Chief Compliance Officer - Tampa, FL

The Compliance Officer will contact constituents/complainants to discuss complaints filed. · ...

We are seeking an experienced Compliance Officer to manage the firm's marketing and advertising compliance program. This Director-level individual contributor role serves as the firm's subject matter expert on the SEC Marketing Rule and provides regulatory guidance to advisors, i ...

Compliance Officer · Tampa, FL · 4+ Months · Description: · FL-DBPR-TLH-CTMH-Compliance Officer - Assignment is for approximately 4 months · FL-DBPR-TLH-Condominiums, Timeshares and Mobile Homes - Compliance Officer - Assignment is approximately 4 months · ASSIGNMENT DURATION: Ap ...

We are seeking an experienced Compliance Officer to manage the firm's marketing and advertising compliance program. · ...

Duties include developing and implementing AML/KYC policies in the financial services industry. · ...

A rapidly growing Financial Services firm based in Tampa Florida seeks a Chief Compliance Officer for fulltime position. · Responsible for running managing compliance program for U.S FINRAregistered brokerdealer. · ...

+The Chief Compliance Officer (CCO) is a transformational leader who redefines compliance in a modern healthcare enterprise.This role goes beyond traditional oversight to include partnering, advising, and innovating - while ensuring alignment with applicable laws, regulations, an ...

A rapidly growing Financial Services firm based in Tampa Florida is seeking a Chief Compliance Officer. · The Chief Compliance Officer will run manage a compliance program for U.S. FINRA-registered broker-dealer. · Establish maintain enhance the firm's broker-dealer compliance fr ...

The Chief Compliance Officer (CCO) is a transformational leader who redefines compliance in a modern healthcare enterprise. · This role goes beyond traditional oversight to include partnering, · advising, and innovating – while ensuring alignment with applicable laws, · regulatio ...

Rapidly growing Financial Services firm based in Tampa, Florida is seeking a Chief Compliance Officer for a full-time position · Responsibilities: · Responsible for running and managing a compliance program for U.S. FINRA-registered broker-dealer. · Tasked with establishing, main ...

J.W. Cole is seeking a highly motivated Compliance Officer to join their team on-site in Tampa. · The ideal candidate will have significant experience in advertising and marketing review. · ...

The MS Compliance Officer Ill is located in the Bureau of the Commercial Vehicles and Driver Services in the Commercial Driver Licenses CDL & Third-Party Testing Unit. The ideal candidate is detail oriented and self-disciplined. · Provide regulatory oversight through monitoring, ...

Provide guidance on and credible challenge of Services initiatives and communications relating to GenAI and digital assets, particularly as this relates to relevant laws, rules, and regulations. · ...

The Services Partnerships and Innovation Independent Compliance Risk Management team is responsible for building the global compliance risk management framework. · Provide guidance on Services initiatives relating to GenAI and digital assets · Collaborate with other internal area ...

Job Description · Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks and using you ...

Description · Bring your expertise to JPMorgan Chase.  As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your ...

Description · Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks and using your ex ...

The Chief Compliance Officer (CCO) is a transformational leader who redefines compliance in a modern healthcare enterprise. · ...

Compliance Officer (Paralegal – Medical Aesthetics) · Location: Remote · Job Type: Part-Time · Compensation: $2,500–$3,500/month · About the Role · We are seeking a meticulous and experienced Compliance Officer with a paralegal background and a deep understanding of the medical a ...

This is a full-time on-site role for a Chief Compliance Officer at CYBER HORNET ETFs located in St Petersburg FL The Chief Compliance Officer will oversee and manage the organization's compliance framework to ensure adherence to relevant regulatory standards Collaboration with va ...