Senior Manager, Investigations Diligence and Compliance - New York, NY

A private credit and investment management firm in New York City is seeking a senior AML/KYC leader to serve as the firm's AML Compliance Officer and oversee all aspects of financial crime compliance. · ...

The Compliance Associate will serve as a key member of the firm's in-house compliance function supporting the Specialty Finance business across counterparty relationships and financing activities. · ...

The Compliance Associate will serve as a key member of the firm's in-house compliance function. · Actively participate in counterparty diligence and monitoring discussions. · Support compliance oversight for financing transactions. · ...

+Top-Tier Bank in Midtown, Manhattan is seeking an Underwriting & Portfolio Analyst (Project Finance) for a long-term, temporary-to-permanent position. · +Assisting the Head of the Team and Portfolio Manager in managing the existing loan portfolio · Support relationship managers ...

We are looking to fill a position for Compliance Auditor in New York City. · Conduct Foreign Corrupt Practice Act (FCPA) Due Diligence – Perform FCPA due diligence for Sourcing Operations -supported transactions in accordance with WRD process, ensuring consistency and compliance: ...

+A Global Investment Fund seeks an Operational Due Diligence professional with 3+yrs experience to conduct reviews on investment managers and provide detailed reports. · +Conduct operational due diligence reviews on investment managers. · Evaluate the operational risks associated ...

Primary Duties: · • Conduct Foreign Corrupt Practice Act (FCPA) Due Diligence – Perform FCPA due diligence for Sourcing Operations -supported transactions in accordance with WRD process, · • Ensure FCPA due diligence is renewed in accordance with compliance requirements, · • Prov ...

An Underwriting & Portfolio Analyst (Project Finance) assists the Head of the Team and Portfolio Manager in managing the existing loan portfolio, performs credit analysis, conducts commercial due diligence and more. · ...

Our client is seeking a detail-oriented and knowledgeable KYC/AML Compliance Analyst. · ...

The Firm is seeking a detail-oriented and highly motivated KYC Analyst to join their Compliance team in New York.This role will focus on performing daily KYC due diligence procedures for both institutional and high net-worth individual clients trading across a comprehensive crypt ...

We are seeking an attorney with experience with compliance and regulatory matters for an in-house opportunity. · Experience with direct lending, structured finance or alternatives · ...

We are looking to hire a Compliance Associate to assist on generalist compliance responsibilities. · ...

We are seeking an experienced KYC Analyst to perform onboarding diligence for US clients. · ...

We are seeking a KYC Analyst to perform onboarding diligences for US clients. · Performing screening activities regarding PEP, negative news, sanctions, socio-environmental checkings, and risk mitigation. · ...

I'm supporting a Head of AML opportunity with a fast-growing prediction markets platform. · ...

+Diligent is seeking a Solutions Marketing Sr. Manager who excels at crafting compelling messaging and market positioning to drive growth, accelerate adoption, and elevate our brand presence - especially as we launch AI-powered innovations. · +Persona-based messaging: Create pers ...

This document outlines the job description for a Compliance Officer at Jefferies LLC. · The role involves advising on client onboarding and conducting cross-border jurisdictional assessments. The ideal candidate must have a bachelor's degree, at least five years of relevant exper ...

We are seeking an Asset Management Attorney to work closely with its capital formation and investor relations team. · ...

The firm is seeking an experienced Alternative Finance Regulatory Compliance Attorney to support its Commercial Receivables platform across transactional, regulatory, and compliance activities.This role sits close to the business and is deeply involved in the execution and lifecy ...

+Job summary · Our client is seeking an Asset Management Counsel to work closely with its capital formation and investor relations team. · +ResponsibilitiesPartner with the capital formation and investor relations team on all aspects of fund marketing and investor engagement · Su ...