- Review and disposition all assigned BSA/AML & OFAC alerts (including complex or complicated alerts) that may be generated by the bank's transaction monitoring and/or screening systems(s).
- Conduct suspicious activity investigations in accordance with applicable procedures.
- Interface with customer servicing officers and other bank employees regarding customer transactions and/or deficiencies in customer identification or due diligence detected during the monitoring process.
- Perform negative news searches.
- Review monetary instrument sales logs.
- Track and perform searches related to 314(a) and (b) information sharing requests.
- Adherence to all bank policies and procedures, including BSA/AML.
- Assist in training newly onboarded team members.
- Communicate suspicious activity to the Anti-Financial Crime (AFC) Manager and/or Director of AFC.
- Full understanding of FFIEC BSA/AML Manual regarding higher risk customer types, associated risk factors, and red flags for suspicious activity.
- Review and appropriately act on new, revised, or proposed laws, policies, and procedures.
- Assist auditors and bank examiners with AML inquiries.
- Any and all other duties as requested by management.
- Minimum of 5 years of experience in financial services operations, audits, or any equivalent combination of financial industry experience.
- Preferred minimum of 5 years of experience in Financial Crimes, BSA/sanctions/fraud, or any combination thereof.
- Proficiency in Microsoft Word and Excel.
- Proficiency in internet research and other research tools.
- Excellent verbal and written communication skills.
- Excellent time management skills.
- Enthusiastic, self-motivated, and effective, with ability to work independently and as part of a team.
- Ability to meet deadlines and manage multiple tasks concurrently.
- Attention to detail.
- Strong research and problem-solving skills.
- Ability to multi-task while maintaining high degree of accuracy.
- Ability to maintain a high level of confidentiality and professionalism.
- Experience with Verafin transaction monitoring system a plus.
- Health Care Coverage, no waiting period
- Dental/Vision
- STD/LTD
- Annual Performance Bonus Eligible
- 401K with company match
- Paid Vacation
- Volunteer days
- Travel Stipend
- Tuition Assistance
- And More
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AML Specialist
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senior aml specialist
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Allegiance Bank Houston, TX, USA, United StatesAND RESPONSIBILITIES 1. Review and disposition all assigned BSA/ AML & OFAC alerts (including complex or complicated alerts) that may be generated by the bank's transaction monitoring and/or screening systems(s). 2. Conduct suspicious activity invest Specialist, Monitoring, Senio ...
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Stellar Bancorp, Inc. Houston, United StatesThe Senior AML Specialist - Alert Review is responsible for various functions related to BSA/AML/OFAC compliance. The Senior Specialist will work closely with the Assistant AML Manager and AML Manager and perform various functions related to investigation of suspicious activity. ...
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KYC Officer
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Senior AML Specialist - Houston, TX, United States - Stellar Bancorp, Inc.
Description
The Senior AML Specialist - Alert Review is responsible for various functions related to BSA/AML/OFAC compliance.The Senior Specialist will work closely with the Assistant AML Manager and AML Manager and perform various functions related to investigation of suspicious activity.
Hybrid RoleESSENTIAL DUTIES AND RESPONSIBILITIES
SECONDARY DUTIES
MINIMUM REQUIREMENTS
These specifications are guidelines based on the minimum experience required to perform the essential functions of the job.
Individual abilities may result in some deviation from these guidelines:
Stellar Benefits:
We believe that empowering people goes far beyond the workplace. That's why we've designed our benefits to help foster your health and prosperity, so you can best support yourself, your loved ones and your communities
What it Means to Be Stellar:
Stellar Bank came to be in 2023, when Allegiance Bank and Community Bank of Texas joined forces. What emerged was a financial institution like no other. Stellar bankers set the standard for responsive, relationship-based community banking. We have the resources, dedication and personal focus to out-bank the big banks and out-service the small banks. Our customers see us as a vital part of the team. We are their financial experts who go above and beyond to help them form a plan and get it done
Join Stellar Bank and, yes, you'll be providing outstanding banking. But you'll be achieving something much greater. At Stellar, we empower people to thrive. This is our purpose. This would be your purpose. Here you'd be part of a supportive culture where relationships bond, individuals grow, communities prosper and careers flourish. You can make a difference at Stellar - for yourself and for everyone around you.
Stellar Bank does not discriminate on the basis of race, color, religion, national origin, sex, disability, familial status or any other characteristic protected by applicable federal, state, or local laws, regulations and ordinances.
Senior AML Specialist professionals in Houston
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Rick Neudorff
Business Continuity & Emergency Management Dir.
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Brandilyn Williams
Educator, Team Lead, Special Education Coordinator