    • Identify compliance requirements and establish validation rules
    • Maintain and update client-directed restriction lists
    • Create daily review of reports for compliance alerts, exceptions, and necessary corrections
    • Support clients and colleagues for compliance questions
    • Analyze compliance alerts for accurate decisions
    • Complete periodic client certifications and questionnaires.
    • Assist in updating compliance policies in response to business or regulatory changes.
    MUST HAVE EXPERIENCE
    • 5+ Years of professional work experience
    • 2 Years of Investment Compliance experience
    • 1+ years of coding and testing compliance rules, benchmark comparative rules, and regulatory guidelines
    • Charles River IMS (CRIMS) or BlackRock Aladdin
    • Strong understanding of the Securities industry and investment management regulations
    • Investment Advisers / Investment Company Act of 1940
    • ERISA regulations
    • Familiarity with additional regulations (Securities / Securities Exchange Act of 1934, CFTC regulations)
    • Knowledge of the Securities Act of 1933, Securities Exchange Act of 1934, CFTC
    NICE TO HAVE
    • Understanding of ESG a plus
    • SQL
    • Python

  • Century Group

    Compliance Analyst

    1 week ago


    Century Group Denver, United States

    A fantastic client in the banking industry, located in the Denver metro area, is searching for a full time Compliance Analyst. · Qualified candidates with 3+ years of previous compliance experience. Previous banking/credit union experience a plus. · Local candidates only. · Ex ...

  • Century Group

    Compliance Analyst

    2 weeks ago


    Century Group Denver, United States

    A fantastic client in the banking industry, located in the Denver metro area, is searching for a full time Compliance Analyst. · Qualified candidates with 3+ years of previous compliance experience. Previous banking/credit union experience a plus. · Local candidates only. · Ex ...

  • Kansas Action for Children

    Compliance Analyst

    6 days ago


    Kansas Action for Children Denver, United States

    at Epiq Systems in Overland Park, Kansas, United States · Job Description · It's fun to work at a company where people truly believe in what theyare doing · Job Description: · We are looking for a Compliance Analyst to assist in responding to client due diligence, ongoing monito ...

  • Apex Group

    Compliance Analyst

    3 weeks ago


    Apex Group Denver, United States

    · The Apex Group was established in Bermuda in 2003 and is now one of the worlds largest fund administration and middle office solutions providers. Apex has continually improved and evolved its product suite by surrounding these core administrative services with additional produ ...

  • Atlas Technical Consultants, Inc.

    Compliance Analyst

    1 week ago


    Atlas Technical Consultants, Inc. Denver, United States

    Atlas is a nationwide leader in civil engineering, materials testing and geotechnical consulting services for environmental, industrial and infrastructure construction projects. Headquartered in Austin, TX, Atlas currently has over 3,500 employees with offices throughout the US, ...

  • Atlas Technical Consultants

    Compliance Analyst

    2 weeks ago


    Atlas Technical Consultants Denver, United States

    Atlas is a nationwide leader in civil engineering, materials testing and geotechnical consulting services for environmental, industrial and infrastructure construction projects. Headquartered in Austin, TX, Atlas currently has over 3,500 employees with offices throughout the US, ...


  • Creative Solutions Services, LLC Denver, United States

    Position- · Sr. Compliance Analyst · Location- · Colorado (Remote) · Duration- · 8 Month · Note- · Candidate Must be in Colorado to load the proposal , Will not accept contractors that are willing to move. · Description · The Governor's Office of Information Technology (Cli ...


  • Inspirato Denver, United States

    Title: Equity & Compliance Analyst · Reporting to: Senior Director, Total Rewards · Location: Denver, CO · * This role will be located at Inspirato headquarters in downtown Denver: 1544 Wazee St, Denver, CO At Inspirato we value collaboration and flexibility; we offer a hybrid wo ...


  • Bright Vision Technologies Denver, United States

    Bright Vision Technologies has an immediate opportunity for Legal Compliance Analyst at Denver, CO. Minimum of 3-5 years' experience as a legal or compliance professional in Healthcare Industry. · Candidate must have permanent work authorization and work for any employer without ...


  • Prime Therapeutics Denver, United States

    Our work matters. We help people get the medicine they need to feel better and live well. · We do not lose sight of that. It fuels our passion and drives every decision we make. · **Job Posting Title** · HR Compliance Analyst - Remote · **Job Description** · The Human Resour ...


  • Inspirato Denver, United States

    Title: Equity & Compliance Analyst · Reporting to: Senior Director, Total Rewards · Location: Denver, CO · * This role will be located at Inspirato headquarters in downtown Denver: 1544 Wazee St, Denver, CO At Inspirato we value collaboration and flexibility; we offer a hybrid wo ...


  • Paralel Technologies Denver, United States

    Company Overview: · Paralel Technologies is a growing FinTech firm redefining the relationship between asset managers and their back office. We are the premier trusted partner for asset managers and their funds, innovating with technology and serving with compassion. · Role Overv ...


  • ClientSolv Denver, United States

    Company Description · ClientSolv Technologies is an IT solution firm with over a decade of experience serving Fortune 1000 companies, public sector and small to medium sized companies. ClientSolv Technologies is a woman-owned and operated company that is certified as a WMBE, 8a ...


  • ClientSolv Denver, United States

    Company Description · ClientSolv Technologies is an IT solution firm with over a decade of experience serving Fortune 1000 companies, public sector and small to medium sized companies. ClientSolv Technologies is a woman-owned and operated company that is certified as a WMBE, 8a ...


  • DaVita Denver, United States

    2000 16th Street,Denver,Colorado,80202,United States of America Let's face world of healthcare is dynamic and moves at the speed of light. Unlike many healthcare companies in the market today, we acknowledge that our teammates are our most important asset and we want to help the ...


  • ClientSolv Denver, United States

    Job Description · Job Description Company Description · ClientSolv Technologies is an IT solution firm with over a decade of experience serving Fortune 1000 companies, public sector and small to medium sized companies. ClientSolv Technologies is a woman-owned and operated compa ...


  • University of Denver Denver, United States Full time

    The Office of Research Integrity & Education (ORIE) ensures active adherence to the ethical principles and professional standards essential for conducting research. ORIE is the key point of contact for providing regulatory guidance and processing research proposal approvals to fa ...


  • DaVita Denver, United States

    2000 16th Street, Denver, Colorado, 80202, United States of America · Let's face world of healthcare is dynamic and moves at the speed of light. Unlike many healthcare companies in the market today, we acknowledge that our teammates are our most important asset and we want to h ...

  • UC Health

    Compliance Analyst Sr

    2 weeks ago


    UC Health Denver, United States

    Position can be held in Colorado Springs or Denver · Summary: · Assists with administration of the organization's compliance program, policies and practices. · Description · Position can be held in Colorado Springs or Denver · Summary: · Assists with administration of the organi ...


  • Paralel Technologies Denver, United States

    Company Overview: · Paralel Technologies is a growing FinTech firm redefining the relationship between asset managers and their back office. We are the premier trusted partner for asset managers and their funds, innovating with technology and serving with compassion. · Role Over ...