Sr. Internal Wholesaler- Mutual Funds - Charlotte

At Equitable we help clients secure their financial well-being so they can pursue long and fulfilling lives- a mission we've honed since 1859. This role is dedicated to the distribution of the retail mutual fund products issued by Equitable to professional financial intermediarie ...

This role is dedicated to the distribution of the 1290 retail mutual fund products issued by Equitable to professional financial intermediaries such as broker-dealers, banks, independent financial planners and Equitable Advisors. The sales team is responsible for cultivating new ...

We're a team of over ten thousand strong; committed to helping our clients secure their financial well-being so that they can pursue long and fulfilling lives. We turn challenges into opportunities by thinking, working, and leading differently – where everyone is a leader. · Bach ...

We're a team of over ten thousand strong; committed to helping our clients secure their financial well-being so that they can pursue long and fulfilling lives.We turn challenges into opportunities by thinking, working, and leading differently – where everyone is a leader. · ...

This role is dedicated to the distribution of the 1290 retail mutual fund products issued by Equitable to professional financial intermediaries such as broker-dealers, banks, independent financial planners, and Equitable Advisors. · Initiates and/or follows up on sales calls; pro ...

This role is dedicated to the distribution of the 1290 retail mutual fund products issued by Equitable to professional financial intermediaries such as broker-dealers, banks, independent financial planners, and Equitable Advisors. · ...

We empower professionals to shape their success while helping clients pursue their financial goals with confidence and innovation. · The Mutual Fund Trade Corrections team processes trade corrections, settles them and reconciles books and records positions per regulatory requirem ...

The Mutual Fund Trade Corrections team processes trade corrections, settles them and reconciles books and records positions per regulatory requirements of a clearing firm. · ...

The Mutual Fund Trade Corrections team processes trade corrections settles them reconciles books records positions per regulatory requirements of a clearing firm. · ...

We're looking for strong collaborators who deliver exceptional client experiences and thrive in fast-paced, team-oriented environments. · Manage daily processing tasks · Analytical skills to reconcile suspense accounts and validate transactions to ensure compliance with regulator ...

We empower professionals to shape their success while helping clients pursue their financial goals with confidence. · ...

We empower professionals to shape their success while helping clients pursue their financial goals with confidence. · ...

LPL is committed to enabling advisors to grow their businesses by delivering a world-class Wealth Management Platform. · ...

+LPL Financial Holdings Inc. is among the fastest growing wealth management firms in the U.S., supporting over 32,000 financial advisors with approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans. · +Develop and deliver Direct ...

The Fund Administrator oversees legal and financial administration of mutual funds and ETFs. · ...

The Senior Compliance Officer oversees broader planning for the investment company compliance program to help ensure that the organization and the Funds' operations and functions are in compliance with all relevant laws, regulations, and policies.Working as a subject matter exper ...

The Manager of Transfer Agent Back Office Operations oversees daily activities including relationships with financial intermediaries. · Operational Leadership: · ...

The Manager of Transfer Agent Back Office Operations is responsible for overseeing the daily activities of the back office team that manages relationships with financial intermediaries including broker-dealers, RIAs, banks, and other financial institutions. · ...

+BecomingaFinancialAdvisoratNorthwesternMutualisauiqueopportunitytostartabusinesswhereyoucanhelpyourclientsachievetheirgoalsthroughfinancialplanning. · +Youwillgrowyourclientbase,builtpersonalizedfinancialplans,andmanagerecordsofclientrelationships. ...

We are seeking an Investment Operations Specialist to join our team in Charlotte. As a dynamic and knowledgeable professional, you will play a crucial part in our office collaborating with financial representatives to provide comprehensive financial security to clients through in ...