Senior Compliance Associate - Dallas

The Senior Compliance Associate is a highly visible role responsible for providing support to the Chief Compliance Officer in overseeing Barrow Hanley's compliance program. · Manage compliance with SEC filings and requirements. · Support investment selection and implementation/tr ...

Oscar is hiring an Associate, Risk / Compliance to join their Corporate Compliance team. · ...

Job summary:Senior Compliance Associate · About Barrow Hanley Global Investors: Founded in 1979, Barrow Hanley is a diversified investment management firm offering value-focused investment strategies spanning global equities and fixed income... · Key Responsibilities:Manage compl ...

Oscar is hiring an Associate, Risk/Compliance to join its Corporate Compliance team. · ResponsibilitiesCommunicate with all relevant departments to make sure current compliance levels. · Provide training to team members regarding regulatory compliance. · ...

The Sr. Compliance Associate is a highly visible role responsible for providing support to the Chief Compliance Officer (CCO) in the oversight of the compliance program for Barrow Hanley. · Manage compliance with and meet deadlines to fulfill assigned SEC state federal foreign co ...

We are hiring an Associate, Risk/Compliance to join our Corporate Compliance team.Oscar is the first health insurance company built around a full stack technology platform and a relentless focus on serving our members. · ...

We're hiring an Associate, Risk/Compliance to join our Corporate Compliance team at Oscar. The role ensures compliance with industry specifications, standards, regulations, and laws. · Communicate with all relevant departments to make sure current compliance levels. · Provide tra ...

This role supports the compliance program of a dually registered broker-dealer and investment adviser. This role is responsible for ensuring adherence to regulatory requirements and internal policies, · Monitor and interpret FINRA, SEC, and state regulatory developments · Conduct ...

This role supports the compliance program of a dually registered broker-dealer and investment adviser ensuring adherence to regulatory requirements and internal policies supporting day-to-day compliance operations assisting with regulatory audits and internal reviews · Monitor an ...

The Technology Operations Associate will work as an integral part of the Standish Compliance Team to deliver exceptional compliance services. · The Technology Operations Associate will have the unique opportunity to learn the financial services industry and SEC compliance practic ...

We're looking for exceptional talent to help us achieve our mission of making financial advice better, more affordable and accessible to all. · ...

+Job summary+Known for being a great place to work and build a career, KPMG provides audit, tax and advisory services for organizations in today's most important industries · +Qualifications+•Minimum three years of recent experience in Human Resources, preferably from a professio ...

The Technology Operations Associate will work as an integral part of the Standish Compliance Team to deliver exceptional compliance services. · The Technology Operations Associate will have the unique opportunity to learn the financial services industry and SEC compliance practic ...

We are seeking a Senior Associate to join our Talent and Culture organization. The successful candidate will provide subject matter expertise in HR laws and regulations. · ...

The Compliance Engineering Product Management team is responsible for guiding products through all stages of their lifecycle. · ...

The Compliance Associate will conduct legal and regulatory due diligence to assess reputational risk in various transactions and business relationships. · Conduct legal and regulatory due diligence to assess reputational risk in a variety of transactions and business relationship ...

The Goldman Sachs Compliance Division prevents, detects and mitigates regulatory and reputational risk across the firm, · and helps to strengthen the firm's culture of compliance. · Working with project sponsors and key stakeholders to establish a clear product strategy and road ...

Weaver is looking for a Governance, Risk, and Compliance (GRC) Senior Associate to join our growing firm. · This position is responsible for day-to-day project management of 1-6 concurrent engagements. Project management responsibilities include project planning, execution of eng ...

The Compliance Engineering Product Management team is responsible for guiding products through all stages of their lifecycle, including research, design, scoping, delivery, promotion and post-launch monitoring, · tailoring solutions to meet the evolving needs of our users. · ...

We are seeking an Compliance Associate to join our Business Intelligence Group. The successful candidate will conduct legal, regulatory and financial due diligence to assess reputational risk in various transactions and business relationships. · Conduct legal, regulatory and fina ...