Manager, Business Oversight - Jersey City

To join Barclays as US Lead in Credit Trading Business Oversight Compliance on the Credit BOC team coordinating with other Global Markets BOC team leads providing compliance risk oversight of the US Credit business within Global Markets. · Provide expert compliance risk managemen ...

Join Barclays as the US Lead in Credit Trading - Business Oversight Compliance (BOC) on the Credit BOC team. · ...

Join Barclays as the US Lead in Credit Trading - Business Oversight Compliance (BOC) on the Credit BOC team. You will provide expert compliance risk management support on credit trading and distribution matters with business and control stakeholders. · ...

This role focuses on compliance with swap and security-based swap dealer obligations, Volcker obligations, Political Law requirements, · and regulatory tradability. You will provide data-led oversight and effective challenge across Markets Compliance to support legal, · regulator ...

This role focuses on compliance with swap and security-based swap dealer obligations, · Volcker obligations, · Political Law requirements, · and regulatory tradability.You will provide data-led oversight and effective challenge across Markets Compliance to support legal, · regula ...

This role is responsible for providing data-led expert oversight and challenge on business and compliance matters to ensure that the organisation operates in accordance with Barclays legal, regulatory and ethical responsibilities. · Experience in markets or derivatives compliance ...

We are looking for a Securitized Product Business Oversight Compliance - VP to provide expert oversight and ensure adherence to legal, regulatory, and firm-wide compliance standards. · This role assesses and challenges securitized product activities including trading structuring ...

The Senior Compliance Business Oversight Analyst will play a critical role in supporting the Fair Banking Compliance department by managing multiple ongoing projects, driving accountability across initiatives, and delivering clear, actionable reporting. This individual will combi ...

We're on a mission to build a more resilient and scalable compliance risk management function at TD Bank US Compliance. · As part of our team, you'll play a key role in reshaping compliance structures and processes, · driving innovation at every level. · ...

We're looking for a trusted leader to oversee operational risk management at Early Warning Services. · Leverage data analytics and technological capabilities to inform fact-based risk analysis. · Develop and maintain relationships with business partners while adhering to the high ...

This role is for an Operational Risk Management (ORM) Leader responsible for overseeing and challenging the effectiveness of EWS risk and control environment. · ...

At TD Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in reshaping compliance structures and processes. · ...

Join us as a Securitized Product Business Oversight Compliance - VP, where you'll provide expert oversight and ensure adherence to legal, regulatory, and firm-wide compliance standards. · ...

+The Managed Account Group (MAG) provides Separately Managed Account (SMA) solutions for financial intermediaries and direct client channels. · Champion data oversight and management across the Intermediary business. · Drive the delivery of KPIs and other key metrics to senior ma ...

The Managed Account Group (MAG) provides Separately Managed Account (SMA) solutions for financial intermediaries and direct client channels.The team supports the administration and distribution of strategies covering a broad spectrum of security types including equities, fixed in ...

The Managed Account Group (MAG) provides Separately Managed Account (SMA) solutions for financial intermediaries and direct client channels. · ...

The Managed Account Group (MAG) provides Separately Managed Account (SMA) solutions for financial intermediaries and direct client channels. The team supports the administration and distribution of strategies covering a broad spectrum of security types including equities, fixed i ...

+ Lead regulatory oversight and supporting strategic business initiatives for Barclays' Americas operations. · + Provide expert challenge on financial crime compliance matters · + Work closely with senior stakeholders across the branch and Barclays to drive AML advisory, regulato ...

Join us as a VP for Barclays Americas operations where you'll lead regulatory oversight and support strategic business initiatives. You'll provide expert challenge on financial crime compliance matters ensuring alignment with legal regulatory and ethical standards. · ...

The · Role · The Fraud Risk Oversight team works in close partnership with 1st line Fraud Operations teams and Business Units across the firm to develop and enhance overall fraud risk management framework.Provide independent risk oversight and challenge to 1st line fraud and ope ...