Compliance Monitoring - New York, United States - Capital Market Advisors

Description

Capital-Markets-Advisors (CMA) is a boutique staffing and consultancy firm.

Our client a global Fintech leader with a collaborative, challenging, and rewarding environment, has a project
(currently remote) that requires a senior analyst
contractor.

Responsibilities:

• Partner successfully with all stakeholders from project initiation through project implementation (SDLC).
• Craft documentation that outlines the proposed solution and project delivery plan. (governance, business requirements documentation, partner documentation, etc.)
• Experience in brokerage processing conversions with an emphasis on functions typically supported in Brokerage Industry/Operations.
• Must have experience with conversions and with the BR BPS system.
• Must have strong analytical and problemsolving skills.
• Ability to effectively communicate with managers and peers, both verbally and in writing, to address issues and facilitate interactions
• Proficiency with Microsoft Word, Excel, and Outlook.

Skills:

• Experience in brokerage processing with an emphasis on functions typically supported in Brokerage Industry/Operations.
• Must have experience with conversions and with the BR BPS system.
• Strong analytical and problemsolving skills, with the ability to analyze situations and issues and develop and implement sound solutions.
• Strong interpersonal and relationshipbuilding skills

- knowledge of brokerage industry processes

• Ability to effectively communicate with managers and peers, clearly expressing ideas and concepts both verbally and in writing to address issues and facilitate interactions
• Participate in fostering a positive team environment that gives way to collaboration and unified goals
• Proficiency with Microsoft Word, Excel, and Outlook.

Additional (plus) skills:

• Any specific experience with, Suspense, Stock Record, Balancing, Fails, No Name Accounts, Chart of Accounts, CNS Balancing, DTCC, SPO's, ACAT, Dividend & Reorg Postings, Depot Reconciliations both Cash and Stock.
• Any experience with Optional Dividend processing
• Experience with government, mortgagebacked, and assetbacked securities.
• Experience with reorg and brokerage industry.
• Experience with brokerage processing, tax reporting.

Job Types:
Full-time, Contract


Pay:
$ $125.00 per hour


Benefits:

• 401(k)
• Dental insurance
• Health insurance

Schedule:

• 8 hour shift
• Monday to Friday
• On call

Education:

• Bachelor's (preferred)

Experience:

• Testing: 3 years (required)

Internal Audit Background: 1 year (preferred)

• Banking or Brokerage Industry/Operations: 5 years (required)

Regulatory Compliance: 3 years (required)


Ability to Relocate:

• New York, NY 10017: Relocate before starting work (required)

Work Location:
Hybrid remote in New York, NY 10017

Application Deadline: 11/25/2021