Internal Wholesaler- Mutual Funds - Charlotte

This role is dedicated to the distribution of the 1290 retail mutual fund products issued by Equitable to professional financial intermediaries such as broker-dealers, banks, independent financial planners, and Equitable Advisors. · Initiates and/or follows up on sales calls; pro ...

At Equitable we help clients secure their financial well-being so they can pursue long and fulfilling lives- a mission we've honed since 1859. This role is dedicated to the distribution of the retail mutual fund products issued by Equitable to professional financial intermediarie ...

We're a team of over ten thousand strong; committed to helping our clients secure their financial well-being so that they can pursue long and fulfilling lives. We turn challenges into opportunities by thinking, working, and leading differently – where everyone is a leader. · Bach ...

This role is dedicated to the distribution of the 1290 retail mutual fund products issued by Equitable to professional financial intermediaries such as broker-dealers, banks, independent financial planners, and Equitable Advisors. · The sales team is responsible for cultivating n ...

This role is dedicated to the distribution of the 1290 retail mutual fund products issued by Equitable to professional financial intermediaries such as broker-dealers, banks, independent financial planners, and Equitable Advisors. · ...

This role is dedicated to the distribution of the 1290 retail mutual fund products issued by Equitable to professional financial intermediaries such as broker-dealers, banks, independent financial planners, and Equitable Advisors. · ...

What if you could build a career where ambition meets innovation? At LPL Financial, we empower professionals to shape their success while helping clients pursue their financial goals with confidence. What if you could have access to cutting-edge resources, a collaborative environ ...

We empower professionals to shape their success while helping clients pursue their financial goals with confidence and innovation. · The Mutual Fund Trade Corrections team processes trade corrections, settles them and reconciles books and records positions per regulatory requirem ...

The Mutual Fund Trade Corrections team processes trade corrections, settles them and reconciles books and records positions per regulatory requirements of a clearing firm. · ...

What if you could · build a career where ambition meets innovation? At LPL Financial, we empower professionals to shape their success while helping clients pursue their financial goals with confidence. · What if you could · have access to cutting-edge resources, a collaborative e ...

+LPL Financial Holdings Inc. is among the fastest growing wealth management firms in the U.S., supporting over 32,000 financial advisors with approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans. · +Develop and deliver Direct ...

The Fund Administrator oversees legal and financial administration of mutual funds and ETFs. · ...

The Senior Compliance Officer oversees broader planning for the investment company compliance program to help ensure that the organization and the Funds' operations and functions are in compliance with all relevant laws, regulations, and policies.Working as a subject matter exper ...

The Manager of Transfer Agent Back Office Operations oversees daily activities including relationships with financial intermediaries. · Operational Leadership: · ...

Job Statement · Oversee all RFP, RFI, and DDQ submissions for the firm as well as maintain the firm's product data in consultant databases. · Essential Duties and Responsibilities · Coordinate the full lifecycle of the proposal submission including the gathering, analysis, writi ...

This role will have excellent visibility working cross functionally with business partners to process client requests and conduct research of escalated items. · We are committed to fostering an inclusive and collaborative team environment, · while helping you reach your career go ...

We are seeking an Investment Operations Specialist to join our team in Charlotte. As a dynamic and knowledgeable professional, you will play a crucial part in our office collaborating with financial representatives to provide comprehensive financial security to clients through in ...

+BecomingaFinancialAdvisoratNorthwesternMutualisauiqueopportunitytostartabusinesswhereyoucanhelpyourclientsachievetheirgoalsthroughfinancialplanning. · +Youwillgrowyourclientbase,builtpersonalizedfinancialplans,andmanagerecordsofclientrelationships. ...

Job summary · We are seeking an experienced Product Manager with strong domain expertise in Wealth Management,Banking Operations,Fraud Risk Management,and Cheque. · ResponsibilitiesDefine product vision,strategy,and roadmap for Wealth Management digital offerings. · Lead end-to-e ...

This role focuses on supporting sales and developing mutually profitable advisor relationships by handling inbound calls and answering product-related questions. · Bachelor's degree or equivalent experience  · 1+ years of industry-related experience needed  · ...