Compliance Officer - Tampa

The Compliance Officer will contact constituents/complainants to discuss complaints filed. · ...

We are seeking an experienced Compliance Officer to manage the firm's marketing and advertising compliance program. This Director-level individual contributor role serves as the firm's subject matter expert on the SEC Marketing Rule and provides regulatory guidance to advisors, i ...

We are seeking an experienced Compliance Officer to manage the firm's marketing and advertising compliance program. · ...

FL-DBPR-TLH-CTMH-Compliance Officer - Assignment is for approximately 4 months FL-DBPR-TLH-Condominiums, Timeshares and Mobile Homes - Compliance Officer - Assignment is approximately 4 months · ...

The Compliance Officer is responsible for contacting constituents/complainants to discuss the details of complaints filed and providing resources or referrals as appropriate. · ...

Compliance officer position available in various locations. · ...

A rapidly growing Financial Services firm based in Tampa Florida seeks a Chief Compliance Officer for fulltime position. · Responsible for running managing compliance program for U.S FINRAregistered brokerdealer. · ...

+The Chief Compliance Officer (CCO) is a transformational leader who redefines compliance in a modern healthcare enterprise.This role goes beyond traditional oversight to include partnering, advising, and innovating - while ensuring alignment with applicable laws, regulations, an ...

A rapidly growing Financial Services firm based in Tampa Florida is seeking a Chief Compliance Officer. · The Chief Compliance Officer will run manage a compliance program for U.S. FINRA-registered broker-dealer. · Establish maintain enhance the firm's broker-dealer compliance fr ...

Job summary · The Chief Compliance Officer is a transformational leader who redefines compliance in a modern healthcare enterprise. · QualificationsDeep knowledge of healthcare regulatory requirements. · ...

The Chief Compliance Officer (CCO) is a transformational leader who redefines compliance in a modern healthcare enterprise. · This role goes beyond traditional oversight to include partnering, · advising, and innovating – while ensuring alignment with applicable laws, · regulatio ...

The MS Compliance Officer Ill is located in the Bureau of the Commercial Vehicles and Driver Services in the Commercial Driver Licenses CDL & Third-Party Testing Unit. The ideal candidate is detail oriented and self-disciplined. · Provide regulatory oversight through monitoring, ...

J.W. Cole is seeking a highly motivated Compliance Officer to join their team on-site in Tampa. · The ideal candidate will have significant experience in advertising and marketing review. · ...

Provide guidance on and credible challenge of Services initiatives and communications relating to GenAI and digital assets, particularly as this relates to relevant laws, rules, and regulations. · ...

We are seeking a dynamic and experienced General Counsel & Chief Compliance Officer (GC/CCO) to lead the legal and compliance functions across our global operations. · This senior leadership role will oversee the company's legal matters, ensure regulatory and corporate governance ...

The Services Partnerships and Innovation Independent Compliance Risk Management team is responsible for building the global compliance risk management framework. · Provide guidance on Services initiatives relating to GenAI and digital assets · Collaborate with other internal area ...

+Job summary · The MS Compliance Officer Ill will provide regulatory oversight through monitoring, site audits, technical assistance and compliance enforcement for Commercial Driver Licenses (CDL) Third Party Administrators and Third-Party Testers within an assigned area of the s ...

Bring your expertise to JPMorgan Chase as part of the Risk Management and Compliance team. · ...

We are seeking a dynamic General Counsel & Chief Compliance Officer to lead our legal & · - Legal Strategy: Advise on international water & wastewater infrastructure projects. · - Risk Management: Identify & mitigate risks in operations · - Corporate Governance: Oversee complianc ...

Bring your expertise to JPMorgan Chase as a Senior Compliance Officer for Global Anti-Corruption. · ...