Investment Compliance Analyst - Hartford, United States - Talcott Financial Group
Description
Talcott Financial Group is an international life insurance group and the industry's trusted partner for comprehensive risk solutions.Talcott creatively designs and expertly delivers responsive solutions that transfer risk and manage capital in a way that supports the strategic needs of insurers today and into the future.
Talcott Financial Group has a proven track record of well-executed transactions, and the enterprise benefits from its strong financial position with over $120 billion in assets under management, its investment-grade financial strength ratings, and its partnership with Sixth Street, a leading global investment firm.
Talcott Financial Group's two core business platforms include: U.S. based Talcott Resolution and Bermuda and Cayman based Talcott Re.
Overview:
Primary Responsibilities:
- Ownership of Talcott's Investment compliance systems and processes.
- Coordinate the review and communication of breaches, both actual and anticipated, with internal personnel including Heads of Credit, ALM and CIO, and external entities including asset managers and reinsurance partners.
- Update and maintain compliance policy and procedures
- Prepare and present periodic investment compliance reporting to CIO and external partners
- Enhance and maintain Talcott's ESG compliance processes
- Remain updated on all regulatory changes contemplated or made while collaborating with others across Talcott including Law, Actuarial and Finance
- Add value to various Investment Operations initiatives, especially during new business acquisitions
Qualifications:
- 25 years of relevant compliance and/or operations experience in the investment management space
- Bachelor's Degree with a business major focus (finance, accounting, business administration, etc.)
- Working knowledge of investment advisory rules and regulations
- Ability to perform research, analysis and interpret financial data
- Demonstrated ability to manage tight deadlines within a highlymatrixed environment
- Strong working knowledge of MS Excel and data manipulation
- Familiarity with MS SQL queries is a plus
- Keen attention to detail and ability to multitask
- Creative and proactive problemsolving skills
- Excellent written and verbal communication skills
- Demonstrate cooperation and collaboration in a team setting
- Excellent prioritization and organizational ability
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