- Manages staff. Develops, mentors, and provides guidance, training, and motivation, as necessary. Conducts regular one on one and staff meetings. Hires, evaluates, and counsels crew. Follows corporate disciplinary procedures per established Vanguard standards as required. Sets performance standards, reviews performance, provides feedback, and recommends wage increases in accordance with all applicable Human Resources policies and procedures.
- Provides risk guidance, oversight, and assurance services to the enterprise and partners based on the operational and strategic risk framework. Seeks ideas and perspectives from across the divisions or business units to improve oversight capabilities and maintains strong relationships with key stakeholders.
- Implements and manages risk and control management standards within the division's processes. Identifies and prioritizes existing and emerging risks and advises on appropriate control design and testing. Effectively communicates strategies and plans to all appropriate parties.
- Ensures that the division has an appropriate level of review and key controls, and that key controls are designed and operating effectively in accordance with established standards.
- Provides consultation and analytical support to key stakeholders as needed, and ensures internal controls are properly implemented without compromising client service.
- Partners with the division's leadership team to ensure business risk and control decisions are made during the design and development of technology and service or operating model changes. Proactively raises and executes plans to address key issues.
- Develops, maintains, and evolves a comprehensive program for monitoring and analyzing controls. Establishes metrics, dashboards, and reports that are distributed regularly and can be used to identify potential control opportunities, as well as monitor the effectiveness of the controls in place. Reports to department leadership on controls across the department.
- Develops and maintains broad knowledge and awareness of the investment industry, risk management practices, and regulatory and/or policy changes. Serves as a subject matter expert on risk management discussions.
- Participates in special projects and performs other duties as assigned.
- Minimum of eight years related work experience. Supervisory experience preferred.
- Undergraduate degree or equivalent combination of training and experience. Graduate degree preferred.
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Office Manager
11 hours ago
SERVPRO of Columbia, Montour & Sullivan Counties Pennsburg, United States**Benefits**: · - Bonus based on performance · - Competitive salary · - Dental insurance · - Health insurance · - Opportunity for advancement · - Paid time off · - Training & development · - Vision insurance · SERVPRO of Upper Bucks, NW Hunterdon County Office Manager · Do you lo ...
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Asset Protection Region Leader
3 days ago
Rite Aid Philadelphia, United StatesCompany · - Rite Aid · - Shift · - Day · - Job Type · - Full time · - Requisition · - JR033273 · - Last Updated · - Department · - Retail Asset Protection · **Job Locations**: · - Rite Aid Store Welsh Road, Philadelphia, PA, 19114 · Rite Aid Store Allenstown Road, Allenstown, NH, ...
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6 days ago
RIT Solutions, Inc. Malvern, United StatesProject Manager · hybrid in malvern, pa · Responsibilities: · Lead cloud security technology-related project with cross-divisional impact, applying deep expertise. · Ensure that the scope of the project aligns with business priorities and that business value is properly measur ...
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Project Manager
2 days ago
Seneca Resources Malvern, United StatesPosition Title: DEI Project Manager · Location: Malvern, PA · Environment: Hybrid · Position Status: Contract · Position Description: · documents, and manages assigned project work across HR to coordinate offer delivery. Anticipate and assess business needs and objectives throu ...
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Project Manager
5 days ago
Seneca Resources Malvern, United StatesOne of our top clients is hiring a Project Manager to join their Human Resources division. · Team Size/Structure: This person will be working with the steering committee of HR. Working 2 levels below the head of HR. Will work with HR Business Partners · Team Culture: Collaborati ...
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Project Manager
4 days ago
Randstad Malvern, United StatesJob Description · Job Descriptionsalary: $55 - $60 per hour · shift: First · work hours: 8 AM - 4 PM · education: High School · Responsibilities · Plans, documents, and manages assigned project work across HR to coordinate offer delivery. Anticipate and assess business needs and ...
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Lead BI Reporting Analyst
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Vanguard Wayne, United StatesJoin the fast-paced world of IT operations as an analyst developing insights into how the entire enterprise uses their products and services Understand how our clients and business partners are impacted by IT outages and degradations. Learn how IT assets, applications, and their ...
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Senior Manager, Windows Endpoint Engineering
4 days ago
Vanguard Wayne, United StatesVanguard is looking for a Senior Manager, Windows Endpoint Engineering to join our exceptional team in Wayne, Pennsylavnia. As a renowned leader in the investment industry, Vanguard offers a dynamic and collaborative work environment where we appreciate and respect your skills an ...
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Assistant Director Accounting
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Brenntag Wayne, United StatesStage Picture: · JobTitle: · Assistant Director Accounting · Location: · Wayne/USA · Employment Type: · Employee · Assistant Director Accounting · Our team in Wayne currently has an opening for a Assistant Director Accounting · YOUR ROLE & RESPONSIBILITIES · Essential Jo ...
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Senior Manager, Windows Endpoint Engineering
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Vanguard Wayne, United StatesVanguard is looking for a Senior Manager, Windows Endpoint Engineering to join our exceptional team in Wayne, Pennsylavnia. As a renowned leader in the investment industry, Vanguard offers a dynamic and collaborative work environment where we appreciate and respect your skills an ...
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Senior Manager, Windows Endpoint Engineering
6 days ago
Vanguard Wayne, United StatesVanguard is looking for a Senior Manager, Windows Endpoint Engineering to join our exceptional team in Wayne, Pennsylavnia. As a renowned leader in the investment industry, Vanguard offers a dynamic and collaborative work environment where we appreciate and respect your skills an ...
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avp/executive underwriter
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McKee Risk Management, Inc. King of Prussia, United StatesPosition Summary · The Assistant Vice President/Executive Underwriter will be responsible for the analysis of risk, along with understanding the coverage requirements and exposures unique to the Construction business. This individual will be responsible for effectively interpreti ...
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senior production underwriter – property
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Divisional Director of Nursing Services
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UHS King of Prussia, United StatesResponsibilities · Divisional Director of Nursing Services - Behavioral Health Division · About Universal Health Services · One of the nation's largest and most respected providers of hospital and healthcare services, Universal Health Services, Inc. (UHS) has built an impress ...
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Financial Planning
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Regional Director
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UHS King of Prussia, United StatesResponsibilities Join a dynamic organization driven by our passion for healthcare. UHS is seeking talented individuals who are eager to contribute their expertise and pursue rewarding careers. As a leader in acute care and behavioral health, UHS provides high-quality care to over ...
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Clinical Operations Associate Director
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Exelixis King of Prussia, United StatesSUMMARY/JOB PURPOSE: · The Clinical Operations Associate Director combines end-to-end design, execution, and reporting of clinical trials with leadership in study teams and across matrix teams. This position is accountable for planning and leading the delivery of studies to time, ...
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Clinical Operations Associate Director
1 week ago
Exelixis King of Prussia, United StatesSUMMARY/JOB PURPOSE: · The Clinical Operations Associate Director combines end-to-end design, execution, and reporting of clinical trials with leadership in study teams and across matrix teams. This position is accountable for planning and leading the delivery of studies to time, ...
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Regional Director
1 day ago
Universal Health Services King of Prussia, United StatesResponsibilities · Join a dynamic organization driven by our passion for healthcare. UHS is seeking talented individuals who are eager to contribute their expertise and pursue rewarding careers. As a leader in acute care and behavioral health, UHS provides high-quality care to o ...
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Regional Director
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Agiliti King of Prussia, United StatesResponsibilities · Join a dynamic organization driven by our passion for healthcare. UHS is seeking talented individuals who are eager to contribute their expertise and pursue rewarding careers. As a leader in acute care and behavioral health, UHS provides high-quality care to ...
Senior Manager, Divisional Risk - Malvern, United States - Vanguard
Description
The Personal Investor Risk team supports Personal Investor; Vanguard's retail brokerage and advice platform.The Senior Manager, Divisional Risk role will lead a team that supports the objectives of the Client Experience and Digital (CXD) sub-division of Personal Investor through risk management.
This role will partner with the business to identify and remediate top risks, establish risk tolerance, and establish a blueprint for the continued maturation of the CXD risk program.
Core ResponsibilitiesSponsorship
Vanguard is not offering visa sponsorship for this position.
About Vanguard
We are Vanguard. Together, we're changing the way the world invests.
For us, investing doesn't just end in value. It starts with values.
Because when you invest with courage, when you invest with clarity, and when you invest with care, you can get so much more in return.
We invest with purpose – and that's how we've become a global market leader. Here, we grow by doing the right thing for the people we serve. And so can you.We want to make success accessible to everyone. This is our opportunity. Let's make it count.
Inclusion Statement
Vanguard's continued commitment to diversity and inclusion is firmly rooted in our culture.
Every decision we make to best serve our clients, crew (internally employees are referred to as crew), and communities is guided by one simple statement: "Do the right thing.
"We believe that a critical aspect of doing the right thing requires building diverse, inclusive, and highly effective teams of individuals who are as unique as the clients they serve.
We empower our crew to contribute their distinct strengths to achieving Vanguard's core purpose through our values.When all crew members feel valued and included, our ability to collaborate and innovate is amplified, and we are united in delivering on Vanguard's core purpose.
Our core purpose:
To take a stand for all investors, to treat them fairly, and to give them the best chance for investment success.
How We WorkVanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection.
We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience.
Vanguard, one of the world's largest investment management companies, serves individual investors, institutions, employer-sponsored retirement plans, and financial professionals.We have a diverse and talented crew with a culture that promotes teamwork, along with an unwavering focus on serving our clients' best interests.
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