Compliance, Asset Management Compliance, Associate, NY - New York

We are looking to hire a Compliance Associate to assist on generalist compliance responsibilities. · ...

Compliance Associate – Multi-Strategy Hedge Fund – New York · Ocr alpha is partnering with a premier multi-strategy hedge fund managing in excess of 15bn AUM, with offices across the worlds leading financial centres. · ...

Atlantic Group is hiring a Compliance Associate (Investment Management) in New York, NY for our client. · ...

Compliance Associate (New York, NY): Our client, a growing private equity fund is seeking a Compliance Associate to support firmwide processes and procedures in furtherance of operational excellence, governance, and regulatory compliance. This is a broad, hands-on role in a lean, ...

We are representing a Compliance opportunity with an established hedge fund headquartered in NYC. · Assist in preparing regulatory filings... · ...

The Compliance Associate will join a lean, high-quality Compliance function and reporting directly to the CCO on day-to-day regulatory oversight, monitoring, and programme development. · ...

The Compliance Associate will work closely with members of BDT & MSD's Legal & Compliance team to ensure regulatory compliance across the platform. · Assist in the drafting, maintenance, and implementation of policies, procedures, and trainings · Assist in KYC and other deal rela ...

A leading global private equity firm is seeking a Compliance Analyst or Associate to support its Private Equity Compliance program. · Conduct internal compliance testing to assess policy effectiveness and regulatory adherence · Coordinate with external compliance consultants on p ...

The Atlantic Group is hiring a Compliance Associate to support employee compliance monitoring, regulatory filings and marketing reviews. The ideal candidate will have experience in investment management or related environments with strong attention to detail and familiarity with ...

We are hiring a Compliance Associate in New York supporting employee compliance monitoring regulatory filings marketing reviews lobbying requirements. · ...

The Compliance Associate will serve as a key member of the firm's in-house compliance function. · 3+ years of experience in compliance, legal, or risk-related roles at a financial service. · ...

· About BDT & MSD Partners: · BDT & MSD Partners is a merchant bank with an advisory and investment platform built to serve the distinct needs of business owners and strategic, long-term investors. We are distinguished by our decades of experience advising at the intersection of ...

This is a full-time, remote Compliance Associate role based in the New York City Metropolitan Area. · Knowledge of compliance concepts, regulatory frameworks, and securities regulation, including anti-money laundering and cybersecurity procedures · Experience with audit processes ...

Broad exposure across the entire hedge fund compliance function. High-volume, hands-on role with meaningful learning and advancement potential. · ...

We seek an Associate to join our global Compliance Team at an Alternative Asset Management client. · ...

A leading private equity firm with more than $5B in assets under management is seeking a Compliance Analyst or Associate to join its team in New York City. · ...

A leading institutional investment firm in New York seeks a Compliance Associate to support investment guideline oversight and work closely with portfolio managers. · Oversee investment portfolios utilizing Charles River Development (CRD) to ensure strict adherence to client guid ...

Onyx Bridge Wealth Group is seeking a motivated and detail-oriented Operations & Compliance Associate to support both the Chief Operating Officer (COO) and Chief Compliance Officer (CCO). This entry-level role is ideal for a candidate looking to gain broad exposure to investment ...

++A leading global private equity firm is seeking a Compliance Analyst or Associate to support its Private Equity Compliance program.+ · +This is a highly visible and impactful role focused on identifying, managing, and mitigating compliance risk while fostering a business-orient ...

A full-service investment bank and asset management firm focusing on technology and healthcare growth, is currently looking to hire a Compliance Associate with 1 -3 years of compliance experience. · The Compliance Associate will assist in all aspects of broker-dealer compliance a ...

We are seeking a detail oriented and enthusiastic Compliance Associate to join our team. Our client is a leading investment fund with diverse assets totaling over $30B. · ...