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    Investment Management Analyst - Dallas, United States - Phyton Talent Advisors

    Phyton Talent Advisors
    Phyton Talent Advisors Dallas, United States

    3 weeks ago

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    Description

    Our Client, a Global Financial Services Firm, is seeking a Investment Management Analyst - Compliance and Regulatory Oversight in their Dallas, TX location.

    Responsibilities:

    • Manage multiple client requests, ensuring the timely completion of all deliverables.
    • Evaluate project plans and recommend enhancements and process improvements to ensure regulatory compliance.
    • Maintain relationships with cross-functional teams and third-party vendors, ensuring adherence to regulatory standards.
    • Prepare project trackers and lead client meetings to provide progress updates and address compliance issues.
    • Identify and resolve gaps in processes and project execution to meet regulatory requirements.
    • Cultivate long-term relationships with clients, business partners, and stakeholders, while ensuring compliance with regulatory guidelines.
    • Interpret financial and legal entity documentation from various domains and sources, ensuring compliance with regulatory frameworks.
    • Adapt and become an expert on proprietary products and client business lines, ensuring regulatory compliance.
    • Strategize and implement new workflows and processes to meet evolving regulatory requirements and client needs.

    Requirements:

    • Experience in investment management, with a focus on regulatory compliance and client onboarding lifecycle.
    • Strong analytical skills with the ability to interpret financial and legal documentation in the context of regulatory frameworks.
    • In-depth knowledge of compliance and regulatory requirements in the investment management industry.
    • Ability to navigate complex engagements and adapt to new regulatory requirements.
    • Excellent communication and relationship management skills, with the ability to liaise effectively with clients, regulators, and internal stakeholders.
    • Proven track record of project management and client servicing in a regulatory environment.
    • Comfortable working in a fast-paced environment and managing multiple tasks simultaneously while ensuring regulatory compliance.
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