- Manage multiple client requests, ensuring the timely completion of all deliverables.
- Evaluate project plans and recommend enhancements and process improvements to ensure regulatory compliance.
- Maintain relationships with cross-functional teams and third-party vendors, ensuring adherence to regulatory standards.
- Prepare project trackers and lead client meetings to provide progress updates and address compliance issues.
- Identify and resolve gaps in processes and project execution to meet regulatory requirements.
- Cultivate long-term relationships with clients, business partners, and stakeholders, while ensuring compliance with regulatory guidelines.
- Interpret financial and legal entity documentation from various domains and sources, ensuring compliance with regulatory frameworks.
- Adapt and become an expert on proprietary products and client business lines, ensuring regulatory compliance.
- Strategize and implement new workflows and processes to meet evolving regulatory requirements and client needs.
- Experience in investment management, with a focus on regulatory compliance and client onboarding lifecycle.
- Strong analytical skills with the ability to interpret financial and legal documentation in the context of regulatory frameworks.
- In-depth knowledge of compliance and regulatory requirements in the investment management industry.
- Ability to navigate complex engagements and adapt to new regulatory requirements.
- Excellent communication and relationship management skills, with the ability to liaise effectively with clients, regulators, and internal stakeholders.
- Proven track record of project management and client servicing in a regulatory environment.
- Comfortable working in a fast-paced environment and managing multiple tasks simultaneously while ensuring regulatory compliance.
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IT Business Analyst Packaging Management
3 weeks ago
Skyline Enterprises Dallas, United StatesThe Schwarz IT team manages the entire digital infrastructure and all software solutions for companies within the Schwarz Group. This includes the selection, provision, operation, and further development of IT infrastructures, platforms, and business applications. In order to sup ...
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Management Analyst
1 week ago
City of Dallas Texas Dallas, United StatesWelcome to the City of Dallas · The City of Dallas is one of the largest employers in the DFW Metroplex. · We offer growth opportunities and a chance to make a difference in our community. · What do we offer? · A competitive salary, five-year vested pension plan, great benefi ...
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Order Management Analyst
6 days ago
Kelly Professional & Industrial Dallas, United StatesThe Order Management Analyst responsible for E2E order to cash processes to maximize customer service levels and optimize cost to serve. This role is responsible to provide high quality of service to, while adopting the client best in class process, organizational structure, and ...
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American Airlines Dallas, United StatesIntro · Are you ready to explore a world of possibilities, both at work and during your time off? Join our American Airlines family, and you'll travel the world, grow your expertise and become the best version of you. As you embark on a new journey, you'll tackle challenges w ...
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Resource Management Analyst/ VMS Analyst
2 weeks ago
Mastech Dallas, United StatesMastech Digital is an IT Staffing and Digital Transformation Services company. · Resource Management Analyst/ VMS Analyst · Mastech Digital · provides digital and mainstream technology staff as well as Digital Transformation Services for all American Corporations. We are curren ...
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Risk Management Analyst
3 weeks ago
Ashford Hospitality Prime Dallas, United StatesThe person selected for this position will be employed by Warwick Insurance Company LLC, a captive insurance subsidiary of Ashford Inc and will provide support to the Ashford Group of Companies which consists of three publicly traded companies and tw Management, Analyst, Risk, Ho ...
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Analyst, Asset Management
2 weeks ago
Related Partners, Inc. Dallas, United StatesThe Analyst, Asset Manager will be an integral part of the Asset Management Team ("AM Team") responsible for executing the business plan for a portfolio of affordable multi-family assets owned by Related Affordable. This role will support the Lead As Management, Analyst, Property ...
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Project Management Analyst
4 days ago
AtkinsRéalis Dallas, United StatesJob Description · Why join us? · We are hiring AtkinsRéalis is seeking a Project Management Analyst to join our Dallas, TX office. This position will be a fully remote opportunity and is open to alternate working locations in the US. · About Us · AtkinsRéalis is one of the worl ...
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Change Management Analyst
5 days ago
Ability Rehab Associates Dallas, United StatesWe are seeking qualified applicants from the United States to apply for this position. · As a Change Management Analyst, you will be responsible for driving organizational change initiatives to ensure successful implementation and adoption of new processes, technologies, and orga ...
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Change Management Analyst
2 days ago
Ability Rehab Associates Dallas, United StatesJob Description · Job DescriptionWe are seeking qualified applicants from the United States to apply for this position. · As a Change Management Analyst, you will be responsible for driving organizational change initiatives to ensure successful implementation and adoption of new ...
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Prospect Management Analyst
2 weeks ago
Southern Methodist University Dallas, United StatesSalary Range: · Salary commensurate with experience and qualifications · About SMU · SMU's more than 12,000 diverse, high-achieving students come from all 50 states and over 80 countries to take advantage of the University's small classes, meaningful research opportunities, le ...
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Risk Management Analyst
2 weeks ago
Ashford Hospitality Trust Dallas, United StatesThe person selected for this position will be employed by Warwick Insurance Company LLC, a captive insurance subsidiary of Ashford Inc and will provide support to the Ashford Group of Companies which consists of three publicly traded companies and two private funds. Two of the co ...
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InfoVision Inc. Dallas, United StatesJob Title: Business Analyst & Customer Experience Specialist · Location: Dallas, TX (onsite from day one – Three days onsite in a week) · Contract Length: Long Term · Role Overview: · This hybrid role combines the strategic insights of a Business Analyst with the customer-centri ...
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Identity & Access Management Analyst - CDS
5 days ago
BlueCross BlueShield of South Carolina Dallas, United States Full timeDescription · About Us: · Companion Data Services provides leading IT solutions and managed services. We operate multiple geographically disperse data centers, including two of the nation's largest healthcare data centers – both rated among the top five percent of data centers ...
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Technology Incident Manager Analyst
2 weeks ago
Global Channel Management Dallas, United StatesJob Description: · Technology Incident Manager Analyst needs 3+ years of experience in incident management, risk management, or a related field · Technology Incident Manager Analyst requires: · Charlotte-NC, Dallas-TX, Iselin-NJ, NY, Broomfield-CO · Working Days Thursday to Tues ...
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Analyst, IT Systems Change Management
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American Airlines Dallas, United StatesIntro · Are you ready to explore a world of possibilities, both at work and during your time off? Join our American Airlines family, and youll travel the world, grow your expertise and become the best version of you. As you embark on a new journey, youll tackle challenges with f ...
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Lead Analyst, Performance Management
2 weeks ago
Boston Consulting Group Dallas, TX, United StatesWHAT YOU'LL DO · As a Lead Knowledge Analyst (LKA) within BCG's Corporate Finance & Strategy Practice Area, you will collaborate and partner in a growing global team, providing functional expertise and insights. You will work together with case and proposal teams to provide know ...
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Senior Analyst, IT Asset Management
6 days ago
Apex Fintech Solutions Dallas, United StatesWHO WE ARE · Apex Fintech Solutions (AFS) powers innovation and the future of digital wealth management by processing millions of transactions daily, to simplify, automate, and facilitate access to financial markets for all. Our robust suite of fintech solutions enables us to su ...
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Southwest Airlines Dallas, United StatesDepartment: · Revenue Management Our Company Promise · We are committed to provide our Employees a stable work environment with equal opportunity for learning and personal growth. Creativity and innovation are encouraged for improving the effectiveness of Southwest Airlines. Ab ...
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Management Analyst lll OCR-Enforcement
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Nationwide IT Services, Inc. Dallas, United StatesManagement Analyst lll OCR-Enforcement Dallas, TX Apply Now · Management Analyst III · 100% Onsite (Washington, DC) · Public Trust · Nationwide IT Services is seeking a Management Analyst III to support our government customer Health & Human Services (HHS) Office of Civil Rig ...
Investment Management Analyst - Dallas, United States - Phyton Talent Advisors
Description
Our Client, a Global Financial Services Firm, is seeking a Investment Management Analyst - Compliance and Regulatory Oversight in their Dallas, TX location.
Responsibilities:
Requirements: