Compliance Associate - Dallas

Description · The Tenet Compliance Associate reports directly to the Tenet Compliance Lead, who reports directly to the Tenet Senior Director Compliance. The Tenet Compliance Associate assists the Tenet Compliance Officer - AZ and the Tenet Compliance Lead with the management and ...

Overview · Who We Are · We are a community built on care. Our caregivers and supporting staff extend compassion to those in need, helping to improve the health and well-being of those we serve, and provide comfort and healing. Your community is our community. · Our Story · We sta ...

Standish Compliance Services, LLC (Standish Compliance) is comprised of a team of former SEC regulators, seasoned private fund experts, certified AML/KYC specialists, IT-proficient staff, and professional compliance consultants. We serve as an extension of our clients' in-house c ...

· Hi, we're Oscar. We're hiring an Associate, Risk / Compliance to join our Corporate Compliance team. · Oscar is the first health insurance company built around a full stack technology platform and a relentless focus on serving our members. We started Oscar in 2012 to create th ...

· About Barrow Hanley Global Investors: Founded in 1979, Barrow Hanley is a diversified investment management firm offering value-focused investment strategies spanning global equities and fixed income. Recognized as one of the few remaining firms dedicated exclusively to value ...

· Hi, we're Oscar. We're hiring an Associate, Risk / Compliance to join our Corporate Compliance team. · Oscar is the first health insurance company built around a full stack technology platform and a relentless focus on serving our members. We started Oscar in 2012 to create th ...

Job summary:Senior Compliance Associate · About Barrow Hanley Global Investors: Founded in 1979, Barrow Hanley is a diversified investment management firm offering value-focused investment strategies spanning global equities and fixed income... · Key Responsibilities:Manage compl ...

We're hiring an Associate, Risk / Compliance to join our Corporate Compliance team.Oscar is the first health insurance company built around a full stack technology platform and a relentless focus on serving our members. · ...

The Sr. Compliance Associate is a highly visible role responsible for providing support to the Chief Compliance Officer (CCO) in the oversight of the compliance program for Barrow Hanley. · Manage compliance with and meet deadlines to fulfill assigned SEC state federal foreign co ...

This role supports the compliance program of a dually registered broker-dealer and investment adviser. This role is responsible for ensuring adherence to regulatory requirements and internal policies, · Monitor and interpret FINRA, SEC, and state regulatory developments · Conduct ...

Altruist is transforming the multi-trillion dollar wealth management industry by building an AI platform for wealth professionals. · ...

This role supports the compliance program of a dually registered broker-dealer and investment adviser ensuring adherence to regulatory requirements and internal policies supporting day-to-day compliance operations assisting with regulatory audits and internal reviews · Monitor an ...

The Technology Operations Associate will work as an integral part of the Standish Compliance Team to deliver exceptional compliance services. · The Technology Operations Associate will have the unique opportunity to learn the financial services industry and SEC compliance practic ...

The Weaver Experience · Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to the world of accounting, which includes creating a diverse, collaborative, and ent ...

The Technology Operations Associate will work as an integral part of the Standish Compliance Team to deliver exceptional compliance services. · The Technology Operations Associate will have the unique opportunity to learn the financial services industry and SEC compliance practic ...

We're looking for exceptional talent to help us achieve our mission of making financial advice better, more affordable and accessible to all. · ...

+Job summary+Known for being a great place to work and build a career, KPMG provides audit, tax and advisory services for organizations in today's most important industries · +Qualifications+•Minimum three years of recent experience in Human Resources, preferably from a professio ...

We are seeking a Senior Associate to join our Talent and Culture organization. The successful candidate will provide subject matter expertise in HR laws and regulations. · ...

Seeking a motivated and detail-oriented Associate to join our growing Asset Management Consulting (AMC) team. · This role offers a unique opportunity to work with a dynamic group of professionals focused on delivering high-quality compliance and risk management solutions to clien ...

Better is the first AI-native mortgage and home equity finance company, revolutionizing one of the largest financial markets in the world. We make home finance radically more transparent; using AI and proprietary technology to eliminate friction from the mortgage process through ...