Senior Associate, Compliance - Denver
1 month ago

Job summary
This role supports the firm's Compliance Department.To ensure the firm adheres to regulations, mitigates risks, and maintains a strong compliance culture. Involves monitoring, reporting, and providing guidance on regulatory changes,
Ensure the firm's policies and procedures comply with current regulatory requirements and are effectively implemented.
Promote a strong compliance culture within the organization.
Prepare for and support regulatory examinations and audits.
Job description
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