Securitized Product Business Oversight Compliance - New York

To join Barclays as US Lead in Credit Trading Business Oversight Compliance on the Credit BOC team coordinating with other Global Markets BOC team leads providing compliance risk oversight of the US Credit business within Global Markets. · Provide expert compliance risk managemen ...

+ Compliance Oversight LeadJob summary · About Anthropic's mission is to create reliable, interpretable and steerable AI systems. · We want AI to be safe and beneficial for our users and for society as a whole. · ...

Join Barclays as the US Lead in Credit Trading - Business Oversight Compliance (BOC) on the Credit BOC team. · ...

Join Barclays as the US Lead in Credit Trading - Business Oversight Compliance (BOC) on the Credit BOC team. You will provide expert compliance risk management support on credit trading and distribution matters with business and control stakeholders. · ...

This role focuses on compliance with swap and security-based swap dealer obligations, Volcker obligations, Political Law requirements, · and regulatory tradability. You will provide data-led oversight and effective challenge across Markets Compliance to support legal, · regulator ...

A Senior Compliance Oversight Lead is sought to join an investment bank located in Midtown Manhattan. · Support the development and ongoing oversight of the Compliance Monitoring program. · Partner with global teams to design, enhance, and implement effective Monitoring Activitie ...

An investment bank located in Midtown Manhattan looking to bring on board a Senior Compliance Oversight Lead to join their team. This role is currently in a hybrid schedule (4 days in office / week). · Support the development and ongoing oversight of the Compliance Monitoring pro ...

This role focuses on compliance with swap and security-based swap dealer obligations, · Volcker obligations, · Political Law requirements, · and regulatory tradability.You will provide data-led oversight and effective challenge across Markets Compliance to support legal, · regula ...

This role is responsible for providing data-led expert oversight and challenge on business and compliance matters to ensure that the organisation operates in accordance with Barclays legal, regulatory and ethical responsibilities. · Experience in markets or derivatives compliance ...

The Senior Compliance Business Oversight Analyst will play a critical role in supporting the Fair Banking Compliance department by managing multiple ongoing projects, driving accountability across initiatives, and delivering clear, actionable reporting. This individual will combi ...

The Director, Safety Oversight Compliance Support position is responsible for acting as the central agency point of contact for external regulatory agencies and supporting regulatory activity. · ...

We're on a mission to build a more resilient and scalable compliance risk management function at TD Bank US Compliance. · As part of our team, you'll play a key role in reshaping compliance structures and processes, · driving innovation at every level. · ...

At TD Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in reshaping compliance structures and processes. · ...

+The Director, Safety Oversight Compliance Support position is responsible for acting as the central agency point of contact for external regulatory agencies and supporting regulatory activity. · +Acting as the central agency point of contact for external regulatory agencies. · S ...

Join us as a Securitized Product Business Oversight Compliance - VP, where you'll provide expert oversight and ensure adherence to legal, regulatory, and firm-wide compliance standards. · ...

+ Lead regulatory oversight and supporting strategic business initiatives for Barclays' Americas operations. · + Provide expert challenge on financial crime compliance matters · + Work closely with senior stakeholders across the branch and Barclays to drive AML advisory, regulato ...

Join us as a VP for Barclays Americas operations where you'll lead regulatory oversight and support strategic business initiatives. You'll provide expert challenge on financial crime compliance matters ensuring alignment with legal regulatory and ethical standards. · ...

The Assistant Director of Oversight and Compliance serves a pivotal role in ensuring that Long Island University's academic and administrative programs adhere to all applicable regulations, standards, and best practices. · ...

The Assistant Director of Oversight and Compliance serves a pivotal role in ensuring that Long Island University's academic and administrative programs adhere to all applicable regulations, standards, and best practices. · ...

We are looking for a Sr Compliance Risk Analyst to support and scale Mercury's Compliance Management System (CMS), with a focus on governance operations, risk oversight, and workflow execution. · This role will help ensure compliance risks, issues, · and remediation efforts are t ...