- Develop and maintain compliance policies, procedures, and controls in accordance with regulatory requirements and industry standards.
- Conduct regular compliance risk assessments and audits to identify areas of non-compliance and implement corrective actions.
- Stay up-to-date on relevant laws, regulations and industry trends affecting fintech BaaS operations, and ensure that the company's program reflects these changes.
- Collaborate with cross-functional teams, Legal, Product, and Operations, to ensure compliance requirements are integrated into business processes and product development.
- Provide compliance training and guidance to team members on regulatory requirements, policies, and procedures.
- Monitor and investigate compliance-related issues, incidents, and complaints, and coordinate with relevant stakeholders to address them effectively.
- Manage relationships with regulatory agencies and external auditors, and coordinate regulatory examinations and inquiries.
- Prepare and submit regulatory filings, reports, and disclosures as required by applicable laws and regulations.
- Participate in the development and implementation of new fintech BaaS Products and services, ensuring compliance considerations are incorporated from the outset.
- Act as a subject matter expert on compliance matters, providing advice and guidance to senior leadership and key stakeholders.
- Bachelor's degree in Business, or related field; advanced degree of professional certification (e.g., CAMS, CRCM, CFE) preferred.
- Embedded Banking experience, has worked with a Bank that ran a BaaS or embedded banking program, Fintech experience/oversight for banking projects.
- Strong understanding of relevant regulatory frameworks and payment regulations.
- Excellent analytical, problem-solving, and decision-making skills, with the ability to assess and mitigate compliance risks effectively.
- Exceptional communication and interpersonal skills, with the ability to collaborate effectively with internal and external stakeholders.
- Detail-oriented and highly organized, with the ability to manage multiple priorities and deadlines in a fast-paced environment.
-
Compliance Officer
4 weeks ago
Mbanq Bothell, United StatesJob Description · Job DescriptionAbout Us: · Mbanq is a Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq's solutions ...
-
Fintech BaaS Compliance Officer
2 weeks ago
Mbanq Bothell, United StatesAbout Us: · Mbanq is a Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq's solutions are suitable for both retail and ...
-
Compliance Officer
3 weeks ago
Seattle Bank Seattle, United StatesWho We Are · Seattle Bank is a locally owned, digitally driven financial institution that provides personal, business and partner banking services and the website, CD Valet . Our experienced team and open API, cloud-based core technology platform deliver a boutique bank experien ...
-
Compliance Officer, US
3 weeks ago
Remitly Seattle, United StatesJob Description:Remitlys vision is to transform lives with trusted financial services that transcend borders. Since 2011, we have been tirelessly delivering on our promises to people who send money around the world. Today, we are reimagining global financial services and building ...
-
Financial Compliance Officer
2 weeks ago
County of Snohomish Washington Everett, United StatesTo perform professional financial compliance work by providing financial information, analysis and services to county, state and federal agencies. Job Duties Provides financial research and analysis services by determining research methods, inter Compliance Officer, Financial, Of ...
-
Nursing Service Manager
1 week ago
Stellar Enterprises Bothell West, WA, United States FreelanceThe senior care home "Seniorenfamilie Hering" is a gerontopsychiatric living group in Bothell West, WA, where 13 residents are fully cared for and supported. · The name "Seniorenfamilie" is not just a name, but a daily lived reality for us. · Due to our small size of 13 residents ...
-
Financial Compliance Officer
2 weeks ago
Snohomish County, WA Everett, United StatesJoin our Snohomish County Human Services Fiscal Team · We have one full-time position in our Administrative Services Division. · Purpose: · Snohomish County Human Services is hiring one qualified Financial Compliance Officer · About You: · You have the desire to provide excell ...
-
Parking Compliance Officer
2 weeks ago
City of SeaTac, WA Seattle, United StatesSalary : $4, $5,723.10 Monthly · Location : SeaTac City Hall; SeaTac, WA · Job Type: Full Time · Job Number: · Department: SeaTac Police · Division: PARKING · Opening Date: 05/10/2024 · Closing Date: 5/26/2024 11:59 PM Pacific · Basic Function · About the Position · Thi ...
-
Compliance Officer, Marketing Review
2 weeks ago
GQG Partners Seattle, United StatesGQG Partners is an investment boutique which is a wholly owned subsidiary of a majority employee-owned company listed on the Australian Securities Exchange (ASX: GQG). The firm manages global and emerging market equities for institutions, advisors, and individuals worldwide. The ...
-
Financial Compliance Officer 1
2 weeks ago
County of Snohomish Washington Everett, United StatesTo perform professional financial compliance work and financial support services. Job Duties STATEMENT OF ESSENTIAL JOB DUTIES Reviews contractor agencies financial records and controls to assess their capability of discharging financial manageme Compliance Officer, Financial, Of ...
-
Financial Compliance Officer 1
2 weeks ago
Snohomish County, WA Everett, United StatesJoin our Human Services Fiscal Team · Purpose: · Snohomish County Human Services is hiring one qualified individual to support activities for the Division of Housing and Community Services direct services teams and the Division of Behavioral Health and Veteran's Services team. O ...
-
Financial Compliance Officer 1
2 weeks ago
Snohomish County Everett, United StatesJoin our Human Services Fiscal Team · Purpose: · Snohomish County Human Services is hiring one qualified individual to support activities for the Division of Housing and Community Services direct services teams and the Division of Behavioral Health and Veteran's Services team. Ou ...
-
Financial Compliance Officer 1
1 week ago
Snohomish County Planning and Development Services Everett, United StatesSalary : · $72, $87,943.32 Annually · Location : · Everett, WA · Job Type: · Full-Time · Job Number: · Department: · Human Services · Division: · Human Services Administration · Opening Date: · 05/13/2024 · Closing Date: · 6/3/2024 11:59 PM Pacific · Description · ...
-
Financial Compliance Officer 1
2 weeks ago
Snohomish County Planning and Development Services Everett, United StatesSalary : $72, $87,943.32 Annually · Location : Everett, WA · Job Type: Full-Time · Job Number: · Department: Human Services · Division: Human Services Administration · Opening Date: 05/13/2024 · Closing Date: 6/3/2024 11:59 PM Pacific · Description · Join our Human Servic ...
-
Clinic RN Opportunities
1 week ago
Pacific Medical Centers Bothell, United StatesPacific Medical Centers is hosting an In-Person hiring event on Monday, June 10th for Clinic RN Opportunities · We have multiple full time (40 hours per week) day shift openings for our clinics in the Greater Seattle area (Seattle, Renton, Northgate, Bothell, Kirkland and Federal ...
-
Compliance Manager
2 weeks ago
National Service Bureau Bothell, United States Full timeBenefits:401(k) matching · Dental insurance · Health insurance · Paid time off · Training & development · Vision insurance · TITLE: Compliance Manager · REPORTS TO: COO / EVP · LOCATION: Bothell, WA · STATUS: Full time, non-exempt · National Service Bureau (NSB) is looking for a ...
-
Senior Strategic Sourcing Manager
3 days ago
Acara Solutions, An Aleron Company Bothell, United StatesAcara Solutions has been providing staffing services to medical device, aerospace and other advanced manufacturing firms for 65 years. Our medical device client in Bothell, WA is looking for a Senior Strategic Sourcing Manager to join their organization. The salary range is $150K ...
-
QA Shop Floor Specialist
6 days ago
Axelon Services Corporation Bothell, United StatesPay range: 35$ to 41$/hr. · Job Description: · Shift is from 9 Pm-7:30 Am Wed-Sat · The QA Shop Floor Specialist is responsible for quality activities supporting Manufacturing Operations in accordance with *** policies, standards, procedures, and Global cGMP. Functional responsib ...
-
Controller
3 weeks ago
Dogwood Industries LLC Bothell, United States:Dogwood Industries – Who We Are · Dogwood Industries is a steel fabrication company, manufacturing a proprietary line of relocatable structures for industrial and DoD customers. Our mission is to provide leadership and innovation in the design, manufacturing and delivery of pref ...
-
National Environmental Policy Act
2 weeks ago
Tetra Tech Bothell, United StatesDiscover your full potential. At Tetra Tech, we are collaborating with industry-leading experts for a sustainable future for our world. We combine consulting and engineering with advanced analytics and technology to solve the world's most complex challenges. Our innovation hubs a ...
Fintech BaaS Compliance Officer - Bothell, United States - Mbanq
Description
Job Description
Job DescriptionAbout Us:
Mbanq is a Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq's solutions are suitable for both retail and corporate clients. Consumer use cases supported range from the basic debit programs (DDA account with a Debit Card) to pay-day advances, personal lines, loans, and secured credit cards. Corporate use cases are currently focused on DDA accounts with Debit cards plus real-time access to all payment rails (standard ACH, Same Day ACH, FedWire, RTP, SWIFT), card issuing and acquiring capabilities, compliance services, and white-labeled web & mobile apps.
About the Role:
We are looking for a skilled Compliance Officer to ensure our fintech BaaS operations comply with relevant regulations, industry standards, and best practices. The Compliance Officer will be responsible for developing and implementing compliance policies, procedures, and controls, as well as monitoring and assessing regulatory risks. The ideal candidate will have a strong understanding of fintech and banking regulations, excellent communications skills, and a proactive approach to compliance management.
What you'll do day-to-day:
Requirements
About You:
Benefits
· Competitive base salary
· A role that has a decisive impact on positioning our team and company for future growth
· Collaboration with Senior experts from different fields, based in the US and globally
· A culture that encourages trust & promotes an ownership mentality and rapid career growth
· Medical and Dental Insurance
