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Global Investment Research
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PSG Investment Research Analyst
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PSG Investment Research Analyst
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cesna New York, United StatesJob Description · Job Description[Position] · Investment and Research Associate, bilingual Korean · [About Our Client] · We are a local asset management firm registered with the U.S. Securities and Exchange Commission (SEC) founded in 1994, as part of the Samsung Group, headquart ...
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Goldman Sachs New York, United StatesGLOBAL INVESTMENT RESEARCH From macroeconomic forecasts to individual stock analysis, our team develops tools and insights to help shape investment strategies for clients and the firm. Our analysts work on client-focused research in the equity, fixed-income, currency, and commod ...
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Park Hudson Jersey City, United StatesVICE PRESIDENT QUANTITATIVE RESEARCHER AT AN INVESTMENT BANK Base Salary is Up to $155 K (based upon candidate & experience) Plus Generous Bonus and Excellent Benefits Leading financial organization that focuses on Investment Banking, Wholesale Paym Research, Investment, VP, Tech ...
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Cannon Search Group LLC New York, United StatesMy client is a leading research-driven brokerage specializing in risk and merger arb deals. The company was founded nearly 15 years ago and has a presence across 4 continents with more than 150 staff worldwide. · They have an opening on their research team which they would like t ...
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Senior Analyst, Investment and Research
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Equity Research
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Equity Research Analyst- Internet- Associate
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Financing and Investment Specialist
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Research Associate
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Head of Opportunistic Real Assets
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Equity Research Associate/ Vp – Oil
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Investment Due Diligence Specialist
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Acquisitions Analyst
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General Counsel Investment Research - New York, United States - Morgan Stanley
Description
Assist Global General Counsel to Research in providing legal advice to the Global Research Department Specifically, the attorney will focus on providing legal coverage globally to the equity, fixed income and quantitative research business and will be located in Midtown Manhattan.
The attorney will have significant interaction with the business unit and will work closely with the research compliance professionals.The secondee will be a member of a broader group of advisory attorneys servicing Morgan Stanley's Institutional Securities Group global capital markets, equity sales and trading businesses and may collaborate with attorneys advising Morgan Stanley Wealth Management's business.
In particular, the position is expected to involve: working closely with individual research analysts; developing and implementing policy and managing compliance with all relevant aspects of regulatory guidelines including the SRO analyst independence rules, Regulation AC, the global research analyst settlement; reviewing agreements, including research service agreements, vendor agreements, amongst others; review of new products, strategies and services; working with Compliance, Risk and the business units to implement new regulatory initiatives and respond to regulatory inquiries; coordinating with Operations and IT personnel and other coverage attorneys to address business enhancement needs and regulatory changes; and identifying legal and other risks.
following skills and qualities:
> Professional maturity, confidence, presence and initiative
> Excellent judgment and analytical skills
> Excellent oral and written communication skills
> Strong interpersonal skills
> Strong project management skills
Morgan Stanley's goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence.
It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.
Expected base pay rates for the role will be between $110,000.00 and $190,000.00 at the commencement of employment.
However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.