Senior Associate, Compliance - Denver

Only for registered members Denver, United States

1 month ago

Default job background

Job summary

This role supports the firm's Compliance Department.

To ensure the firm adheres to regulations, mitigates risks, and maintains a strong compliance culture. Involves monitoring, reporting, and providing guidance on regulatory changes,
Ensure the firm's policies and procedures comply with current regulatory requirements and are effectively implemented.
Promote a strong compliance culture within the organization.
Prepare for and support regulatory examinations and audits.
Lorem ipsum dolor sit amet
, consectetur adipiscing elit. Nullam tempor vestibulum ex, eget consequat quam pellentesque vel. Etiam congue sed elit nec elementum. Morbi diam metus, rutrum id eleifend ac, porta in lectus. Sed scelerisque a augue et ornare.

Donec lacinia nisi nec odio ultricies imperdiet.
Morbi a dolor dignissim, tristique enim et, semper lacus. Morbi laoreet sollicitudin justo eget eleifend. Donec felis augue, accumsan in dapibus a, mattis sed ligula.

Vestibulum at aliquet erat. Curabitur rhoncus urna vitae quam suscipit
, at pulvinar turpis lacinia. Mauris magna sem, dignissim finibus fermentum ac, placerat at ex. Pellentesque aliquet, lorem pulvinar mollis ornare, orci turpis fermentum urna, non ullamcorper ligula enim a ante. Duis dolor est, consectetur ut sapien lacinia, tempor condimentum purus.
Get full access

Access all high-level positions and get the job of your dreams.



Similar jobs

  • Only for registered members Denver Full time

    KSL Capital Partners is seeking a full-time Compliance Associate to join our Legal & Compliance Department. This individual will help maintain the firm's compliance program and drive adherence with applicable laws, regulations and best practices. · Testing and Audits – Coordinate ...

  • Only for registered members Denver, Colorado, , United States

    KSL Capital Partners is seeking a full-time Compliance Associate to join our Compliance Team. This role will work in the Legal & Compliance Department under the direction of the Chief Compliance Officer to maintain and drive adherence with applicable laws and regulations. · ...

  • Only for registered members Denver $75,000 - $115,000 (USD)

    We are seeking a Senior Compliance Associate to join our team. As a key member of our compliance team you will play a critical role in ensuring that we maintain the highest standards of regulatory compliance. · Conduct scheduled and unscheduled branch office inspections across al ...

  • Only for registered members Denver, Colorado, United States

    Plan and conduct branch examinations. May perform other compliance duties/responsibilities as part of a compliance team. · ...

  • Only for registered members Denver, CO

    Plan and conduct branch examinations. May perform other compliance duties/responsibilities as part of a compliance team. · ...

  • Only for registered members Denver $69,900 - $138,200 (USD)

    We are currently seeking a Senior Associate for our Global Compliance Management Services practice. · Oversee assigned engagements · ...

  • Only for registered members Lakewood $236,600 - $295,700 (USD)

    The Deputy Chief Compliance Officer is responsible for fostering a culture of ethics and compliance across the organization, · Develop a global risk-based compliance strategy aligned with business strategic goals, industry regulations and emerging risks. · Implementing measures t ...

  • Only for registered members Lakewood, CO

    The Deputy Chief Compliance Officer is responsible for fostering a culture of ethics and compliance across the organization. · Fostering a culture of ethics and compliance across the organization. · Defining compliance governance and developing, implementing, and maintaining a ro ...

  • Only for registered members Broomfield

    We are seeking to hire a part-time Cyber Compliance Analyst. This is an entry level position and the ideal candidate will be a long-term part of the RSI family.As a Compliance Analyst, you will support the CISO department in the assessment, · development, and management of client ...

  • Only for registered members Denver $58,000 - $60,000 (USD)

    A People & Culture Generalist at The Oxford Hotel in Denver will · Create a work environment that supports personal growth, engagement, · and development for all associates while advancing Sage Hospitality Group's values · and culture.This role fosters an empowered, inclusive, · ...

  • Store Support

    1 month ago

    Only for registered members Denver

    Associates in Store Support positions are responsible for a variety of non-sales functions such as ensuring an outstanding customer order fulfillment experience and assisting customers. They must work cooperatively with other Associates and vendors and be detail-oriented. · ...

  • Store Support

    1 month ago

    Only for registered members Denver

    Ensuring an outstanding customer order fulfillment experience and assisting customers in the lot or providing administrative services. · ...

  • Only for registered members Denver

    We are looking for a Senior Compliance Specialist who will train and mentor Compliance Specialists in the lending compliance program. · The ideal candidate will have a Bachelor's degree in Business Administration or equivalent combination of education and related work experience, ...

  • Store Support

    20 hours ago

    Home Depot Denver

    Associates in Store Support positions are responsible for a variety of non-sales functions. This may include ensuring an outstanding customer order fulfillment experience, assisting customers in the lot or providing administrative services. · ...

  • Only for registered members Denver Full time $54,300 - $72,000 (USD)

    Penske Logistics is seeking a proven leader with relevant experience and skills to join our team of logistics professionals. · Establish and sustain that all supervisors and associates are trained and competent · Interview hourly associates and provide recommendations for hire · ...

  • Only for registered members Denver

    The Oxford Hotel is seeking a People & Culture Generalist to create a work environment that supports personal growth and development for all associates while advancing Sage Hospitality Group's values and culture. · Complementary RTD EcoPass · Medical, dental, & vision insurance · ...

  • Only for registered members Denver $97,600 - $138,600 (USD)

    Provide oversight leadership in TSA NERC Reliability Standards development implementation monitoring engage internal personnel industry stakeholders Regional Entities TSA and NERC addressing issues relating to standards compliance policy coordinate oversee manage activities relat ...

  • Only for registered members Denver $114,000 - $142,000 (USD)

    The Senior Tax Associate will join a high-performing team and contribute to the preparation and review of individual, fiduciary, partnership, estate, gift, and nonprofit returns. · The role reviews returns, · conducts research, · supports strategy discussions, · and develops juni ...

  • Only for registered members Denver

    Perkins Coie is seeking a Corporate & Securities associate in our Denver office. · ...

  • Only for registered members Denver

    Manage the day-to-day operations of an annexed retail store. Annex qualifications are determined by the Volume Standards. · ...