Internal Audit Regulatory Reporting - New York, NY

FalconX is a pioneering team of operators, investors and builders committed to revolutionizing institutional access to the crypto markets. · Own the preparation and submission of daily weekly monthly regulatory filings CFTC NFA and regulatory capital reports for FalconX Bravo. · ...

Description · The Corporate Sector Planning & Analysis (P&A) team supports and partners with Corporate Sector CFOs and their F&BM teams on financial forecasting, budgeting, reporting and other ad-hoc analysis and strategic priorities. The team also provides support for Firmwide P ...

Our client is a specialized investment firm seeking a regulatory reporting specialist to join their Manhattan office. · ...

We are seeking a Regulatory Reporting Manager to drive operational excellence and strategic decision-making for regulatory reporting across North America and APAC. The successful candidate will have proficiency in both data and financial analysis and strong communication skills t ...

· Our client, a top-tier Management Consulting firm, is seeking a highly skilled Regulatory Reporting Consultant responsible for supporting reporting remediation and control activities across key regulatory reporting areas, including LOPR, EBS, Rule 606, and CAT. This role will ...

We are looking for a Regulatory Reporting Manager to drive operational excellence and strategic decision-making for regulatory reporting across North America and APAC. · ...

Our client is seeking a Regulatory Reporting Analyst to join a high-visibility regulatory team. · This role focuses on regulatory reporting related to derivatives activity and offers strong exposure to cross-functional teams, regulatory requirements, and technology-driven process ...

A diversified financial services firm is seeking an experienced professional to join its Regulatory Reporting function within Finance. This role is responsible for ensuring compliance with U.S. broker-dealer financial responsibility rules and regulatory filing requirements. · ...

A Financial Services Firm based in New York City is seeking an experienced professional to join their team as the Vice President of Regulatory Reporting. · ...

A Regulatory Reporting Manager will drive operational excellence and strategic decision-making for regulatory reporting across North America and APAC. · ...

The Regulatory Reporting Associate will support regulatory reporting requirements within the financial services industry. · This opportunity is with a large organization within the financial services industry. The company is committed to delivering high-quality financial solution ...

We are seeking a Regulatory Reporting Associate to join our Finance & Accounting team in New York. This role focuses on broker-dealer regulatory reporting including SEC Rule 15c3-1. · Prepare weekly and monthly customer reserve formula computations. · Calculate net capital calcul ...

The Regulatory Reporting Manager will drive operational excellence and strategic decision-making for regulatory reporting across North America and APAC. This role will lead engagements with stakeholders to gather and analyze requirements for regulatory obligations. The manager wi ...

Description · Company Description · Tradeweb Markets is a world leader in the evolution of electronic trading. A fintech company serving approximately 2,500 clients – including the world's largest banks, asset managers, hedge funds, insurance companies, wealth managers and retail ...

We are seeking an Analyst to join our Controllers team in New York City.The ideal candidate will be diligent, highly analytical and proactive in identifying and applying process improvements that lead to improved accuracy, strengthened internal controls and increased efficiencies ...

Our client is seeking an experienced Regulatory Reporting Consultant to support reporting remediation and strengthen controls across key broker-dealer regulatory areas. · ...

Overview · A leading global investment firm is seeking a Regulatory Reporting Specialist to join its Legal & Compliance team in New York. · This is a senior-level role focused on U.S. beneficial ownership reporting and disclosure obligations. The position requires strong interpre ...

Dice is the leading career destination for tech experts at every stage of their careers. Our client, Netsynk, is seeking the following. Apply via Dice today · Regulatory Reporting Developer / Techno-Functional Lead (Oracle PL/SQL) · Location: NYC - New York · Employment Type: [Co ...

A Financial Services Firm in New York City seeks an experienced professional as Assistant Vice President of Regulatory Reporting. · ...

+Job summary · The Regulatory Reporting Analyst supports the accuracy, completeness, and timeliness of regulatory submissions, · +Bachelor's degree in Finance, Accounting, Economics, Business, Data Analytics or a related field. · Hands-on experience with FR Y-14M and/or FR Y-14Q ...

We are seeking a Regulatory Reporting Associate to join our Finance & Accounting team in New York. This role focuses on broker-dealer regulatory reporting. · Prepare and review weekly and monthly customer and PAB reserve formula computations. · Calculate net capital calculations ...