- Draft regulatory issue scoping documents and lead closure to ensure risks and root causes are sufficiently addressed
- Draft testing strategies and review workpapers to ensure controls are designed and operating effectively
- Assist the Business in key policy adherence and monitoring.
- Keep Management aware of the risk and control environment of the Business through continuous and open communication, buy preparing and host Business Risk Committee meetings with Senior Management to present and follow-up on issues, concerns and corrective action plans.
- Update and maintain a robust Manager's Control Assessment (MCA) in compliance with the Citi Operational Risk Policy.
- Ensure adherence to the Citi Operational Risk Policy in regard to operational loss approvals and reporting.
- Ensure that the Business has a sound control environment from an information security perspective, including adherence to relevant policies where appropriate.
- Serve as main point of contact for audit groups and ensure that all audit requests are timely and appropriately provided.
- Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
- 10+ years experience in Operational Risk Management, Audit, Compliance or other control function.
- Consistently demonstrates clear and concise written and verbal communication skills
- Bachelor's/University degree or equivalent experience, potentially Masters degree
-
Citi New York, United StatesThe Workforce Management team is responsible of leading Citi's transformation efforts around staffing and skill adequacy and organization design. It is an exciting time to join the team as we are in the building phase of developing the set of capabilities, processes, and tools to ...
-
Control Testing
2 weeks ago
Paritas Recruitment New York, United StatesControl Testing & Assurance Manager (New York or Chicago) · A leading international financial services business is seeking a Control Testing and Assurance Manager to join their team in New York or Chicago. · You will be responsible for assisting in the identification, evaluation, ...
-
Controls Testing
1 week ago
Deutsche Bank New York, United StatesJob Description: · Job Title Controls Testing & Assurance (CT&A) - Compliance Testing - Americas Head of Anti-Financial Crime Testing (AFCT)/ Deputy Global Head of AFCT · Corporate Title Director · Location Jacksonville, FL or New York, NY · Overview · Deutsche Bank's AFCT Team, ...
-
Citi New York, United States**Wealth Client Segments Control Testing Head Director** · The Wealth Products and Operations Control Testing Utility is responsible for the testing of controls designed and executed by the Wealth Segments (i.e., client-facing) business teams. · Citi Wealth business delivers a co ...
-
Director, Technology Control Testing
1 week ago
Banque Scotia (Bank of Nova Scotia) New York City, United StatesRequisition ID: 198966 · Salary Range: 174, ,000.00 · Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate's relevant knowledge, skills, and experience. · Join a purpose driv ...
-
Test Controls Software Engineer
2 weeks ago
Daikin Comfort New York, United StatesEmbedded Software Test Engineer (Controls) · Daikin Comfort Technologies Manufacturing, L.P. is seeking a skilled individual for our Controls Software Test Engineer position at our DTTP - Waller, TX location. The Controls Software Test Engineer will ensure that, through comprehe ...
-
SVP - Regulatory Engagement and Controls Testing
2 weeks ago
Citigroup New York, United StatesThe Workforce Management team is responsible of leading Citi's transformation efforts around staffing and skill adequacy and organization design. It is an exciting time to join the team as we are in the building phase of developing the set of capabilities, processes, and tools to ...
-
Citigroup Inc. New York, United StatesThe Workforce Management team is responsible of leading Citi's transformation efforts around staffing and skill adequacy and organization design. It is an exciting time to join the team as we are in the building phase of developing the set of capabilities, processes, and tools to ...
-
SVP - Regulatory Engagement and Controls Testing
3 weeks ago
Citigroup New York, United StatesThe Workforce Management team is responsible of leading Citi's transformation efforts around staffing and skill adequacy and organization design. It is an exciting time to join the team as we are in the building phase of developing the set of capabilities, processes, and tools to ...
-
SVP - Regulatory Engagement and Controls Testing
2 weeks ago
Citi New York, NY, United States Full timeThe Workforce Management team is responsible of leading Citi's transformation efforts around staffing and skill adequacy and organization design. It is an exciting time to join the team as we are in the building phase of developing the set of capabilities, processes, and tools to ...
-
HSBC New York, United StatesThe purpose of the Global Banking Control Testing Senior Manager is to lead a team of control testers to ensure successful delivery of control testing within the First Line DBS US Function with a focus on WSB. Prior experience of leading control testing teams and performing testi ...
-
HSBC New York, United StatesJob description · #LI-DL2 #HSBCUSA · MSS Control Testing Manager role act as an independent First Line of Defence (1LoD) function within the DBS CCO function with a focus on MSS. This role is responsible for leading risk-based testing of control processes within MSS, to provide ...
-
HSBC New York, United States#LI-DL2 #HSBCUSA · MSS Control Testing Manager role act as an independent First Line of Defence (1LoD) function within the DBS CCO function with a focus on MSS. This role is responsible for leading risk-based testing of control processes within MSS, to provide comfort that the b ...
-
Banque Scotia (Bank of Nova Scotia) New York City, United StatesRequisition ID: 197854 · Salary Range: 110, ,800.00 · Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate's relevant knowledge, skills, and experience. · Join a purpose driv ...
-
Scotiabank New York, United StatesRequisition ID: 197854 · Salary Range: 110, ,800.00 · Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate's relevant knowledge, skills, and experience. · Join a purpose dri ...
-
Goldman Sachs New York, NY, United StatesPlatform Solutions, Transaction Banking - Head of Controls Testing · In Platform Solutions (PS), we power clients with innovative and customer-centered financial products · We bring the best qualities of a technology player and combine that with the best attributes of a large ba ...
-
Operational Risk Management
1 week ago
Bank of China Limited, New York Branch New York, United StatesIntroduction: · Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook, institutional weight and global breadth provide our clients with a st ...
-
Business Controls Manager
3 weeks ago
Equiniti New York, United StatesManagement Level · E · Equiniti is a leading international provider of shareholder, pension, remediation, and credit technology. With over 6000 employees, it supports 37 million people in 120 countries. · EQ's vision is to be the leading global share registrar, offering complemen ...
-
Executive Director Communication and Signal
2 weeks ago
Metropolitan Transportation Authority New York, United States**Description** · POSTING NO. · 7101 · JOB TITLE: · Executive Director Communication and Signal & Positive Train Control · DEPT/DIV: · Operations/Maintenance of Way · WORK LOCATION: · 420 Lexington Avenue · FULL/PART-TIME · FULL · SALARY RANGE: · Executive · DEADLINE: · Until Fil ...
-
Quality Technician, Chromatography
1 week ago
Sepax Technologies, Inc. Newark, United States**Quality Control Technician · - Biotechnology · - HPLC** · **This position is a full-time Non-exempt position located on site in Newark, DE.** · **Position Summary**: · **Requirements**: · - Associate or bachelor's degree in chemistry, Biochemistry, or a similar science discipli ...
SVP - Regulatory Engagement and Controls Testing - New York, NY, United States - Citi
Description
The Workforce Management team is responsible of leading Citi's transformation efforts around staffing and skill adequacy and organization design. It is an exciting time to join the team as we are in the building phase of developing the set of capabilities, processes, and tools to analyze, forecast, organize, and plan for the future of the workforce. We are a global team with highly motivated colleagues who are focused on ensuring Citi has the right number of people, with the right skills, at the right place, time and cost.The Business Risk Senior Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and the business. Typically a small number of people within the business that provide the same level of expertise. Excellent communication skills required in order to negotiate internally, often at a senior level. Developed communication and diplomacy skills are required in order to guide, influence and convince others, in particular colleagues in other areas and occasional external customers. Accountable for significant direct business results or authoritative advice regarding the operations of the business. Necessitates a degree of responsibility over technical strategy. Primarily affects a sub-function. Responsible for handling staff management issues, including resource management and allocation of work within the team/project.
Responsibilities:
Job Family Group:
Risk Management
Job Family:
Business Risk & Control
Time Type:
Full time
Primary Location:
New York New York United States
Primary Location Full Time Salary Range:
$163, $245,400.00
In addition to salary, Citi's offerings may also include, for eligible employees, discretionary and formulaic incentive and retention awards. Citi offers competitive employee benefits, including: medical, dental & vision coverage; 401(k); life, accident, and disability insurance; and wellness programs. Citi also offers paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays. For additional information regarding Citi employee benefits, please visit Available offerings may vary by jurisdiction, job level, and date of hire.
Anticipated Posting Close Date:
May 21, 2024
Citi is an equal opportunity and affirmative action employer.
Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.
Citigroup Inc. and its subsidiaries ("Citi") invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi .